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Injunction Against Corrections Department Affirmed; Presumption Ancillary to Injunction

Injunction Against Corrections Department Affirmed; Presumption Ancillary
to Injunction

The U.S. Ninth Circuit Court of Appeals affirmed a contested permanent
injunction issued by the U.S. District Court, Northern District of
California, against the California Department of Corrections (CDC), to
remedy CDC's violations of disabled prisoners' rights under the American
with Disabilities Act (ADA) and the Rehabilitation Act (RA). The appeals
court held that a presumption contained in the injunction was ancillary to
the larger issue of how to remedy the violation and, thus, did not violate
the Prison Litigation Reform Act (PLRA) nor unnecessarily intrude into
prison operations.

The federal district court found, and the appeals court affirmed, that the
ADA and RA applied to prisons. Further, CDC was found to have violated
disabled prisoners' rights under the ADA and RA by keeping them in CDC's
reception centers for unusually long periods of time, thereby denying them
access to credits that reduce their sentences.

The district court issued a Remedial Plan to correct the violations and
CDC appealed. The appeals court, in an unpublished opinion, remanded
because the district court failed to make the required findings under the
PLRA. See: Armstrong v. Davis, Case No. 99-15152, 2000 U.S. App. LEXIS
6821, 2000 WL 369622 (9th Cir., April 11, 2000) (unpublished). The
district court then issued a permanent injunction incorporating parts of
the Remedial Plan. CDC appealed paragraph three of the injunction as
violating the PLRA.

Paragraph three of the injunction deals with disabled prisoners who are
kept at CDC reception centers for unusually long periods of time. The
paragraph declares that a prisoner kept at a reception center longer than
sixty days will be presumed to have been kept there "solely due to the
[prisoner's] disability."

CDC argued that the presumption was never litigated. Consequently, it
violated the PLRA "and the parties' stipulation that only disputed matters
would be included in the injunction." CDC also argued that the presumption
was overly broad, which also violated the PLRA.

The appeals court held that the presumption had been disputed in prior
proceedings though it was never the main disagreement. Further, the
presumption was ancillary to the issue of how to remedy violations at the
reception center. Since the CDC kept disabled prisoners at reception
centers, it was fair to make CDC bear the burden of the presumption.
The district court's injunction was affirmed. This case is published in
the Federal Appendix and is subject to rules governing unpublished cases.
See: Armstrong v. Davis, 58 Fed.Appx. 695 (9th Cir. 2003).

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Related legal case

Armstrong v. Davis

JOHN ARMSTRONG; JAMES AMAURIC, RICHARD PONCIANO; JACK SWENSEN; BILLY BECK; JUDY FENDT; WALTER FRATUS; GROGORY SANDOVAL; DARLENE MADISON; PETER A. RICHARDSON; STEVEN HILL, Plaintiffs-Appellees, v. GRAY DAVIS, Governor of the State of California; ROBERT PRESLEY, Secretary of Youth and Corrections Agency; C.A. TERHUNE, Director of the Department of Corrections; SUSANN STEINBERG, M.D., Deputy Director for Health Care Services, JUDITH MCGILLIVRAY, Deputy Director of the Planning and Construction Division; DAVID TRISTAN, Deputy Director of the Institutions Division; MIDGE CARROLL, Deputy Director of the Parole Community Services Division, Defendants-Appellants.

No. 99-15152

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

2000 U.S. App.

January 10, 2000, Argued and Submitted, San Francisco, California
April 11, 2000, Filed


NOTICE: [*1] RULES OF THE NINTH CIRCUIT COURT OF APPEALS MAY LIMIT CITATION TO UNPUBLISHED OPINIONS. PLEASE REFER TO THE RULES OF THE UNITED STATES COURT OF APPEALS FOR THIS CIRCUIT.

SUBSEQUENT HISTORY: Reported in Table Case Format at: 2000 U.S. App.

PRIOR HISTORY: Appeal from the United States District Court for the Northern District of California. D.C. No. CV 94-02307 CW. Claudia Wilken, District Judge, Presiding.

DISPOSITION: District court's order VACATED in part and case REMANDED.


COUNSEL: For JOHN ARMSTRONG, JAMES AMAURIC, RICHARD PONCIANO, JACK SWENSEN, BILLY BECK, JUDY FENDT, WALTER FRATUS, GREGORY SANDOVAL, DARLENE MADISON, PETER A. RICHARDSON, STEVEN HILL, Plaintiffs - Appellees: Donald H. Specter, Esq., Sara Norman, PRISON LAW OFFICE, San Quentin, CA.

For JOHN ARMSTRONG, JAMES AMAURIC, RICHARD PONCIANO, JACK SWENSEN, BILLY BECK, JUDY FENDT, WALTER FRATUS, GREGORY SANDOVAL, DARLENE MADISON, PETER A. RICHARDSON, STEVEN HILL, Plaintiffs - Appellees: Arlene B. Mayerson, Esq., DISABILITY RIGHTS EDUCATION & DEFENSE FUND, Elaine B. Feingold, Esq, Berkeley, CA.

For JOHN ARMSTRONG, JAMES AMAURIC, RICHARD PONCIANO, JACK SWENSEN, BILLY BECK, JUDY FENDT, WALTER FRATUS, GREGORY SANDOVAL, DARLENE MADISON, PETER A. RICHARDSON, STEVEN HILL, Plaintiffs - Appellees: Michael W. Bien, Esq., [*2] ROSEN, BIEN & ASARO, Eve H. Shapiro, HOWARD, RICE, NEMEROVSKI, CANADY, FALK AND RABKIN, Warren E. George, McCUTCHEN, DOYLE, BROWN & ENERSEN LLP, Shawn Everett Hanson, Esq., PILLSBURY MADISON & SUTRO LLP, San Francisco, CA.

For GRAY DAVIS, ROBERT PRESLEY, C. A. TERHUNE, SUSANN STEINBERG, MD, JUDITH MCGILLIVRAY, DAVID TRISTAN, MIDGE CARROLL, Defendants - Appellants: James M. Humes, Esq., Morris Lenk, DAG, Matthew D. Mandelbaum, Esq., CALIFORNIA ATTORNEY GENERAL, Office of the Attorney General, San Francisco, CA.

JUDGES: Before: VAN GRAAFEILAND n2, ALARCON, and SILVERMAN, Circuit Judges.

n2 The Honorable Ellsworth A. Van Graafeiland, Senior Circuit Judge for the United States Court of Appeals for the Second Circuit, sitting by designation.

OPINION:
MEMORANDUM n1

n1 This disposition is not appropriate for publication and may not be cited to or by the courts of this circuit except as may be provided by 9th Cir. R. 36-3.

I.
Plaintiff-appellees, a certified class of all present and future California [*3] state prison inmates and parolees with various physical and learning disabilities, sued defendant-appellants, California state officials acting in their official capacity (hereinafter referred to as the California Department of Corrections, or CDC). Plaintiffs sought injunctive relief for state prison violations of the Rehabilitation Act ("RA") and the Americans with Disabilities Act ("ADA").
In lieu of a trial, the parties and the district court embarked on an extensive settlement process, under which the CDC stipulated that some of its facilities were not in compliance with the statutes, and thereafter worked to develop a proposed plan to remedy its specific statutory violations. The plaintiffs objected to a number of the CDC's proposals, as was contemplated by the settlement agreement. Although most issues were resolved by the parties as a result of negotiation, fifteen specific aspects of the CDC's proposed plan were submitted to the district court for evidentiary hearings and resolution.
Although the CDC now raises a number of issues on appeal, its primary argument is that the district court incorrectly applied an "undue burden" standard in rejecting as noncompliant two particular [*4] aspects of its proposed plan: its Disability Placement Plan for housing disabled inmates in appropriate facilities; and its screening process for identifying inmates with disabilities (the "verification process"). The department urges us to find that the court erred in ordering it to adopt the plaintiffs' extensive modifications to these aspects of the plan. The CDC also contends that the district court's final injunction violated 18 U.S.C. § 3626 (the Prison Litigation Reform Act) to the extent that it ordered the CDC to comply with negotiated portions of the remedial plan without first finding that those portions were the least restrictive remedies necessary to comply with the ADA and the RA.
We have jurisdiction pursuant to 28 U.S.C. § 1292(a). See Armstrong v. Wilson, 124 F.3d 1019, 1021-22 (9th Cir. 1997) (Armstrong I). We agree with the CDC that the district court applied the incorrect legal standard in evaluating the Disability Placement Plan and the verification process. We also agree that the district court's injunction violated the Prison Litigation Reform Act. Accordingly, we reverse.
II.
Title II of [*5] the ADA prohibits discrimination on the basis of disability by public entities. n3 See 42 U.S.C. § 12132. Title II is applicable to state prisons. See Pennsylvania Dep't of Corrections v. Yeskey, 524 U.S. 206, 213, 141 L. Ed. 2d 215, 118 S. Ct. 1952 (1998).

n3 Title II was expressly modeled after § 504 of the Rehabilitation Act of 1973, 28 U.S.C. 794a. As we have noted, "there is no significant difference in analysis of the rights and obligations created by the ADA and the Rehabilitation Act." Zukle v. Regents of the University of California, 166 F.3d 1041, 1045 n.11 (9th Cir. 1999) (citing 42 U.S.C. § 12133).

In Gates v. Rowland, 39 F.3d 1439, 1447 (9th Cir. 1994), we held that the correct standard for reviewing claimed violations of prisoners' statutory rights under the RA is the standard articulated by the Supreme Court in Turner v. Safley, 482 U.S. 78, 96 L. Ed. 2d 64, 107 S. Ct. 2254 (1994). [*6] In Turner, the Supreme Court held that "when a prison regulation impinges on inmates' constitutional rights, the regulation is nonetheless valid if it is reasonably related to legitimate penological interests." Id. at 89. The Turner Court identified four factors relevant to determining the reasonableness of a policy or practice: (1) whether there is a valid, rational connection between the practice and a legitimate governmental interest; (2) whether "alternative means" exist for inmates to exercise the constitutional right at stake; (3) the impact of accommodation on prison security, administrative efficiency, prison staff, and the inmate population as a whole; and (4) whether the prison's policy represents an "exaggerated response" to prison concerns. Id. at 87.
Turner places on the prison inmates the burden of demonstrating that the challenged prison policy or regulation is unreasonable. See id; see also Casey v. Lewis, 4 F.3d 1516, 1520 (9th Cir. 1993). Indeed, we recently emphasized that under the first prong of Turner, the plaintiff-inmates bear the initial burden of refuting a "common sense connection between [*7] a prison regulation and the objective that the government's counsel argues the policy was designed to further." Frost v. Symington, 197 F.3d 348, 357 (9th Cir. 1999). Without such a showing, the government's proffered "common sense" objective is presumed legitimate and neutral. See id.
Although the panel in Gates acknowledged that the Turner standard was created as a means of review of constitutional rights in a prison setting, it nonetheless found the standard equally appropriate for a review of statutory rights. See Gates, 39 F.3d at 1447 ("It is highly doubtful that Congress intended a more stringent application of the prisoners' statutory rights created by the [RA] than it would the prisoners' constitutional rights.").
Given Gates's clear holding that the Turner reasonableness standard is applicable in this context, the standard applied by the district court, namely, that the prison officials had to show that the inmates' proposed accommodations posed an undue burden, is incorrect. Gates clearly requires that the initial burden of proof be placed on the prisoners to demonstrate why the CDC's proposed plans were unreasonable. [*8]
Both sides presented below substantial evidence in favor of their respective legal arguments, but the essential facts are not disputed. These undisputed facts clearly establish that the CDC's proposed Disability Placement Plan and verification process are "reasonably" related to legitimate penological interests. Turner, 482 U.S. at 89. Therefore, we reverse the district court and vacate those portions of the injunction giving rise to this appeal.
III.
We also agree with the CDC that the district court's final injunction was in violation of the Prison Litigation Reform Act, 18 U.S.C. § 3626(a)(1)(A), to the extent that it ordered the CDC to comply with the negotiated portions of the plans (i.e. those portions of the proposed plan which were initially objected to by the plaintiff prisoners, and which the CDC subsequently modified as a result of negotiations between the parties), without having made the findings required by the PLRA.
The PLRA mandates that "in any civil action with respect to prison conditions" a court "shall not grant or approve any prospective relief unless the court finds that such relief is narrowly drawn, extends no further [*9] than necessary to correct the violation of the Federal right, and is the least intrusive means necessary to correct the violation of the Federal right." 18 U.S.C. § 3626 (a)(1)(A). Under the PLRA, prospective relief in prison cases can be granted only if accompanied by these findings. n4

n4 The district court apparently recognized the necessity of the PLRA findings. When the CDC raised this issue below, the court proposed two options: either the court would issue its final injunction without the PLRA findings if the CDC would agree not to challenge the order on those grounds; or the court would issue an order with the PLRA certification, but it would permit the CDC to subsequently modify its plan if it could demonstrate that any particular part of the plan was inconsistent with the PLRA. The CDC rejected both options, insisting instead on strict compliance with the PLRA.

In this case, the district court failed to make the requisite PLRA findings with respect to the negotiated portions [*10] of the CDC's proposed remedial plans. n5 Accordingly, we vacate that portion of the final injunction ordering the CDC to comply with the negotiated portions of the plans. The CDC and the inmates entered into a settlement agreement under which the CDC has agreed to remedy various violations. If the CDC fails to live up to the agreement and violations persist, the plaintiffs may return to court and seek appropriate redress, including an enforceable injunction in conformity with the PLRA if appropriate. This approach is consistent with the purpose of the PLRA, which is to minimize judicial involvement in prison administration unless the requisite findings can be made. See Hadix v. Johnson, 133 F.3d 940, 942 (6th Cir. 1998)

n5 Moreover, we reject the plaintiffs' argument that the CDC, by agreeing to the settlement procedure, also agreed that any disputed portions would be subject to an automatic certification of the PLRA findings. According to the plain language of the district court's Remedial Order, which delineated the settlement procedure, the negotiated portions of the plans were not to be subject to an automatic PLRA certification; only those portions of the CDC's plan to which the plaintiff prisoners did not object were to be incorporated into a court order which would certify that the measures were the least restrictive necessary to ensure compliance with the statutes.

[*11]
We therefore VACATE the district court's order to the extent that it applies to the Disability Placement Plan and the verification process, and to the extent that it orders the CDC to comply with the negotiated portions of its remedial plan. We REMAND the case for any further proceedings not inconsistent with this decision, as may be necessary.