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Third Circuit Bars § 1983 Action For Untimely Release Under Heck
Pennsylvania state ex prisoner Hozay Royal appealed the 2004 dismissal of his 42 U.S.C. § 1983 action after being released six months past his mandatory release date. The dismissal was affirmed because the action was barred under Heck v. Humphrey, 512 US 477 (1994).
Royal's action came after Philadelphia County officials Robert Durison and Vivian Miller refused to recalculate his sentence to deduct his presentence confinement which caused six additional months of incarceration. Royal claimed due process violations and subjection to cruel and unusual punishment. The court granted summary judgment dismissal to the defendants and Royal appealed.
The U.S. Court of Appeals for the Third Circuit held that, under Heck v. Humphrey, 512 US 477 (1994), Royal's claim was barred to "avoid parallel litigation over the issues of probable cause and guilt," prevent "the creation of two conflicting resolutions arising out of the same or identical transaction," and to preclude "a convicted criminal defendant from making a...collateral attack on the conviction through the vehicle of a civil suit." The court held that a habeas corpus petition was the appropriate remedy. The court further held "[w]ere we to hold that...Pennsylvania did, in fact, incarcerate Royal beyond the statutory maximum, we would necessarily be holding that the 'confinement or its duration” was invalid in violation of Heck. Although Royal argued that Heck was not applicable to an already released prisoner because he can no longer file a habeas corpus petition, the court stated "[w]hile several Courts of Appeals have concluded that Heck's favorable termination requirement does not apply to a prisoner no longer in custody, we have expressly declined to adopt this rule." See: Royal v. Durison, 254 Fed. Appx. 163 (3rd Cir. 2007).
Royal's action came after Philadelphia County officials Robert Durison and Vivian Miller refused to recalculate his sentence to deduct his presentence confinement which caused six additional months of incarceration. Royal claimed due process violations and subjection to cruel and unusual punishment. The court granted summary judgment dismissal to the defendants and Royal appealed.
The U.S. Court of Appeals for the Third Circuit held that, under Heck v. Humphrey, 512 US 477 (1994), Royal's claim was barred to "avoid parallel litigation over the issues of probable cause and guilt," prevent "the creation of two conflicting resolutions arising out of the same or identical transaction," and to preclude "a convicted criminal defendant from making a...collateral attack on the conviction through the vehicle of a civil suit." The court held that a habeas corpus petition was the appropriate remedy. The court further held "[w]ere we to hold that...Pennsylvania did, in fact, incarcerate Royal beyond the statutory maximum, we would necessarily be holding that the 'confinement or its duration” was invalid in violation of Heck. Although Royal argued that Heck was not applicable to an already released prisoner because he can no longer file a habeas corpus petition, the court stated "[w]hile several Courts of Appeals have concluded that Heck's favorable termination requirement does not apply to a prisoner no longer in custody, we have expressly declined to adopt this rule." See: Royal v. Durison, 254 Fed. Appx. 163 (3rd Cir. 2007).
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Related legal case
Royal v. Durison
| Year | 2007 |
|---|---|
| Cite | 254 Fed. Appx. 163 (3rd Cir. 2007) |
| Level | Unpublished Court of Appeals |
[U] Royal v. Durison, 254 Fed. Appx. 163 (3d Cir. 11/20/2007)
[1] UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
[2] No. 05-1036
[3]
[4] November 20, 2007
[5] HOZAY ROYAL ALSO KNOWN AS CHARLES JOHNSON
v.
ROBERT DURISON; VIVIAN T. MILLER* HOZAY ROYAL, APPELLANT
(*DISMISSED PURSUANT TO ORDER OF 5/29/07)
[6] On Appeal from the United States District Court for the Eastern District of Pennsylvania. (D.C. No. 03-cv-04441). District Judge: Honorable Eduardo C. Robreno.
[7] Theodore P. Metzler (Argued) Covington & Burling 1201 Pennsylvania Avenue, N.W. Washington, DC 20004 Attorney for Appellant
[8] Elise M. Bruhl (Argued) Mia Carpiniello City of Philadelphia Law Department 1515 Arch Street One Parkway, 17th Floor Philadelphia, PA 19102 Attorneys for Appellee
[9] The opinion of the court was delivered by: Fisher, Circuit Judge
[10] NOT PRECEDENTIAL
[11] Argued October 3, 2007
[12] Before: McKEE, BARRY and FISHER, Circuit Judges.
[13] OPINION OF THE COURT
[14] Hozay Royal instituted this lawsuit pursuant to 42 U.S.C. § 1983, seeking monetary damages from certain Pennsylvania officials for failure to recalculate his sentence and to credit him with time served prior to his original sentence. He argues that the government's alleged inaction violated his right to due process and the prohibition on cruel and unusual punishment. He also argues that the decision in Heck v. Humphrey, 512 U.S. 477 (1994), does not bar his claim. For the reasons that follow, we disagree and will affirm the order of the District Court on the alternative grounds that Royal's claim is barred by Heck.
[15] I.
[16] We write exclusively for the parties, who are familiar with the factual context and legal history of this case. Therefore, we will set forth only those facts necessary to our analysis.
[17] On July 31, 2003, Hozay Royal filed a § 1983 claim against defendants Robert Durison and Vivian Miller (both Philadelphia County officials). The claim alleged that the defendants violated Royal's Eighth and Fourteenth Amendment rights by failing to respond properly to his claim that he had not been credited for time served prior to sentencing, causing him to serve a sentence in excess of the maximum statutory term. On May 27, 2004, the District Court granted summary judgment for the defendants on the substantive claims. Royal filed a timely appeal, and on April 21, 2005, we issued an order directing the parties to address whether Heck v. Humphrey, 512 U.S. 477 (1994), which was not relied upon in the District Court's opinion, barred Royal's claim as a threshold matter. Following argument before this Court on October 3, 2007, we hold that Heck does, in fact, bar Royal's claim.
[18] II.
[19] We exercise jurisdiction pursuant to 28 U.S.C. § 1291. We exercise plenary review over questions of law. See, e.g., Epstein Family P'ship v. Kmart Corp., 13 F.3d 762, 765-66 (3d Cir. 1994). We are permitted to affirm the District Court on any grounds with factual support in the record, Nicini v. Morra, 212 F.3d 798, 805 (3d Cir. 2000) (en banc), and may affirm the District Court's order "on grounds different than those used by the lower court in reaching its decision." Erie Telecomms. v. Erie, 853 F.2d 1084, 1089 n.10 (3d Cir.1988).
[20] III.
[21] In Heck, the Supreme Court announced that "in order to recover damages for allegedly unconstitutional conviction or imprisonment, or for other harm caused by actions whose unlawfulness would render a conviction or sentence invalid," the plaintiff must, as a threshold matter, show that there has been a "favorable termination" of his prior proceedings by demonstrating that "the conviction or sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court's issuance of a writ of habeas corpus." 512 U.S. at 486-87. As the United States Court of Appeals for the Second Circuit has explained, the Supreme Court's rationale in Heck "was based, in part, on a desire to 'avoid[] parallel litigation over the issues of probable cause and guilt,' prevent 'the creation of two conflicting resolutions arising out of the same or identical transaction,' and preclude 'a convicted criminal defendant [from making a] . . . collateral attack on the conviction through the vehicle of a civil suit.'" Huang v. Johnson, 251 F.3d 65, 73 (2d Cir. 2001) (quoting Heck, 512 U.S. at 484). As the Supreme Court further elaborated in Wilkinson v. Dotson, 544 U.S. 74 (2005), a § 1983 claim filed by a state prisoner is barred, regardless of the target of the lawsuit, if success in the § 1983 action "would necessarily demonstrate the invalidity of confinement or its duration." Id. at 82. Royal does not allege that his prior proceedings were favorably terminated, and therefore he must show that success on the instant claim would not necessarily "demonstrate the invalidity" of his incarceration in a legally cognizable manner.
[22] Royal's first claim is that his Eighth Amendment rights were violated when he "was incarcerated for more than six months in excess of the maximum sentence allowed under Pennsylvania law[.]" (Appellant's. Br. 17). Even if true, this claim is not cognizable under Heck. Were we to hold that the Commonwealth of Pennsylvania did, in fact, incarcerate Royal beyond the statutory maximum, we would necessarily be holding that the "confinement or its duration" was invalid in violation of the favorable termination requirement announced in Heck. Id.
[23] Royal's second claim is that his due process rights were violated when defendants failed to properly investigate his allegation that his time served had been improperly calculated. Royal contends that had defendants "meaningfully and expeditiously considered" these allegations, they would have discovered documents showing that his time had been improperly calculated. Royal alleges that this claim is not barred by Heck, because he is not calling into question the validity of the sentence or the conviction, but rather just the calculation of time served. This argument is unavailing. In Williams v. Consovoy, 453 F.3d 173 (3d Cir. 2006), we held that a state prisoner's claim -- that prison authorities failed to adequately investigate his likelihood of recidivating, leading to a denial of his parole -- was barred by Heck. Id. at 177. Although Royal attempts to distinguish Williams on the ground that "the conduct Williams challenged, if proved true, would have resulted in a ruling that he should never have been returned to prison" (Appellant's Br. 31), there is no indication in the opinion that Heck only bars claims that, if established, would invalidate an entire sentence, rather than simply part of a sentence. See, e.g., Heck, 512 U.S. at 482-83 (discussing the application of the doctrine in the context of a prisoner's deprivation of good-time credits, not the entirety of his sentence).
[24] Finally, Royal argues that Heck should not apply in this case because he cannot, at this point, file a habeas petition to challenge any aspect of his incarceration. While several Courts of Appeals have concluded that Heck's favorable termination requirement does not apply to a prisoner no longer in custody,*fn1 we have expressly declined to adopt this rule. Williams, 453 F.3d at 177-78. Since Royal has therefore not established the favorable termination requirement, his § 1983 claim cannot go forward.
[25] IV.
[26] For the foregoing reasons, we will affirm the order of the District Court on the alternate grounds that it is barred by Heck.
Opinion Footnotes
[27] *fn1 See, e.g., Huang, 251 F.3d at 74; Shamaeizadeh v. Cunigan, 182 F.3d 391, 396 (6th Cir. 1999); DeWalt v. Carter, 224 F.3d 607, 617 (7th Cir. 2000).
[1] UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
[2] No. 05-1036
[3]
[4] November 20, 2007
[5] HOZAY ROYAL ALSO KNOWN AS CHARLES JOHNSON
v.
ROBERT DURISON; VIVIAN T. MILLER* HOZAY ROYAL, APPELLANT
(*DISMISSED PURSUANT TO ORDER OF 5/29/07)
[6] On Appeal from the United States District Court for the Eastern District of Pennsylvania. (D.C. No. 03-cv-04441). District Judge: Honorable Eduardo C. Robreno.
[7] Theodore P. Metzler (Argued) Covington & Burling 1201 Pennsylvania Avenue, N.W. Washington, DC 20004 Attorney for Appellant
[8] Elise M. Bruhl (Argued) Mia Carpiniello City of Philadelphia Law Department 1515 Arch Street One Parkway, 17th Floor Philadelphia, PA 19102 Attorneys for Appellee
[9] The opinion of the court was delivered by: Fisher, Circuit Judge
[10] NOT PRECEDENTIAL
[11] Argued October 3, 2007
[12] Before: McKEE, BARRY and FISHER, Circuit Judges.
[13] OPINION OF THE COURT
[14] Hozay Royal instituted this lawsuit pursuant to 42 U.S.C. § 1983, seeking monetary damages from certain Pennsylvania officials for failure to recalculate his sentence and to credit him with time served prior to his original sentence. He argues that the government's alleged inaction violated his right to due process and the prohibition on cruel and unusual punishment. He also argues that the decision in Heck v. Humphrey, 512 U.S. 477 (1994), does not bar his claim. For the reasons that follow, we disagree and will affirm the order of the District Court on the alternative grounds that Royal's claim is barred by Heck.
[15] I.
[16] We write exclusively for the parties, who are familiar with the factual context and legal history of this case. Therefore, we will set forth only those facts necessary to our analysis.
[17] On July 31, 2003, Hozay Royal filed a § 1983 claim against defendants Robert Durison and Vivian Miller (both Philadelphia County officials). The claim alleged that the defendants violated Royal's Eighth and Fourteenth Amendment rights by failing to respond properly to his claim that he had not been credited for time served prior to sentencing, causing him to serve a sentence in excess of the maximum statutory term. On May 27, 2004, the District Court granted summary judgment for the defendants on the substantive claims. Royal filed a timely appeal, and on April 21, 2005, we issued an order directing the parties to address whether Heck v. Humphrey, 512 U.S. 477 (1994), which was not relied upon in the District Court's opinion, barred Royal's claim as a threshold matter. Following argument before this Court on October 3, 2007, we hold that Heck does, in fact, bar Royal's claim.
[18] II.
[19] We exercise jurisdiction pursuant to 28 U.S.C. § 1291. We exercise plenary review over questions of law. See, e.g., Epstein Family P'ship v. Kmart Corp., 13 F.3d 762, 765-66 (3d Cir. 1994). We are permitted to affirm the District Court on any grounds with factual support in the record, Nicini v. Morra, 212 F.3d 798, 805 (3d Cir. 2000) (en banc), and may affirm the District Court's order "on grounds different than those used by the lower court in reaching its decision." Erie Telecomms. v. Erie, 853 F.2d 1084, 1089 n.10 (3d Cir.1988).
[20] III.
[21] In Heck, the Supreme Court announced that "in order to recover damages for allegedly unconstitutional conviction or imprisonment, or for other harm caused by actions whose unlawfulness would render a conviction or sentence invalid," the plaintiff must, as a threshold matter, show that there has been a "favorable termination" of his prior proceedings by demonstrating that "the conviction or sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state tribunal authorized to make such determination, or called into question by a federal court's issuance of a writ of habeas corpus." 512 U.S. at 486-87. As the United States Court of Appeals for the Second Circuit has explained, the Supreme Court's rationale in Heck "was based, in part, on a desire to 'avoid[] parallel litigation over the issues of probable cause and guilt,' prevent 'the creation of two conflicting resolutions arising out of the same or identical transaction,' and preclude 'a convicted criminal defendant [from making a] . . . collateral attack on the conviction through the vehicle of a civil suit.'" Huang v. Johnson, 251 F.3d 65, 73 (2d Cir. 2001) (quoting Heck, 512 U.S. at 484). As the Supreme Court further elaborated in Wilkinson v. Dotson, 544 U.S. 74 (2005), a § 1983 claim filed by a state prisoner is barred, regardless of the target of the lawsuit, if success in the § 1983 action "would necessarily demonstrate the invalidity of confinement or its duration." Id. at 82. Royal does not allege that his prior proceedings were favorably terminated, and therefore he must show that success on the instant claim would not necessarily "demonstrate the invalidity" of his incarceration in a legally cognizable manner.
[22] Royal's first claim is that his Eighth Amendment rights were violated when he "was incarcerated for more than six months in excess of the maximum sentence allowed under Pennsylvania law[.]" (Appellant's. Br. 17). Even if true, this claim is not cognizable under Heck. Were we to hold that the Commonwealth of Pennsylvania did, in fact, incarcerate Royal beyond the statutory maximum, we would necessarily be holding that the "confinement or its duration" was invalid in violation of the favorable termination requirement announced in Heck. Id.
[23] Royal's second claim is that his due process rights were violated when defendants failed to properly investigate his allegation that his time served had been improperly calculated. Royal contends that had defendants "meaningfully and expeditiously considered" these allegations, they would have discovered documents showing that his time had been improperly calculated. Royal alleges that this claim is not barred by Heck, because he is not calling into question the validity of the sentence or the conviction, but rather just the calculation of time served. This argument is unavailing. In Williams v. Consovoy, 453 F.3d 173 (3d Cir. 2006), we held that a state prisoner's claim -- that prison authorities failed to adequately investigate his likelihood of recidivating, leading to a denial of his parole -- was barred by Heck. Id. at 177. Although Royal attempts to distinguish Williams on the ground that "the conduct Williams challenged, if proved true, would have resulted in a ruling that he should never have been returned to prison" (Appellant's Br. 31), there is no indication in the opinion that Heck only bars claims that, if established, would invalidate an entire sentence, rather than simply part of a sentence. See, e.g., Heck, 512 U.S. at 482-83 (discussing the application of the doctrine in the context of a prisoner's deprivation of good-time credits, not the entirety of his sentence).
[24] Finally, Royal argues that Heck should not apply in this case because he cannot, at this point, file a habeas petition to challenge any aspect of his incarceration. While several Courts of Appeals have concluded that Heck's favorable termination requirement does not apply to a prisoner no longer in custody,*fn1 we have expressly declined to adopt this rule. Williams, 453 F.3d at 177-78. Since Royal has therefore not established the favorable termination requirement, his § 1983 claim cannot go forward.
[25] IV.
[26] For the foregoing reasons, we will affirm the order of the District Court on the alternate grounds that it is barred by Heck.
Opinion Footnotes
[27] *fn1 See, e.g., Huang, 251 F.3d at 74; Shamaeizadeh v. Cunigan, 182 F.3d 391, 396 (6th Cir. 1999); DeWalt v. Carter, 224 F.3d 607, 617 (7th Cir. 2000).