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District Court Permits Trial In Case Challenging Denial of Wine During Religious Services

The United States District Court for the District of Columbia has order discovery and trial in a case changing the Bureau of Prisons (BOP) policy denying prisoners access to wine during religious services. Federal prisoner Brandon Sample was not allowed to use wine during Jewish religious services. Sample had filed suit pursuant to the Religious Freedom Restoration Act (RFRA) against BOP alleging that the BOP substantially burdened his free exercise of religion. The Court previously held that Sample had sufficiently exhausted administrative remedies, established a prima facie case, and the BOP’s assertion that accommodating Sample’s beliefs would create an administrative nightmare was speculative and unsupported. See: Sample v. Lappin, 424 F.Supp.2d 187 (D.D.C. 2006). The BOP then moved for reconsideration challenging the sincerity of Sample’s religious beliefs and to dismiss the case as moot once Sample was transferred to another prison. Sample moved for reconsideration arguing that BOP lacks a compelling interest to deny alcohol consumption during religious services.

The Court denied BOP’s motion to dismiss because, although Sample was transferred to another prison, he had exhausted his administrative remedies and was challenging a national policy. The Court also denied the motions for reconsideration. The Court held that, although Sample's religious beliefs were sincere, the BOP had a legitimate interest in controlling alcohol consumption. The question remained, however, whether an outright ban of wine consumption during religious services was the least restrictive means of furthering that interest, “a question on which the government will have the burden at trial.” See: Sample v. Lappin, 479 F.Supp.2d 120 (D.D.C. 2007).

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Sample v. Lappin

BRANDON SAMPLE, Plaintiff, v. HARLEY LAPPIN, et al., Defendants.

Civil Action No. 05-0596 (PLF)

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

479 F. Supp. 2d 120


March 28, 2007, Decided

[*122] MEMORANDUM OPINION and ORDER

This matter is before the Court on the parties' respective motions for reconsideration and on defendants' motion to dismiss as moot or, alternatively, to transfer the case to the United States District Court for the Southern District of Georgia. The Court will deny all the pending motions.

I. BACKGROUND

Plaintiff, who describes himself as "an observant Jew," brings this action against the Federal Bureau of Prisons ("BOP") under the Religious Freedom Restoration Act ("RFRA"), 42 U.S.C. § 2000bb-1 et seq. Compl. PP 1, 8. 1 Generally, plaintiff alleges that BOP substantially burdens the free exercise of his religion by refusing to allow him to drink "at least 3.5 ounces of red wine (a reviit) while saying Kiddush, a prayer sanctifying the Sabbath," and "four cups containing [**2] at least 3.5 ounces of wine during the Passover seder." Id. PP 9, 10.

FOOTNOTES

1 Because the named defendants are BOP officials who are sued in their official capacities only, all claims are treated as if they were raised against BOP itself.


II. DISCUSSION

A. Burden-Shifting Analysis Under RFRA

A plaintiff makes out a prima facie claim under RFRA "by proving the following elements: (1) a substantial burden imposed by the federal government on a (2) sincere (3) exercise of religion." Kikumura v. Hurley, 242 F.3d 950, 960 (10th Cir. 2001). If a plaintiff successfully makes out a prima facie case, the defendant then must show that the burden placed on the religious exercise is permissible. See Gartrell v. Ashcroft, 191 F. Supp. 2d 23, 37 (D.D.C. 2002) (applying burden-shifting analysis under RFRA). A substantial burden on a person's exercise of religion is permissible only if:

[the government] demonstrates that application of the burden to the person--

(1) [**3] is in furtherance of a compelling governmental interest; and

(2) is the least restrictive means of furthering that compelling governmental interest.

42 U.S.C. § 2000bb-1(b). For purposes of RFRA, the term "demonstrates" means "meets the burdens of going forward with the evidence and of persuasion." 42 U.S.C. § 2000bb-2(3).

In its March 31, 2006 Opinion and Order, the Court concluded that plaintiff had made out a prima facie case under RFRA, in that the application of BOP regulations barring his consumption of wine during the Sabbath and Passover rituals substantially burdens the exercise of his sincerely held religious beliefs. Sample v. Lappin, 424 F. Supp. 2d 187, 193-95 (D.D.C. 2006). The Court found that the government has a compelling interest in controlling alcohol consumption and intoxicants in BOP facilities, but that there remained a question of fact as to whether an outright ban on plaintiff's consumption of wine as part of a religious ritual is the least restrictive means of furthering that interest. Id. at 195-96. The Court therefore granted the parties' cross-motions [**4] for summary judgment in part and denied them in part. Id. at 196.

B. Defendants' Motion to Reconsider Grant of Partial Summary Judgment for Plaintiff and to Dismiss the Case as Moot

1. Plaintiff's Claims Are Not Moot, and His Available Administrative Remedies Have Been Exhausted

In February 2006, plaintiff was transferred from the Federal Correctional [*123] Institution in Beaumont, Texas ("FCI Beaumont") to the Federal Correctional Institution in Jesup, Georgia ("FCI Jesup"). Memorandum of Points and Authorities in Support of Defendants' Motion to Dismiss as Moot, or, in the Alternative, to Reconsider Grant of Partial Summary Judgment for Plaintiff and to Transfer and in Opposition to Plaintiff's Motion for Reconsideration ("Defs.' Mot."), Attach. 1 (Stephens Decl.) P 3. For this reason, defendants argue that the decision of FCI Beaumont's Warden to deny plaintiff's request to drink wine during religious observances is no longer applicable, and that plaintiff's claims therefore are moot. See id. at 5-6. Defendants also argue that plaintiff failed to exhaust his administrative remedies with the Warden and through the administrative procedures at FCI Jesup under [**5] the revised Program Statement currently in effect, P.S. 5360.09, Religious Beliefs and Practices (12/31/2004), contrary to the requirements of the Prison Litigation Reform Act, 42 U.S.C. § 1997e(a). Id. 2

FOOTNOTES

2 Under the Prison Litigation Reform Act, "[n]o action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined to any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted." 42 U.S.C. § 1997e(a).


Plaintiff demonstrates, however, not only that FCI Jesup's Warden has denied his request for wine in the quantities plaintiff specifies during the Sabbath and Passover observances, but also that he has exhausted his administrative remedies at FCI Jesup under the revised Program Statement. See Plaintiff's Opposition to Defendants' Motion to Dismiss as Moot or, in the Alternative, to Reconsider Grant of Partial Summary [**6] Judgment for Plaintiff and to Transfer ("Pl.'s Opp'n"), Ex. A-D (April 20, May 1, and May 9, 2006 Inmate Requests to Staff); Plaintiff's Notice of Filing (Sept. 27, 2006), Ex. 2 (Aug. 22, 2006 Response to Regional Remedy Appeal No. 414949-R1); Plaintiff's Notice of Filing (Nov. 27, 2006), Ex. 2 (Nov. 8, 2006 Response to Administrative Remedy Number 414949-A1).

Defendants' motion to dismiss on the ground of mootness and for failure to exhaust administrative remedies therefore will be denied.

2. Plaintiff Shows that His Religious Beliefs are Sincere

In defendants' view, plaintiff has failed to show that he holds a sincere belief in drinking wine as part of his religious rituals. Defs.' Mot. at 8. At most, defendants argue, plaintiff shows "that for the past four years he has identified himself as Jewish in the BOP's records. His adherence to the Jewish faith alone, however, does not show that he has a sincerely held belief to drink wine." Id. Furthermore, defendants find fault with the Court's acceptance of plaintiff's "conclusory statements about his belief in drinking wine in the amounts he seeks [and] that he has been active in the practice of the Jewish faith at the different [**7] BOP institutions in which he has been housed." Id. at 12.

As this Court previously has held, the Court's "scrutiny extends only to whether a claimant sincerely holds a particular belief and whether the belief is religious in nature." Sample v. Lappin, 424 F. Supp. 2d at 193 (quoting Jolly v. Coughlin, 76 F.3d 468, 476 (2d Cir. 1996) (citing Patrick v. LeFavre, 745 F.2d 153, 157 (2d Cir. 1984)). While it is not proper to "ask whether a particular belief is appropriate or true," the Court is presumed capable of evaluating the sincerity with which a person holds a religious belief. Jolly v. Coughlin, 76 F.3d at 476; cf. Gartrell v. Ashcroft, 191 F. Supp. 2d 23, 39 [*124] (D.D.C. 2002) (concluding that BOP officials "not only are permitted to assess bona fides but are required to do so where defendants' actions impose a substantial burden on plaintiffs' sincere religious beliefs").

Plaintiff's verified complaint and declaration in support of his cross-motion for summary judgment reflect not only his Jewish faith, but also a sincere belief that he must consume 3 to 5 ounces of wine every Friday and Saturday [**8] during the saying of Kiddush and four 3 to 5 ounce portions of wine during the Passover Seder. See Compl. PP 8, 9-10; Sample Decl. PP 1-2, 8, 15. The Court was not persuaded earlier and is not persuaded now that the delay in declaring his religious preference or in pursuing inmate grievances to request wine for religious rituals is probative of the sincerity with which plaintiff holds his beliefs. See Sample v. Lappin, 424 F. Supp. 2d at 193. 3 Defendants' motion for reconsideration on this ground will be denied.

FOOTNOTES

3 Furthermore, at this late date defendants are not entitled to discovery. Had they believed discovery was necessary in order to respond to plaintiff's motion for summary judgment, they could have sought appropriate discovery under Rule 56(f) of the Federal Rules of Civil Procedure rather than responding to the merits of plaintiff's motion without discovery. The Rule 56(f) procedure is not available on a motion to reconsider. Since genuine issues of material fact remain in this case, both plaintiff and defendants will be able to proceed under the normal discovery rules as the case progresses.


[**9] 3. The Court will Deny Defendants' Motion to Transfer

The Court will deny defendants' motion to transfer this case to the United States District Court for the Southern District of Georgia. Plaintiff is challenging a national policy and, as he suggests, discovery involving officials or staff at BOP's Washington, D.C. headquarters may be required. See Memorandum of Points and Authorities in Support of Plaintiff's Motion for Reconsideration ("Pl.'s Mot.") at 16-17. As the case develops, however, if either party or if the parties jointly conclude that transfer of this action for trial is appropriate, the Court, of course, will entertain a renewed motion.

C. Plaintiff's Motion for Reconsideration

Plaintiff takes exception to the Court's finding of a compelling government interest. See Pl.'s Mot. at 1. Notwithstanding BOP's compelling interest in controlling alcohol consumption within BOP facilities generally, according to plaintiff, BOP fails to "demonstrate that there was a compelling governmental interest through application of [its] policies to Plaintiff himself." Id.

"[T]he compelling interest test is satisfied through application of the challenged law 'to [**10] the person'--the particular claimant whose sincere exercise of religion is being substantially burdened." Gonzales v. O Centro Espirita Beneficente Uniao Do Vegetal, 546 U.S. 418, 126 S. Ct. 1211, 1220, 163 L. Ed. 2d 1017 (2006) (quoting 42 U.S.C. § 2000bb-1(b)). BOP must "look[] beyond broadly formulated interests justifying the general applicability of government mandates and scrutinize[] the asserted harm of granting specific exemptions to particular religious claimants." Id. The Supreme Court has observed, however, that "there may be instances in which a need for uniformity precludes the recognition of exceptions to generally applicable laws under RFRA." Id. at 1224.

Defendants not only show that there are "legitimate penological interests for restricting inmates access to alcohol," Defendants' Motion to Dismiss or, in the Alternative, for Summary Judgment, Thomas Decl. P 4, but also provide an explanation [*125] of how recognized "[s]afety and security concerns will not permit the accommodation of [plaintiff's] request . . . to ingest 3.5 ounces of wine every Friday and Saturday, or 14 ounces of wine at the annual Passover [**11] Seder observance, even if low alcohol wine were used." Id. P 10. Plaintiff's request for wine "would amount annually to almost 6 gallons of wine," they say, and wine in the quantities he proposes "is likely to have a negative impact on the safety and security of a Prison." Id., VanBaalen Decl. PP 11, 12.

Plaintiff concedes that controlling alcohol consumption in prisons is a compelling government interest. See Sample v. Lappin, 424 F. Supp. 2d at 195. The question is what is the least restrictive means of furthering the government's compelling interest, and that is a question on which the government will have the burden at trial. Id. at 195-96.

Accordingly, it is hereby

ORDERED that plaintiff's motion for reconsideration [Dkt. # 33] is DENIED; it is

FURTHER ORDERED that defendants' motions to reconsider [Dkt. # 36] and to dismiss as moot [Dkt. # 36] are DENIED, and their motion to transfer [Dkt. # 36] is DENIED WITHOUT PREJUDICE; and it is

FURTHER ORDERED that a status conference is scheduled for April 27, 2007 at 9:15 a.m. in Courtroom 29A of the William B. Bryant Annex to the United States Courthouse. Counsel shall jointly file [**12] a report and proposed scheduling and discovery order pursuant to Local Civil Rule 16.3(d) ten days in advance of the status conference.

SO ORDERED.

PAUL L. FRIEDMAN

United States District Judge

DATE: March 28, 2007

Sample v. Lappin

BRANDON SAMPLE, Plaintiff, v. HARLEY LAPPIN, et al., Defendants.

Civil Action No. 05-0596 (PLF)

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

424 F. Supp. 2d 187; 2006 U.S. Dist. LEXIS 14280


March 31, 2006, Decided
March 31, 2006, Filed


OPINION


[*189] This matter is before the Court on defendants' motion to dismiss and on the parties' cross-motions for summary judgment. 1 Having considered the motions, the oppositions thereto, and the entire record in this case, the Court will grant the motions in part and deny them in part.

FOOTNOTES

1 Defendants also move to transfer this action to the United States District Court for the Eastern District of Texas pursuant to 28 U.S.C. § 1404(a). The Court will deny the transfer motion without prejudice.


I. BACKGROUND

Having been convicted of money laundering and other fraud-related offenses, plaintiff is a federal prisoner who currently is incarcerated at the Federal Correctional Institution in [**2] Beaumont, Texas ("Beaumont Low"). Complaint ("Compl.") P5. He describes himself as "an observant Jew" who "practiced Judaism before his incarceration and continues his practice of Judaism while confined." Id. P8; see Memorandum of Points and Authorities in Support of Plaintiff's Cross-Motion for Summary Judgment as to Count I ("Pl.'s Mot."), Ex. 1 ("Sample Decl."), PP19-23. He "sincerely believes that he must drink at least 3.5 ounces of red wine (a reviit) while saying Kiddush, a prayer sanctifying the Sabbath, during Friday night and Saturday shabbos services." Compl. P9; see Sample Decl. PP2, 8. Under Beaumont Low's current procedures, "during the Shabbat services," plaintiff says "Kiddush over grape juice and matzah, which is contrary to [his] sincerely held belief that a Jewish adult should say Kiddush over a glass of wine, and challah bread." Sample Decl. P22. According to plaintiff, "saying Kiddush over grape juice or bread alone is only an acceptable substitute for adults who are sick, and cannot consume alcohol. The ritual of Kiddush is more complete if said over 3 to 5 ounces of wine." Id. P8. In addition, plaintiff "sincerely believes that he must drink [**3] four cups containing at least 3.5 ounces of wine during the Passover seder." Compl. P10; see Sample Decl. PP2, 15.

Through the inmate grievance process, plaintiff challenged the Federal Bureau of Prisons ("BOP") regulation which allows inmates to consume wine during religious observances only at the Warden's discretion. He asked that BOP either provide wine or permit him to purchase wine for consumption during Shabbat and Passover observances. Compl. P13; see Memorandum [*190] of Points and Authorities in Support of Defendants' Motion to Dismiss or, in the Alternative, for Summary Judgment or to Transfer ("Defs.' Mot."), Attach. A (Request for Administrative Remedy dated Aug. 20, 2004). Plaintiff also asked BOP either to amend its policy regarding wine for religious rituals, or to "draft an operations memoranda on how Wardens exercise their discretion in permitting or not permitting wine during religious services." Defs.' Mot., Attach. A (Request for Administrative Remedy dated Aug. 20, 2004). Relying on Program Statement 5360.08 (August 22, 2002 Change Notice), Religious Beliefs and Practices, the Warden denied plaintiff's request, explaining that:

There is no provision [**4] which requires wine be provided for inmate consumption therefore it is at the discretion of the Warden. Wine has been deemed a security issue at this institution and therefore is not provided to any religious faith for inmate consumption. Additionally, the Rabbi has been consulted. He confirms kosher grape juice as an acceptable alternative to wine.

Defs.' Mot., Attach. A (Response to Request for Administrative Remedy # 349793-F1 dated September 14, 2004).

Plaintiff appealed this decision, unsuccessfully, to the Regional Director. See Compl. P14; Defs.' Mot., Attach. A (Regional Director Response dated October 22, 2004). With respect to plaintiff's request on appeal for an amendment to Program Statement 5360.08, the Regional Director responded as follows:

Current Bureau of Prison's policy provides guidance to staff on the use of wine for religious services. According to Program Statement 5360.08 . . ., inmates may be permitted to receive small amounts of wine as part of a religious ritual, only when administered under the supervision of clergy authorized by the Bureau of Prisons to perform the ritual. There is no need to write new policy on this issue.

Defs. [**5] ' Mot., Attach. A (Regional Director Response dated October 22, 2004). At the last level of the appeal process, the Administrator of National Inmate Appeals concurred with the responses provided by the Warden and Regional Director, and denied the appeal. Id., Attach. A (National Inmate Appeals Response dated January 27, 2005).

Plaintiff alleges that the denial of his request for wine violates the Religious Freedom Restoration Act ("RFRA"), 42 U.S.C. § 2000bb-1 et seq., and the Religious Land Use and Institutionalized Persons Act ("RLUIPA"), 42 U.S.C. § 2000cc-1 et seq. Compl. PP1, 15-22 (Count I). Further, he alleges that BOP's Director "failed to train, supervise, and promulgate policies requiring his subordinates to comply with RFRA and RLUIPA." Id. P23 (Count II). He demands declaratory and injunctive relief. Id. P24.

II. DISCUSSION

A. Plaintiff Need Not Exhaust Administrative Remedies Regarding Request for Staff Member to Administer Wine

In relevant part, the Prison Litigation Reform Act provides that:

No action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined [**6] to any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.

42 U.S.C. § 1997e(a). The exhaustion requirement of Section 1997e(a) is mandatory and "applies to all prisoners seeking redress for prison circumstances or occurrences." Porter v. Nussle, 534 U.S. 516, 520, 122 S. Ct. 983, 152 L. Ed. 2d 12 (2002). [*191] Section 1997e(a) "affords corrections officials time and opportunity to address complaints internally before allowing the initiation of a federal case," and, where possible, to "satisfy the inmate, thereby obviating the need for litigation." Id. at 524-25. A prisoner must complete the administrative process "regardless of the relief offered through administrative avenues." Booth v. Churner, 532 U.S. 731, 741, 121 S. Ct. 1819, 149 L. Ed. 2d 958 (2001). Thus, a prisoner may file a civil action concerning conditions of confinement under federal law only after he has exhausted the BOP's administrative remedies. Jackson v. District of Columbia, 349 U.S. App. D.C. 185, 254 F.3d 262, 269 (D.C. Cir. 2001).

In his inmate grievance, plaintiff challenges the Warden's decision to prohibit inmates' consumption of wine on the ground that the [**7] decision violates federal law, and requests permission to drink wine during Sabbath services and the Passover seder. See Defs.' Mot., Attach. A (Request for Administrative Remedy dated August 20, 2004). He neither suggests a procedure by which the wine could be provided to him, nor identifies a person to administer the wine. In Count I of his Complaint, plaintiff proposes that "other BOP staff, such as the institution chaplain, [] administer wine" to him instead of requiring a rabbi to perform this function. Compl. P20. Defendants contend that plaintiff failed to exhaust his administrative remedies "with respect to his request that a staff member, other than the Jewish Rabbi, provide him with the wine he seeks." Defs.' Mot. at 4 & Attach. B (Watts Decl.) P3. 2 The Court rejects this argument.

FOOTNOTES

2 Defendants also argue that plaintiff exhausted his administrative remedies with respect to his request for wine only under BOP Program Statement 5360.08, Religious Beliefs and Practices (August 22, 2002 Change Notice), which since has been superceded. See Defs.' Mot. at 4 n. 1. Plaintiff cannot be faulted for failing to challenge a policy that was not yet in effect at the time he submitted his inmate grievance.


[**8] Plaintiff's inmate grievance and Complaint are consistent: his ultimate goal is the unburdened exercise of his sincere religious belief. The record makes clear that plaintiff has exhausted his administrative remedies with respect to his request for wine. It matters not whether he asked that a rabbi, a chaplain, or a BOP staff member administer the wine to him. Plaintiff's obligation to exhaust his administrative remedies does not require that he posit every conceivable alternative means by which to achieve his goal.

B. Summary Judgment on Plaintiff's RFRA Claim Will Be Denied in Part Without Prejudice

1. Summary Judgment Standard

The Court may grant a motion for summary judgment if the pleadings, depositions, answers to interrogatories, and admissions on file, together with affidavits or declarations, if any, show that there is no genuine issue of material fact, and that the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(c). The moving party bears the burden of demonstrating an absence of a genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S. Ct. 2548, 91 L. Ed. 2d 265 (1986). A material [**9] fact is one "that might affect the outcome of the suit under the governing law." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S. Ct. 2505, 91 L. Ed. 2d 202 (1986). When evaluating a summary judgment motion, the Court does not make credibility determinations, weigh the evidence, or draw inferences from the facts found; those are jury functions, not those of a judge. Id. at 255; see Reeves v. Sanderson [*192] Plumbing Products, Inc., 530 U.S. 133, 150, 120 S. Ct. 2097, 147 L. Ed. 2d 105 (2000). Factual assertions in the moving party's affidavits may be accepted as true unless the opposing party submits his own affidavits or documentary evidence to the contrary. Neal v. Kelly, 295 U.S. App. D.C. 350, 963 F.2d 453, 456 (D.C. Cir. 1992). The party opposing a motion for summary judgment "may not rest upon the mere allegations or denials of his pleading, but . . . must set forth specific facts showing that there is a genuine issue for trial." Anderson v. Liberty Lobby, Inc., 477 U.S. at 248; see also Jackson v. Finnegan, Henderson, Farabow, Garrett & Dunner, 322 U.S. App. D.C. 35, 101 F.3d 145, 150 (D.C. Cir. 1996).

2. Plaintiff's Prima Facie Case Under RFRA

Prisoners retain constitutional [**10] rights in prison, including the right to the free exercise of religion. See, e.g., Pell v. Procunier, 417 U.S. 817, 822, 94 S. Ct. 2800, 41 L. Ed. 2d 495 (1974) ("prison inmate retains those First Amendment rights that are not inconsistent with his status as a prisoner or with the legitimate penological objectives of the corrections system"); Levitan v. Ashcroft, 350 U.S. App. D.C. 180, 281 F.3d 1313, 1317 (D.C. Cir. 2001). Generally, RFRA provides that the federal government "shall not substantially burden a person's exercise of religion even if the burden results from a rule of general applicability." 42 U.S.C. § 2000bb-1(a). 3 "Thus, a plaintiff establishes a prima facie claim under RFRA by proving the following three elements: (1) a substantial burden imposed by the federal government on a (2) sincere (3) exercise of religion." Kikumura v. Hurley, 242 F.3d 950, 960 (10th Cir. 2001). If plaintiff successfully makes out his prima facie case, defendants then must show that the burden placed on the religious exercise is permissible. See Gartrell v. Ashcroft, 191 F. Supp. 2d 23, 37 (D.D.C. 2002) (applying burden-shifting analysis under RFRA). A substantial burden on a person's [**11] exercise of religion is permissible only if:

[the government] demonstrates that application of the burden to the person -

(1) is in furtherance of a compelling governmental interest; and

(2) is the least restrictive means of furthering that compelling governmental interest.

42 U.S.C. § 2000bb-1(b). For purposes of RFRA, the term "demonstrates" means "meets the burdens of going forward with the evidence and of persuasion." 42 U.S.C. § 2000bb-2(3).

FOOTNOTES

3 The Supreme Court instructs that RFRA is unconstitutional insofar as it purports to regulate state and local governments. City of Boerne v. Flores, 521 U.S. 507, 117 S. Ct. 2157, 138 L. Ed. 2d 624 (1997). RFRA remains valid as applied to the federal government, however. See Webman v. Federal Bureau of Prisons, 370 U.S. App. D.C. 217, 441 F.3d 1022, 2006 U.S. App. LEXIS 7540, *5, No. 05-5031 (D.C. Cir. Mar. 28, 2006) (recognizing Congress' "power to enforce RFRA against the federal government"); Henderson v. Kennedy, 347 U.S. App. D.C. 340, 265 F.3d 1072, 1073 (D.C. Cir. 2001); Holy Land Foundation for Relief and Development v. Ashcroft, 357 U.S. App. D.C. 35, 333 F.3d 156 (D.C. Cir. 2003)(declaring that RLUIPA's amendments to RFRA regarding exercise of religion "remove the doubt . . . that the portion of RFRA remaining after [Flores]. . . survived the Supreme Court's decision striking down the statute as applied to the States"), cert. denied, 540 U.S. 1218, 124 S. Ct. 1506, 158 L. Ed. 2d 153 (2004). RLUIPA's amendments to RFRA are applicable. See Kikumura v. Hurley, 242 F.3d at 960 (noting RLUIPA's amendment of RFRA's definition of term "exercise of religion"). There is no separate cause of action under RLUIPA, however. Ish Yerushalayim v. United States Dep't of Corr., 374 F.3d 89, 92 (2d Cir. 2004) (concluding that RLUIPA "clearly does not create a cause of action against the federal government or its correctional facilities").


[**12] a. Exercise of Religious Beliefs

The term "religious exercise" includes "any exercise of religion, whether or not [*193] compelled by, or central to, a system of religious belief." 42 U.S.C. § 2000cc-5(7)(A). 4 The exercise in question need not be mandatory. Cf. Levitan v. Ashcroft, 281 F.3d at 1319 (finding no requirement that consumption of communion wine by Catholic prisoners be mandatory to warrant First Amendment protection). In this case, there is no genuine issue of material fact that the exercise in question is religious in nature. It is "an important part of the Jewish religion to say Kiddush over a glass of wine" and to consume "four glasses of wine . . . during the Passover Seder." Pl.'s Mot., Ex. 3 (Goldstein Stip.) PP4, 7-9; see Defs.' Mot., Attach. (Van Baalen Decl.) P13. 5

FOOTNOTES

4 RFRA refers to the definition of "religious exercise" set forth in RLUIPA. See 42 U.S.C. § 2000bb-2(4).

5 There appears to be a discrepancy as to the quantity of wine plaintiff believes he must drink. According to the Complaint, plaintiff alleges that he must consume one cup of wine during Friday and Saturday Shabbat services, and four cups of wine during the Passover seder. See Compl. PP9-10. Each cup of wine must be at least 3.5 ounces. Id. In his declaration, plaintiff states that he must consume slightly larger quantities, "between 3 to 5 ounces of wine every Friday and Saturday during the saying of Kiddush," and "3 to 5 ounces of wine four times" during the Passover seder. Sample Dec. P2. It does not appear, however, that the quantity of wine is a material fact. If BOP forbids consumption of a smaller quantity of wine, it is unlikely that it would allow a larger quantity.


[**13] b. Sincerity of Religious Beliefs

"It is not within the judicial ken to question the centrality of particular beliefs or practices to a faith, or the validity of a particular litigant's interpretation of those creeds." Hernandez v. Comm'r of Internal Revenue Serv., 490 U.S. 680, 699, 109 S. Ct. 2136, 104 L. Ed. 2d 766 (1989). The Court's inquiry is limited to "whether a claimant sincerely holds a particular belief and whether the belief is religious in nature." Jolly v. Coughlin, 76 F.3d 468, 476 (2d Cir. 1996).

Based on this record, there is no genuine issue of material fact in dispute as to the sincerity of plaintiff's religious beliefs. Plaintiff is Jewish and he believes that he must consume a certain quantity of wine - not grape juice - as an important part of his observances of the Jewish Sabbath and Passover. Whether plaintiff declared his Jewish faith at the time of his incarceration is of no moment. 6 At all times relevant to the complaint, plaintiff declares his Jewish faith, and his religious preference, Jewish, is duly reflected in BOP's records. See Defs.' Mot., Attach. (Inmate History - Religion).

FOOTNOTES

6 Defendants question the sincerity of plaintiff's religious beliefs because he allegedly did not declare his religious preference as Jewish upon his initial entry into BOP in June 2000. See Van Baalen Decl. P10. BOP records reflected "religion unknown" initially, then "no preference" until May 18, 2001, when records reflect "Protestant." See Defs.' Mot., Attach. (Inmate History - Religion). As of September 17, 2001, BOP's records reflect plaintiff's religious preference as "Jewish." See id. The accuracy or inaccuracy of BOP records does not necessarily reflect the sincerity of plaintiff's religious beliefs.


[**14] c. Substantial Burden on Exercise of Sincerely Held Religious Beliefs

Plaintiff completes his prima facie case under RFRA, then, if he shows that BOP's policies substantially burden the exercise of his sincere religious beliefs. A substantial burden exists "where the state conditions receipt of an important benefit upon conduct proscribed by a religious faith, or where it denies such a benefit because of conduct mandated by religious belief, thereby putting substantial pressure on an adherent to modify his behavior and to violate his beliefs." Jenkins v. Angelone, [*194] 948 F. Supp. 543, 546 (E.D. Va. 1996) (quoting Thomas v. Review Bd. of Indiana Employment Sec. Div., 450 U.S. 707, 717-18, 101 S. Ct. 1425, 67 L. Ed. 2d 624 (1981)); see Sherbert v. Verner, 374 U.S. 398, 404, 83 S. Ct. 1790, 10 L. Ed. 2d 965 (1963) (award of government benefits would force applicant to "choose between following the precepts of her religion . . . and abandoning one of the precepts of her religion").

Regarding the religious use of wine, BOP regulations in relevant part provide:

Inmates may be permitted to receive small amounts of wine as part of a religious ritual, only when administered under the supervision of [**15] clergy authorized by the Bureau of Prisons to perform the ritual.

Because wine is otherwise a contraband substance, it can only be administered under strict control and supervision. Inmates will not be allowed to administer wine to other inmates. For purposes of this policy, the consumption of wine under these circumstances will not be considered consumption of alcohol or ingestion of an illegal substance.

Defs.' Mot., Attach. C (Program Statement 5360.08, Religious Beliefs and Practices, Sec. 20 (August 22, 2002 Change Notice)). 7 Further, the Program Statement authorizes each institution to develop additional policies in the form of an Institution Supplement "for operating religious programs and activities." Id., Sec. 22. 8 Beaumont Low's Warden evidently exercised his discretion by declaring the consumption of wine a security threat, and by refusing to provide wine for any inmate's consumption. See Defs.' Mot., Attach. A (Response to Request for Admin. Remedy # 349793-F1); Defs.' Reply at 10-11. 9

FOOTNOTES

7 The August 22, 2002 Change Notice to Program Statement 5360.08 was in effect at the time plaintiff pursued his inmate grievance. Neither Program Statement 5360.07 (effective August 25, 1997) nor the portion of Program Statement 5360.08 (effective May 25, 2001) amended by the August 22, 2002 Change Notice is relevant here. [**16]

8 The current policy, Program Statement 5360.09 (effective December 31, 2004), directs each institution to develop an Institution Supplement for operating religious programs and activities, which must include "procedures for religious fasts [and] ceremonial meals" and "procedures and limitations for storage and provision of religious wine." Id., Sec. 20.

9 Beaumont Low's Institution Supplement has not been made a part of this record by either party.


Plaintiff could receive wine for religious services only if Beaumont Low's Warden were to allow wine at the institution, and if an authorized rabbi were to administer the wine in the course of the religious ritual. Clearly the Warden is unwilling to provide plaintiff with wine, regardless of its quantity or alcohol content, and BOP is unwilling to further amend its policies. Even if plaintiff were allowed a quantity of wine, there would be no rabbi present to administer it. The contract rabbi visits Beaumont Low only once a month. Van Baalen Decl. P5. According to plaintiff, "Jews are commanded not to work during Shabbat," and, therefore, [**17] the rabbi "cannot drive to the prison" for weekly Shabbat services. Sample Decl. P22. 10 Nor does it appear that a rabbi is present for the Passover seder, during which prisoners are supervised by the prison chaplain and prison staff. Id. P14.

FOOTNOTES

10 During discovery, it might be appropriate to determine whether this statement is true of all rabbis or only Orthodox rabbis.


Currently, the BOP regulation and its implementation at Beaumont Low do not merely inconvenience plaintiff. Rather, plaintiff effectively is prohibited from exercising his sincere religious beliefs in consuming [*195] wine during Sabbath and Passover services. Plaintiff successfully makes out a prima facie case under RFRA.

2. Furthering a Compelling Governmental Interest by the Least Restrictive Means

The government's application of the burden to the person's exercise of religion is permissible only if it furthers a compelling governmental interest and is the least restrictive means of furthering that interest. See Jolly v. Coughlin [**18] , 76 F.3d at 475 (applying RFRA's "compelling interest" test to religious exercise claims of inmate). The Court considers "whether there is a compelling government reason, advanced in the least restrictive means, to apply the prison regulation to the individual claimant." Kikumura v. Hurley, 242 F.3d at 962 (emphasis added); see Gonzales v. O Centro Espirita Beneficente Uniao Do Vegetal, U.S. , , 546 U.S. 418, 126 S. Ct. 1211, 1220, 163 L. Ed. 2d 1017 (2006) (government must "demonstrate that the compelling interest test is satisfied through application of the challenged law 'to the person' - the particular claimant whose sincere exercise of religion is being substantially burdened"). "Only those interests of the highest order . . . can overbalance legitimate claims to the free exercise of religion." Wisconsin v. Yoder, 406 U.S. 205, 215, 92 S. Ct. 1526, 32 L. Ed. 2d 15 (1972).

Defendants argue that the government has a compelling interest in controlling alcohol consumption and intoxicants in BOP's correctional facilities. Defs.' Mot. at 29. Among the legitimate penological interests for restricting inmates' access to alcohol are "security and order of the prison, rehabilitation, [**19] punishment, deterrence of criminal behavior, and a non-hostile work environment for prison staff." Defs.' Mot., Attach. (Thomas Decl.) P4. Defendants link the availability of intoxicants to violent or otherwise disruptive behavior at BOP facilities, noting that a significant percentage of disciplinary incidents involved violations of the regulation prohibiting inmates from making, possessing, or using intoxicants. Thomas Decl. PP5, 9. Plaintiff concedes this point, stating that there is no argument that controlling alcohol consumption is a compelling government interest." Pl.'s Mot. at 22.

Plaintiff contends - and the Court agrees - that defendants fail to demonstrate that an outright ban at Beaumont Low on this plaintiff's consumption of wine as part of a religious ritual is the least restrictive means of furthering the government's compelling interest. "The government cannot meet its burden to prove least restrictive means unless it has actually considered and rejected the efficacy of less restrictive measures before adopting the challenged practice." Gartrell v. Ashcroft, 191 F. Supp. 2d at 39. Recognizing that defendants need not "refute every conceivable option in order to [**20] satisfy the least restrictive means prong of RFRA," Hamilton v. Schriro, 74 F.3d 1545, 1556 (8th Cir.), cert. denied, 519 U.S. 874, 117 S. Ct. 193, 136 L. Ed. 2d 130 (1996), this Court simply cannot determine on this record whether the parties meet their respective burdens on summary judgment.

BOP policy allows inmates to receive small amounts of wine as part of religious rituals under certain controlled circumstances. The Program Statement at issue does not define "small amount," and the parties' submissions shed no light on this matter. Beaumont Low's Warden apparently has chosen to exercise his discretion to bar the religious use of wine for reasons that are not explained fully in this record. Defendants speculate that accommodating plaintiff's request would create an "administrative nightmare" leading to "chaos in [*196] prisons." Defs.' Mot. at 30-31. 11 Their assertions are speculative, unsupported by the current record, and neither compelling nor sufficient to meet the government's burden of showing that an outright ban is the least restrictive alternative under RFRA.

FOOTNOTES

11 Defendants worry about the appearance of favoring one Jewish inmate over other inmates, whether Jewish or not. Defs.' Mot. at 30. In the alternative, BOP asserts that it would be forced to treat members of other faiths equally, allowing other inmates who sincerely believe in consuming wine as part of their religious observances to consume wine in amounts of their choice. Van Baalen Decl. P7. Weekly allowances of several ounces of wine, they say, "would definitely encourage non-Jewish inmates with issues related to chemical dependency to change their religious preference to Jewish thereby undermining the integrity of the Jewish religious program." Id. P8.


[**21] III. CONCLUSION

The Court concludes that plaintiff makes out a prima facie case under RFRA and that defendants establish a compelling government interest in controlling alcohol consumption and intoxicants in BOP facilities. At this stage of the proceedings, neither plaintiff nor defendants have met their respective burdens with respect to the "least restrictive means" element. A separate Order to this effect shall issue this same day.

/s/

PAUL L. FRIEDMAN

United States District Judge

DATE: March 31, 2006