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Prisoner's Medical Claim not Winnable Without Expert Testimony
The U.S. Sixth Circuit Court of Appeals, affirming the U.S. District
Court, Eastern District of Kentucky, held that a federal prisoner's
Federal Tort Claims Act (FTCA) suit for failure to treat his injuries was
properly dismissed on summary judgment where the prisoner failed to
present expert testimony on his medical claims.
Federal prisoner Calvin J. Matthews at the Federal Medical Center in
Lexington, Kentucky, slipped on some liquid in the television room of his
living area and injured his back, causing severe, persistent pain.
Matthews sued Bureau of Prisons (BOP) Director Kathleen Hawks and several
BOP officials under Bivens v Six Unknown Named Agents of Fed. Bureau of
Narcotics, 403 U.S. 388 (1971) and the FTCA for failure to treat his back
injury and for failure to provide him with proper shoes for his deformed
feet.
The district court, on initial screening, dismissed the Bivens action and
all defendants except the United States and allowed the FTCA claim to
proceed. Subsequently, on motion from the Government, the district court
granted summary judgment to the United States and dismissed the case.
Matthews appealed.
Under the FTCA, medical claims liability "is determined by reference to
the law of the state where the alleged negligent or wrongful conduct
occurred." To prove a medical negligence claim in Kentucky, a plaintiff
must prove "(1) a duty on the part of the defendant; (2) a breach of that
duty; and (3) consequent injury." Testimony by a medical expert is almost
always required to prove the standard of care that was breached by the
defendant. Matthews failed to provide any expert testimony. Consequently,
the appeals court held, the claim was properly dismissed. Further, the
Bivens claim and the remaining defendants were properly dismissed.
The district court's decision was affirmed. This case is published in the
Federal Appendix and is subject to rules governing unpublished cases. See:
Matthews v. Robinson, 52 Fed.Appx. 808 (6th Cir. 2002).
Court, Eastern District of Kentucky, held that a federal prisoner's
Federal Tort Claims Act (FTCA) suit for failure to treat his injuries was
properly dismissed on summary judgment where the prisoner failed to
present expert testimony on his medical claims.
Federal prisoner Calvin J. Matthews at the Federal Medical Center in
Lexington, Kentucky, slipped on some liquid in the television room of his
living area and injured his back, causing severe, persistent pain.
Matthews sued Bureau of Prisons (BOP) Director Kathleen Hawks and several
BOP officials under Bivens v Six Unknown Named Agents of Fed. Bureau of
Narcotics, 403 U.S. 388 (1971) and the FTCA for failure to treat his back
injury and for failure to provide him with proper shoes for his deformed
feet.
The district court, on initial screening, dismissed the Bivens action and
all defendants except the United States and allowed the FTCA claim to
proceed. Subsequently, on motion from the Government, the district court
granted summary judgment to the United States and dismissed the case.
Matthews appealed.
Under the FTCA, medical claims liability "is determined by reference to
the law of the state where the alleged negligent or wrongful conduct
occurred." To prove a medical negligence claim in Kentucky, a plaintiff
must prove "(1) a duty on the part of the defendant; (2) a breach of that
duty; and (3) consequent injury." Testimony by a medical expert is almost
always required to prove the standard of care that was breached by the
defendant. Matthews failed to provide any expert testimony. Consequently,
the appeals court held, the claim was properly dismissed. Further, the
Bivens claim and the remaining defendants were properly dismissed.
The district court's decision was affirmed. This case is published in the
Federal Appendix and is subject to rules governing unpublished cases. See:
Matthews v. Robinson, 52 Fed.Appx. 808 (6th Cir. 2002).
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Related legal case
Matthews v. Robinson
| Year | 2002 |
|---|---|
| Cite | 52 Fed.Appx. 808 (6th Cir. 2002). |
| Level | Court of Appeals |
| Attorney Fees | 0 |
| Damages | 0 |
| Injunction Status | N/A |
CALVIN J. MATTHEWS, Plaintiff-Appellant, v. CORRECTIONAL OFFICER ROBINSON, FMC-LEXINGTON; KATHLEEN HAWKS, BOP Director; BILL BURLINGTON, BOP Regional Counsel; UNITED STATES OF AMERICA, Defendants-Appellees.
No. 01-6350
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
52 Fed. Appx. 808; 2002 U.S. App.
December 12, 2002, Filed
NOTICE: [**1] NOT RECOMMENDED FOR FULL-TEXT PUBLICATION. SIXTH CIRCUIT RULE 28(g) LIMITS CITATION TO SPECIFIC SITUATIONS. PLEASE SEE RULE 28(g) BEFORE CITING IN A PROCEEDING IN A COURT IN THE SIXTH CIRCUIT. IF CITED, A COPY MUST BE SERVED ON OTHER PARTIES AND THE COURT. THIS NOTICE IS TO BE PROMINENTLY DISPLAYED IF THIS DECISION IS REPRODUCED.
PRIOR HISTORY: Eastern District of Kentucky. 01-00139. Wilhoit Jr. 10-15-01.
DISPOSITION: Affirmed.
COUNSEL: CALVIN J. MATTHEWS, Plaintiff-Appellant, Pro se, Ashland, KY.
For UNITED STATES OF AMERICA, Defendant-Appellee: Frances E. Catron, U.S. Attorney, U.S. Attorney's Office, Lexington, KY.
JUDGES: Before: NORRIS and GILMAN, Circuit Judges; MCKEAGUE, District Judge. *
* The Honorable David W. McKeague, United States District Judge for the Western District of Michigan, sitting by designation.
OPINION:
[*809] ORDER
Before: NORRIS and GILMAN, Circuit Judges; MCKEAGUE, District Judge. *
* The Honorable David W. McKeague, United States District Judge for the Western District of Michigan, sitting by designation.
[**2]
Calvin J. Matthews, a federal prisoner proceeding pro se, appeals a district court judgment dismissing his civil action filed pursuant to the doctrine announced in Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 397, 29 L. Ed. 2d 619, 91 S. Ct. 1999 (1971), and the Federal Tort Claims Act ("FTCA"), 28 U.S.C. § § 1346(b), 2671-80. This case has been referred to a panel of the court pursuant to Rule 34(j)(1), Rules of the Sixth Circuit. Upon examination, this panel unanimously agrees that oral argument is not needed. Fed. R. App. P. 34(a).
On March 28, 2001, Matthews filed a complaint against Kathleen Hawks, Director of the Bureau of Prisons ("BOP"); Bill Burlington, Regional Counsel for the BOP; and John Robinson, a correctional officer employed by the BOP at the Federal Medical Center located in Lexington, Kentucky. Matthews alleged that on October 28, 2000, he slipped and fell in the television room of his living unit due to the presence of liquid on the floor and the BOP's failure to provide him with medically prescribed shoes for his deformed feet. Matthews alleged that, as a result of the fall, he injured his left knee and has experienced "extreme [**3] pain in [his] lower back, neck and groin area" since the incident. According to Matthews, BOP officials have made no effort to treat his injuries and have ignored and denied his requests for medical treatment. Matthews sought monetary relief.
Upon initial screening of the case, the district court dismissed Hawks, Burlington, and Robinson from the action, dismissed the claims brought pursuant to the Bivens doctrine, and permitted Matthews's FTCA claim to proceed, construing the United States as the sole defendant in the action. Thereafter, the United States filed a motion to dismiss or in the alternative for summary judgment, to which Matthews responded. The district court granted the United States's motion for summary judgment and dismissed the case. Matthews's motion for reconsideration was subsequently denied by the district court. Matthews has filed a timely appeal.
Because the record contained material outside of the pleadings, which the district court did not exclude from consideration, the district court characterized the United States' motion to dismiss as a motion for summary judgment. See Fed. R. Civ. P. 12(b); Soper v. Hoben, 195 F.3d 845, 850 (6th Cir. 1999). [**4] We review the district court's grant of summary judgment de novo. Kincaid v. Gibson, 236 F.3d 342, 346 (6th Cir. 2001).
Under the FTCA, the United States has waived its sovereign immunity for claims against it for monetary damages arising from "personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant." 28 U.S.C. § 1346(b). Liability is determined by reference to the law of the state where the alleged negligent or wrongful conduct occurred. See id.; Rayonier Inc. v. United States, 352 U.S. 315, 318, 1 L. Ed. 2d 354, 77 S. Ct. 374 (1957); Vance v. United States, 90 F.3d 1145, 1148 (6th Cir. 1996); Sellers v. United States, 870 F.2d 1098, 1101 (6th Cir. 1989).
The alleged negligent acts occurred in Kentucky. In order to state a cause of action based on negligence under Kentucky law, a plaintiff must establish the following elements: "(1) a duty on the part of the defendant; (2) a breach of that duty; and (3) consequent [**5] injury." Mullins v. Commonwealth Life Ins. Co., 839 S.W.2d 245, 247 (Ky. 1992). Under Kentucky law, [*810] a plaintiff alleging medical malpractice must prove that a medical provider failed to adhere to the standard of care of a reasonably competent practitioner in the same medical field, proximately causing the plaintiff injury. Reams v. Stutler, 642 S.W.2d 586, 588 (Ky. 1982); Blair v. Eblen, 461 S.W.2d 370, 373 (Ky. 1970). Generally, expert testimony is required to show that a medical provider failed to conform to the applicable standard of care and caused the plaintiff's injury. See Vance, 90 F.3d at 1148; Jarboe v. Harting, 397 S.W.2d 775, 777-78 (Ky. 1965).
Upon review, we conclude that the district court properly dismissed Matthews's negligence and medical malpractice claims brought against the United States. Matthews failed to demonstrate that BOP officials breached any duty of care owed him and that any resulting injuries from his fall were caused by such breach. See Mullins, 839 S.W.2d at 247. In addition, the evidence presented by Matthews was insufficient to permit a layman with [**6] general knowledge to recognize medical malpractice, yet Matthews did not retain or employ any expert witnesses to testify in support of his medical malpractice claim. See Vance, 90 F.3d at 1148; Jarboe, 397 S.W.2d at 777-78.
We further conclude that Matthews's Bivens claims were properly dismissed. Matthews failed to allege that Hawks, Burlington, and Robinson violated any of his constitutional rights or were either personally responsible for or knowingly acquiesced in any unconstitutional conduct. The theory of respondeat superior cannot provide the basis for liability in a Bivens action. See Monell v. Dep't of Soc. Servs., 436 U.S. 658, 691, 56 L. Ed. 2d 611, 98 S. Ct. 2018 (1978); Jones v. City of Memphis, 586 F.2d 622, 625 (6th Cir. 1978).
Accordingly, the district court's judgment is affirmed. Rule 34(j)(2)(C), Rules of the Sixth Circuit.
No. 01-6350
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
52 Fed. Appx. 808; 2002 U.S. App.
December 12, 2002, Filed
NOTICE: [**1] NOT RECOMMENDED FOR FULL-TEXT PUBLICATION. SIXTH CIRCUIT RULE 28(g) LIMITS CITATION TO SPECIFIC SITUATIONS. PLEASE SEE RULE 28(g) BEFORE CITING IN A PROCEEDING IN A COURT IN THE SIXTH CIRCUIT. IF CITED, A COPY MUST BE SERVED ON OTHER PARTIES AND THE COURT. THIS NOTICE IS TO BE PROMINENTLY DISPLAYED IF THIS DECISION IS REPRODUCED.
PRIOR HISTORY: Eastern District of Kentucky. 01-00139. Wilhoit Jr. 10-15-01.
DISPOSITION: Affirmed.
COUNSEL: CALVIN J. MATTHEWS, Plaintiff-Appellant, Pro se, Ashland, KY.
For UNITED STATES OF AMERICA, Defendant-Appellee: Frances E. Catron, U.S. Attorney, U.S. Attorney's Office, Lexington, KY.
JUDGES: Before: NORRIS and GILMAN, Circuit Judges; MCKEAGUE, District Judge. *
* The Honorable David W. McKeague, United States District Judge for the Western District of Michigan, sitting by designation.
OPINION:
[*809] ORDER
Before: NORRIS and GILMAN, Circuit Judges; MCKEAGUE, District Judge. *
* The Honorable David W. McKeague, United States District Judge for the Western District of Michigan, sitting by designation.
[**2]
Calvin J. Matthews, a federal prisoner proceeding pro se, appeals a district court judgment dismissing his civil action filed pursuant to the doctrine announced in Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 397, 29 L. Ed. 2d 619, 91 S. Ct. 1999 (1971), and the Federal Tort Claims Act ("FTCA"), 28 U.S.C. § § 1346(b), 2671-80. This case has been referred to a panel of the court pursuant to Rule 34(j)(1), Rules of the Sixth Circuit. Upon examination, this panel unanimously agrees that oral argument is not needed. Fed. R. App. P. 34(a).
On March 28, 2001, Matthews filed a complaint against Kathleen Hawks, Director of the Bureau of Prisons ("BOP"); Bill Burlington, Regional Counsel for the BOP; and John Robinson, a correctional officer employed by the BOP at the Federal Medical Center located in Lexington, Kentucky. Matthews alleged that on October 28, 2000, he slipped and fell in the television room of his living unit due to the presence of liquid on the floor and the BOP's failure to provide him with medically prescribed shoes for his deformed feet. Matthews alleged that, as a result of the fall, he injured his left knee and has experienced "extreme [**3] pain in [his] lower back, neck and groin area" since the incident. According to Matthews, BOP officials have made no effort to treat his injuries and have ignored and denied his requests for medical treatment. Matthews sought monetary relief.
Upon initial screening of the case, the district court dismissed Hawks, Burlington, and Robinson from the action, dismissed the claims brought pursuant to the Bivens doctrine, and permitted Matthews's FTCA claim to proceed, construing the United States as the sole defendant in the action. Thereafter, the United States filed a motion to dismiss or in the alternative for summary judgment, to which Matthews responded. The district court granted the United States's motion for summary judgment and dismissed the case. Matthews's motion for reconsideration was subsequently denied by the district court. Matthews has filed a timely appeal.
Because the record contained material outside of the pleadings, which the district court did not exclude from consideration, the district court characterized the United States' motion to dismiss as a motion for summary judgment. See Fed. R. Civ. P. 12(b); Soper v. Hoben, 195 F.3d 845, 850 (6th Cir. 1999). [**4] We review the district court's grant of summary judgment de novo. Kincaid v. Gibson, 236 F.3d 342, 346 (6th Cir. 2001).
Under the FTCA, the United States has waived its sovereign immunity for claims against it for monetary damages arising from "personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant." 28 U.S.C. § 1346(b). Liability is determined by reference to the law of the state where the alleged negligent or wrongful conduct occurred. See id.; Rayonier Inc. v. United States, 352 U.S. 315, 318, 1 L. Ed. 2d 354, 77 S. Ct. 374 (1957); Vance v. United States, 90 F.3d 1145, 1148 (6th Cir. 1996); Sellers v. United States, 870 F.2d 1098, 1101 (6th Cir. 1989).
The alleged negligent acts occurred in Kentucky. In order to state a cause of action based on negligence under Kentucky law, a plaintiff must establish the following elements: "(1) a duty on the part of the defendant; (2) a breach of that duty; and (3) consequent [**5] injury." Mullins v. Commonwealth Life Ins. Co., 839 S.W.2d 245, 247 (Ky. 1992). Under Kentucky law, [*810] a plaintiff alleging medical malpractice must prove that a medical provider failed to adhere to the standard of care of a reasonably competent practitioner in the same medical field, proximately causing the plaintiff injury. Reams v. Stutler, 642 S.W.2d 586, 588 (Ky. 1982); Blair v. Eblen, 461 S.W.2d 370, 373 (Ky. 1970). Generally, expert testimony is required to show that a medical provider failed to conform to the applicable standard of care and caused the plaintiff's injury. See Vance, 90 F.3d at 1148; Jarboe v. Harting, 397 S.W.2d 775, 777-78 (Ky. 1965).
Upon review, we conclude that the district court properly dismissed Matthews's negligence and medical malpractice claims brought against the United States. Matthews failed to demonstrate that BOP officials breached any duty of care owed him and that any resulting injuries from his fall were caused by such breach. See Mullins, 839 S.W.2d at 247. In addition, the evidence presented by Matthews was insufficient to permit a layman with [**6] general knowledge to recognize medical malpractice, yet Matthews did not retain or employ any expert witnesses to testify in support of his medical malpractice claim. See Vance, 90 F.3d at 1148; Jarboe, 397 S.W.2d at 777-78.
We further conclude that Matthews's Bivens claims were properly dismissed. Matthews failed to allege that Hawks, Burlington, and Robinson violated any of his constitutional rights or were either personally responsible for or knowingly acquiesced in any unconstitutional conduct. The theory of respondeat superior cannot provide the basis for liability in a Bivens action. See Monell v. Dep't of Soc. Servs., 436 U.S. 658, 691, 56 L. Ed. 2d 611, 98 S. Ct. 2018 (1978); Jones v. City of Memphis, 586 F.2d 622, 625 (6th Cir. 1978).
Accordingly, the district court's judgment is affirmed. Rule 34(j)(2)(C), Rules of the Sixth Circuit.