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Association of Restrictive Housing During Incarceration With Mortality After Release, 2019

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Original Investigation | Public Health

Association of Restrictive Housing During Incarceration
With Mortality After Release
Lauren Brinkley-Rubinstein, PhD; Josie Sivaraman, MSPH; David L. Rosen, PhD, MD; David H. Cloud, JD, MPH; Gary Junker, PhD; Scott Proescholdbell, MPH;
Meghan E. Shanahan, PhD; Shabbar I. Ranapurwala, PhD

Abstract
IMPORTANCE Restrictive housing, otherwise known as solitary confinement, during incarceration
is associated with poor health outcomes.
OBJECTIVE To characterize the association of restrictive housing with reincarceration and mortality
after release.

Key Points
Question Is restrictive housing,
otherwise known as solitary
confinement, during incarceration
associated with an increased risk of
mortality after release into the
community?

DESIGN, SETTING, AND PARTICIPANTS This retrospective cohort study included 229 274

Findings This cohort study included

individuals who were incarcerated and released from the North Carolina prison system from January

229 274 people who were released from

2000 to December 2015. Incarceration data were matched with death records from January 2000

incarceration in North Carolina from

to December 2016. Covariates included age, number of prior incarcerations, type of conviction,

2000 to 2015. Compared with

mental health treatment recommended or received, number of days served in the most recent

individuals who were incarcerated and

sentence, sex, and race. Data analysis was conducted from August 2018 to May 2019.

not placed in restrictive housing,
individuals who spent any time in

EXPOSURES Restrictive housing during incarceration.

restrictive housing were 24% more likely
to die in the first year after release,

MAIN OUTCOMES AND MEASURES Mortality (all-cause, opioid overdose, homicide, and suicide)

especially from suicide (78% more

and reincarceration.

likely) and homicide (54% more likely);
they were also 127% more likely to die of

RESULTS From 2000 to 2015, 229 274 people (197 656 [86.2%] men; 92 677 [40.4%] white

an opioid overdose in the first 2 weeks

individuals; median [interquartile range (IQR)] age, 32 years [26-42]), were released 398 158 times

after release.

from the state prison system in North Carolina. Those who spent time in restrictive housing had a
median (IQR) age of 30 (24-38) years and a median (IQR) sentence length of 382 (180-1010) days;
84 272 (90.3%) were men, and 59 482 (63.7%) were nonwhite individuals. During 130 551 of 387 913
incarcerations (33.7%) people were placed in restrictive housing. Compared with individuals who
were incarcerated and not placed in restrictive housing, those who spent any time in restrictive

Meaning The results of this study
suggest that exposure to restrictive
housing as a condition of confinement is
associated with an increased risk of
death during community reentry.

housing were more likely to die in the first year after release (hazard ratio [HR], 1.24; 95% CI
1.12-1.38), especially from suicide (HR, 1.78; 95% CI, 1.19-2.67) and homicide (HR, 1.54; 95% CI, 1.241.91). They were also more likely to die of an opioid overdose in the first 2 weeks after release (HR,
2.27; 95% CI, 1.16-4.43) and to become reincarcerated (HR, 2.16; 95% CI, 1.99-2.34).

+ Supplemental content
Author affiliations and article information are
listed at the end of this article.

CONCLUSIONS AND RELEVANCE This study suggests that exposure to restrictive housing is
associated with an increased risk of death during community reentry. These findings are important
in the context of ongoing debates about the harms of restrictive housing, indicating a need to find
alternatives to its use and flagging restrictive housing as an important risk factor during
community reentry.
JAMA Network Open. 2019;2(10):e1912516. doi:10.1001/jamanetworkopen.2019.12516

Open Access. This is an open access article distributed under the terms of the CC-BY License.
JAMA Network Open. 2019;2(10):e1912516. doi:10.1001/jamanetworkopen.2019.12516 (Reprinted)

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North Carolina Department of Public Safety (NCDPS). The NCDPS data were linked to publicly

system from January 1, 2000, to December 31, 2015. Prison release data were obtained from the

mortality after release among individuals who were incarcerated in the North Carolina state prison

We conducted a retrospective cohort study to assess the association of restrictive housing with

Study Design and Population

Methods

United States.

modification in these associations by race, given the racial disparities in incarceration rates in the

(2) time spent in restrictive housing using the Mandela Rules guidelines, and (3) the effect measure

we examined the association of mortality with the following: (1) repeated restrictive housing stays,

homicide, and suicide, and reincarceration in North Carolina between 2000 and 2016. In addition,

associated with mortality after release, including all-cause mortality, opioid overdose death,

release. We address this gap with the current study by examining how restrictive housing was

our knowledge, no study has examined the association of restrictive housing with mortality after

social withdrawal, psychosis, self-harm, posttraumatic stress disorder, and suicide.12-14 However, to

psychological deterioration while isolated in restrictive housing, which can manifest as reclusiveness,

overrepresented in most restrictive housing units. These individuals are particularly susceptible to

with the health of people who have been incarcerated.8-11 Individuals with mental illness are

without risks. A growing body of literature has documented the association of restrictive housing

housed with the general incarcerated population. However, reliance on restrictive housing is not

as a security measure, claiming that it provides protection and safety for those who may be unsafe if

Correctional systems rely on restrictive housing as a punishment for violating prison rules and

prolonged restrictive housing, defined as a period of more than 14 days.7

restrictive housing and provided guidelines on its use.7 Specifically, the rules call for an end to

the Treatment of Prisoners to include the Mandela Rules, which for the first time clearly defined

housing for more than 6 years.6 In 2015, the United Nations revised the Standard Minimum Rules on

more than 3500 people were held for more than 3 years, 67% of whom had been in restrictive

individuals spent less than a year in restrictive housing settings; however, 25 systems reported that

restrictive housing.6 Of these 43 prison systems, 30 tracked length of stay, reporting that most

demonstrated that an average of approximately 4.5% of people who were incarcerated were also in

from 43 prison systems accounting for 81% of the imprisoned population in the United States

isolate someone who may otherwise be at risk of experiencing or committing violence). In 2017, data

for disciplinary purposes (eg, when someone breaks a rule) or for administrative purposes (eg, to

privileges available to the general population. Correctional systems typically use restrictive housing

idleness. Additionally, these individuals have less access to programming, visitation, and other

day. People housed in these settings are exposed to social isolation, sensory deprivation, and physical

defined as the practice of isolating individuals who are incarcerated in small cells for 22 to 24 hours a

Restrictive housing, more commonly referred to as solitary confinement or segregation, is

incarceration may be associated with mortality risk.

after release have been drawn, little is known about how the conditions of confinement during

community reentry.4,5 However, while the associations of incarceration with instability and mortality

to housing, employment, and health care likely contribute to increased risk of death during

overdose as their nonincarcerated peers.3 Social and economic instability attributable to poor access

from prison, people who were recently incarcerated were 40 times as likely to die of an opioid

nonincarcerated counterparts. Similarly, a recent North Carolina study found that, 1 year after release

release, the risk of death among those who had been recently incarcerated was 12.7-fold that of their

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Restrictive Housing During Incarceration and Mortality After Release

Risk of death after incarceration is high.1,2 A study in Washington found that, in the first 2 weeks after

Introduction

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number of prior incarcerations, drug-related conviction, violence-related conviction, mental health

housing were calculated as follows: w = P of restrictive housing / P of restrictive housing | age,

exposure weighted marginal structural models.18-20 The inverse probability weights for restrictive

person-level clustering. To adjust for time-varying confounding, we used inverse probability of

mortality after release, with the Lin, Wei, and Weissfeld17 robust variance estimator to account for

We used Cox proportional hazard regression to examine the association of restrictive housing with

Statistical Analysis

developed using cause of incarceration codes within the NCDPS data.

white or nonwhite). Drug-related conviction and violence-related conviction variables were

recent sentence (ie, <87, 87-177, 178-399, >399), and time-fixed sex (ie, male or female) and race (ie,

mental health treatment received (ie, yes or no), quartiles of number of days served in the most

violence-related convictions (ie, yes or no), mental health treatment recommended (ie, yes or no),

>50 years), number of prior incarcerations (ie, 0, 1-2, >2), drug-related convictions (ie, yes or no),

confounding.15,16 The minimally sufficient set of covariates included time-varying age (ie, <25, 25-50,

minimally sufficient set of well-measured covariates that controlled for all measured

for confounding in this study, we developed a directed acyclic graph, which helped identify a

Covariate information was obtained from the NCDPS data. To identify potential covariates to control

Covariates

primary outcome measure.

at 2 weeks, 1 year, and complete follow-up after release; 1-year mortality after release was the

Suicide death was identified using ICD-10 codes X60 to X84 and Y87.0. All outcomes were examined

fentanyl or its analogs). Homicide death was identified using ICD-10 codes X85 to Y09 and Y87.1.

(other opioids, commonly prescribed opioids), and T40.4 (other synthetic narcotics, commonly

An opioid overdose death was identified using ICD-10 code T40.0 (opium), T40.1 (heroin), T40.2

and Related Health Problems, Tenth Revision (ICD-10) codes from the North Carolina death records.

specific death diagnoses were defined using the International Statistical Classification of Diseases

records data. A binary variable was created for each of the mortality outcomes. All-cause and cause-

better contextualize the results. Mortality outcomes were examined in the linked NCDPS death

competing risk for these outcomes, we also examined its association with restrictive housing to

overdose death, (3) homicide death, and (4) suicide death. Because reincarceration was a significant

We examined 4 postrelease mortality outcomes, as follows: (1) all-cause death, (2) opioid

Mandela Rules.7

spent in restrictive housing during an incarceration (ie, 0 days, >0 to 14 days, >14 days) based on the

of restrictive housing placements during an incarceration (ie, 0, 1-2, >2), and (3) the amount of time

measure (ie, yes or no) of being placed in restrictive housing during an incarceration, (2) the number

We considered 3 measures of restrictive housing, as follows: (1) the exposure of interest, a binary

Exposure and Outcome Definitions

Studies in Epidemiology (STROBE) reporting guideline.

2018 and May 2019, and this study followed the Strengthening the Reporting of Observational

consent because of the secondary nature of the data. All analyses were conducted between August

University of North Carolina at Chapel Hill approved this study, including a waiver for informed

the sample have been described previously.3 The institutional review boards of the NCDPS and the

individual’s record is marked with a release on the same day. The linkage, accrual of person-time, and

therefore excluded from the study. This is because, in most cases, when a death occurs in prison, the

(n = 59), or who died on the day of release (n = 959) did not contribute person-time and were

Individuals who remained incarcerated throughout the study period, who died prior to release

calculated from the day of release from prison until death, reincarceration, or the end of 2016.

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Restrictive Housing During Incarceration and Mortality After Release

available North Carolina death records from January 1, 2000, to December 31, 2016. Person-time was

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(62 082 [24.1%] vs 23 270 [17.8%]) (Table 1).

use disorders (181 870 [70.7%] vs 87 023 [66.7%]) and people with drug-related convictions

incarceration episodes with restrictive housing included lower proportions of people with substance

382 [180-1010] days). Compared with incarceration episodes without restrictive housing,

[15.5%] vs 38 268 [29.3%]), and to have had longer sentences (median [IQR], 129 [71-238] days vs

treatment (5927 [2.3%] vs 13 276 [10.2%]), to have had a violence-related conviction (39 869

mental health treatment (27 427 [10.7%] vs 19 739 [15.1%]), to have received in-prison mental health

than a high school education (82 587 [61.0%] vs 66 240 [71.2%]), to have been recommended for

[26-42] years vs 30 [24-38] years), to be male (113 384 [83.4%] vs 84 272 [90.3%]), to have had less

restrictive housing involved individuals who were more likely to be younger (median [IQR] age, 34

incarceration episodes during which people were not placed in restrictive housing, episodes with

episodes (68.4%), the duration of restrictive housing was for more than 14 days. Compared with

(18.3%), a person was placed in restrictive housing 2 or more times. In 89 336 restrictive housing

incarcerations (15.3%), a person was placed in restrictive housing once, and in 71 075 incarcerations

During 130 551 of 387 913 incarcerations (33.7%), people were placed in restrictive housing. In 59 476

Characteristics of Those Who Were in Restrictive Housing

incarcerations (12.2%).

(69.3%) and were recommended for mental health treatment at intake in 47 166

Individuals screened positive for substance use disorder in 268 893 of 387 913 incarcerations

was 176 (86-395) days. Most people released had less than high school education (148 827 [65.2%]).

nonincarcerated person-years during the 16-year study period. The median (IQR) time spent in prison

(range, 2-31). Overall, the 229 274 individuals included in the study accrued 1 974 823

(Table 1). More than one-third of the individuals (87 050 [38.0%]) were incarcerated multiple times

information and covariate information were excluded, leaving a final sample of 387 913 releases

2094 people (0.9%) with 10 245 incarcerations (2.6%) who were missing restrictive housing

white, and they had a median (interquartile range [IQR]) age of 32 years (26-42) years. However,

from the state prison system in North Carolina; 197 656 (86.2%) were men, 92 677 (40.4%) were

Between January 1, 2000, and December 31, 2015, 229 274 people were released 398 158 times

Results

analyses were conducted using SAS version 9.4 (SAS Inc).

or acute inpatient intervention with psychiatrist, psychologist, or clinical social worker. All data

residential and pharmacological intervention with psychiatrist, psychologist, or clinical social worker;

pharmacological intervention with psychiatrist, psychologist, or clinical social worker; long-term

intervention; outpatient intervention with psychologist or clinical social worker; outpatient

health treatment recommendation based on an in-prison mental health screening inventory: no

reincarceration and (2) the outcomes of alternative statistical adjustment with a 5-category mental

time spent in restrictive housing during an incarceration period with mortality after release and

We conducted sensitivity analysis to examine the following: (1) the association of the percent-

were noted.

associated estimates, and aHRs, 95% CIs, and P for interaction from the regression models

of such events. An interaction term between exposure and race was added to examine race-

reincarceration and other causes of deaths were addressed by censoring the person-time at the time

race to estimate the adjusted hazard ratios (aHRs) and 95% CIs.18-20 Competing risks owing to

Cox proportional hazard models were then weighted along with adjustment for time-fixed sex and

The inverse probability weights were derived using logistic regression.18-20 Marginal structural

P indicates probability.

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Restrictive Housing During Incarceration and Mortality After Release

recommendation and treatment, and days served, where w indicates inverse probability weight and

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135 943
257 362

Persons, No.
Incarcerations, No.

113 384 (83.4)

Men

702 (0.5)
363 (0.3)

Homicide
Suicide

5927 (2.3)
181 870 (70.7)
62 082 (24.1)
39 869 (15.5)
129 (71-238)
118 921 (45.8)

Mental health treatment
receivedf
Substance use disorder
Drug-related conviction
Violence-related conviction
Incarceration length,
median (IQR), d
Reincarceration

60 139 (46.1)

382 (180-1010)

38 268 (29.3)

23 270 (17.8)

87 023 (66.7)

13 276 (10.2)

Data for 255 individuals missing.
Data for 1022 individuals missing.
Individuals categorized into restrictive housing for each incarceration.
Data for 712 incarcerations missing.
Data for 12 incarcerations missing.

b
c
d
e
f

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Individuals categorized into restrictive housing if they were ever in
restrictive housing.

a

Abbreviations: GED, general education degree; IQR, interquartile range.

27 427 (10.7)

Mental health treatment
recommendede

19 739 (15.1)

1543 (1.7)

2437 (1.8)

Some college

Incarceration-Level Characteristicsd

25 254 (27.1)

82 587 (61.0)
50 272 (37.2)

High school graduate
or completed GED

66 240 (71.2)

272 (0.3)

759 (0.8)

454 (0.5)

4604 (4.9)

16 431 (12.6)

59 482 (63.7)

33 849 (36.3)

84 272 (90.3)

30 (24-38)

130 551

93 331

Restrictive
Housing

Did not complete high school

Educationc

867 (0.6)

9482 (7.0)

Mortality
Opioid overdose

36 776 (14.3)

77 115 (56.7)

Nonwhite
Marriedb

58 828 (43.3)

White

Race/ethnicity

34 (26-42)

Age, median (IQR), y

Person-Level Characteristicsa

No Restrictive
Housing

Characteristic

No. (%)

Table 1. Characteristics of Individuals Who Were Incarcerated by History
of Restricted Housing Exposure in North Carolina, 2000-2016

cause mortality: aHR, 1.38; 95% CI, 1.14-1.66; homicide: aHR, 1.70; 95% CI, 1.20-2.40; suicide: aHR,

with 2 or more restrictive housing placements had a greater risk of death or reincarceration (all-

the first year after release: compared with individuals with no restrictive housing placements, those

We observed a dose-response for all-cause mortality, homicide, suicide, and reincarceration in

(aHR, 2.27; 95% CI, 1.16-4.43) and to become reincarcerated (aHR, 2.16; 95% CI, 1.99-2.34) (Figure).

(Table 2). They were also more likely to die of an opioid overdose in the first 2 weeks after release

especially from suicide (aHR, 1.78; 95% CI, 1.19-2.67) and homicide (aHR, 1.54; 95% CI, 1.24-1.91)

were more likely to die in the first year after release of all causes (aHR, 1.24; 95% CI, 1.12-1.38),

were incarcerated and not placed in restrictive housing, those who spent time in restrictive housing

addition, there were 178 032 reincarcerations from 2000 to 2016. Compared with individuals who

homicide deaths, and 635 (4.5%) suicide deaths (32 opioid overdose deaths were also suicides). In

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Restrictive Housing During Incarceration and Mortality After Release

A total 14 086 deaths occurred after release: 1321 (9.4%) opioid overdose deaths, 1461 (10.4%)

Mortality and Reincarceration Outcomes During the Study Period

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a

847
365
482

1
≥2

22 558
9163
13 395

Any
1
≥2

105
53
52

Any
1
≥2

207
78
129

Any
1
≥2

57
27
30

Any
1
≥2

57 162

54 280

117 634

236 433

57 162

54 280

117 634

236 433

57 162

54 280

117 634

236 433

57 162

54 280

117 634

236 433

57 162

54 280

117 634

236 433

Person-Years

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2.30 (0.79-6.71)

October 4, 2019

2.17 (0.81-5.81)

1.18 (0.53-2.59)
0.37 (0.08-1.68)b

1.95 (1.16-3.30)b

1 [Reference]

1.61 (1.17-2.21)

1.43 (1.04-1.96)

1.67 (1.32-2.12)

1 [Reference]

2.00 (1.26-3.15)

1 [Reference]

2.04 (0.77-5.41)

0.82 (0.40-1.65)

1.10 (0.63-1.90)

1 [Reference]

1.01 (0.41-2.45)
0.34 (0.11-1.03)b

1.45 (0.88-23.8)b

0.82 (0.37-1.80)

1 [Reference]

1.92 (1.84-2.01)

1.24 (1.20-1.28)

1.48 (1.44-1.52)

1 [Reference]

1.42 (1.08-1.85)

1.05 (0.87-1.28)

1.19 (1.01-1.37)

1 [Reference]

Among Nonwhite Individuals

1.31 (0.93-1.85)

1.38 (1.03-1.83)

1 [Reference]

1.83 (1.72-1.96)

1.19 (1.14-1.24)

1.42 (1.37-1.47)

1 [Reference]

1.33 (1.03-1.73)

1.28 (1.08-1.52)

1.29 (1.12-1.46)

1 [Reference]

Among White Individuals

P value for interaction < .05.

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b

2.29 (0.99-5.27)

1.55 (0.95-2.50)

1.78 (1.19-2.67)

1 [Reference]

1.70 (1.20-2.40)

1.29 (0.97-1.72)

1.54 (1.24-1.91)

1 [Reference]

1.24 (0.77-1.98)

1.26 (0.91-1.74)

1.27 (0.97-1.67)

1 [Reference]

1.89 (1.82-1.96)

1.22 (1.19-1.25)

1.46 (1.42-1.49)

1 [Reference]

1.38 (1.14-1.66)

1.17 (1.03-1.33)

1.24 (1.12-1.38)

1 [Reference]

Overall

Adjusted Hazard Ratio (95% CI)a

Adjusted for age, sex, race, prior incarcerations, time in incarceration, violence-related
convictions, drug-related convictions, mental health screening recommendation, and
mental health treatment receipt.

86

None

Suicide Deaths

230

None

Homicide Deaths

227

None

Opioid Overdose Deaths

36 751

None

Reincarceration

1557

Any

Deaths or
Reincarcerations,
No.

None

All-Cause Mortality

Restrictive Housing
Placements

Table 2. Association of Restrictive Housing During Incarceration With 1-Year Mortality After Release and Reincarceration in North Carolina, 2000-2016

were robust to confounding from mental health disorders.

that the time-varying binary mental health variables used in the main analysis produced results that

recommendation variable only changed the effect estimates at the third decimal place, suggesting

release (eTable in the Supplement). Adjustment with a 5-category mental health treatment

increasing percent-time spent in restrictive housing was associated with greater mortality after

housing during incarceration with mortality after release had a dose-response relationship, such that

Sensitivity analyses suggested that the association of the percent-time spent in restrictive

1.52] vs aHR, 1.42 [95% CI, 1.37-1.47]) (Table 2).

1.67 [95% CI, 1.32-2.12] vs aHR, 1.10 [95% CI, 0.63-1.90]; reincarceration: aHR, 1.48 [95% CI, 1.44-

reincarceration was higher for nonwhite individuals compared with white individuals (homicide: aHR,

vs aHR, 1.18 [95% CI, 0.53-2.59]) (Table 2). The association of restrictive housing with homicide and

aHR, 1.38 [95% CI, 1.03-1.83] vs aHR, 0.82 [95% CI, 0.37-1.80]; suicide: aHR, 2.00 [95% CI, 1.26-3.15]

pronounced among white individuals compared with nonwhite individuals (opioid overdose death:

the association of restrictive housing with opioid overdose death and suicide after release was more

aHR, 1.72; 95% CI, 1.66-1.76; opioid overdose death: aHR, 1.24; 95% CI, 0.80-1.92) (Table 3). Further,

1.15-1.56; homicide: aHR, 1.61; 95% CI, 1.23-2.11; suicide: aHR, 1.81; 95% CI, 1.08-3.06; reincarceration:

overdose deaths than those with 0 days of restrictive housing (all-cause mortality: aHR, 1.34; 95% CI,

all-cause mortality, homicide, suicide and reincarceration within 1 year after release but not of opioid

found that those who spent more than 14 consecutive days in restrictive housing had a greater risk of

was not observed for opioid overdose deaths (aHR, 1.24; 95% CI, 0.77-1.98) (Table 2). Similarly, we

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Restrictive Housing During Incarceration and Mortality After Release

2.29; 95% CI, 0.99-5.27; reincarceration: aHR, 1.89; 95% CI, 1.82-1.96). However, a dose response

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Restrictive Housing During Incarceration and Mortality After Release

Figure. Association of Restrictive Housing During Incarceration With Mortality After Release
and Reincarceration in North Carolina, 2000-2016
All-cause mortality
2 wk
1y
All
Reincarceration
2 wk

•

1y

•

•

All
Opioid overdose death

,...------

2 wk
1y

•

All
Homicide

..•

2 wk
1y
All

All hazard ratios are adjusted for sex, race, and timevarying factors including age, prior incarcerations, time
in incarceration, violence-related convictions, drugrelated convictions, mental health screening
recommendation, and mental health treatment
receipt. The x-axis is on a logarithmic scale. Whiskers
represent 95% CIs.

Suicide
2 wk
1y

-+-

All

•
-4

-2

0

2

4

Adjusted Hazard Ratio (95% CI)

Table 3. Association of Time Spent in Restrictive Housing During Incarceration With 1-Year Mortality After Release and Reincarceration in North Carolina, 2000-2016
Time Spent in Restrictive
Housing, d

Adjusted Hazard Ratio (95% CI)a

Deaths or
Reincarcerations, No.

Person-Years

Overall

Among White Individuals

Among Nonwhite Individuals

0

1557

236 433

1 [Reference]

1 [Reference]

1 [Reference]

>0 to 14

269

40 365

1.17 (1.01-1.35)

1.30 (1.07-1.57)

1.04 (0.83-1.29)

>14

580

77 265

1.34 (1.15-1.56)

1.36 (1.10-1.69)

1.31 (1.07-1.62)

0

36 751

236 433

1 [Reference]

1 [Reference]

1 [Reference]

>0 to 14

5886

40 365

1.11 (1.08-1.15)

1.13 (1.07-1.19)

1.11 (1.06-1.15)

>14

16 671

77 265

1.72 (1.66-1.76)

1.63 (1.55-1.71)b

1.77 (1.71-1.83)b

All-Cause Mortality

Reincarceration

Opioid Overdose Deaths
0

227

236 433

1 [Reference]

1 [Reference]

1 [Reference]

>0 to 14

41

40 365

1.35 (0.95-1.92)

1.41 (0.98-2.05)

1.05 (0.37-2.95)

>14

64

77 265

1.24 (0.80-1.92)

1.41 (0.89-2.24)

0.50 (0.18-1.41)

Homicide Deaths
0

230

236 433

1 [Reference]

1 [Reference]

1 [Reference]

>0 to 14

54

40 365

1.21 (0.87-1.66)

1.25 (0.60-2.60)

1.20 (0.84-1.72)

>14

153

77 265

1.61 (1.23-2.11)

0.82 (0.40-1.67)b

1.84 (1.36-2.48)b

Suicide Deaths

a

0

86

236 433

1 [Reference]

1 [Reference]

1 [Reference]

>0 to 14

21

40 365

1.72 (1.01-2.94)

2.23 (1.26-3.94)

0.31 (0.04-2.31)

>14

36

77 265

1.81 (1.08-3.06)

1.90 (1.01-3.55)

1.56 (0.64-3.76)

Adjusted for age, sex, race, prior incarcerations, time in incarceration, violence-related
convictions, drug-related convictions, mental health screening recommendation, and
mental health treatment receipt.

b

P value for interaction < .05.

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randomized clinical trial, and limited data set available, there may be additional unmeasured

the observational study design, which was necessary given the ethical concerns of conducting a

Despite this article’s important findings, this study has limitations. It is important to note that, given

Limitations

importance of overdose education and naloxone distribution programs at reentry from incarceration.

in the community, such as housing and employment opportunities.27 It also underscores the

mental health and substance use treatment providers and increased access to stabilizing resources

with more comprehensive, trauma-informed discharge planning services that include linkage to

possible interventions could include providing individuals who have experienced restrictive housing

eliminating the harms that restrictive housing may have on health outcomes after release. Other

restrictive housing to the general prison population. These types of programs are an initial step to

with severe mental illness, and the Rehabilitative Diversion Unit, which aids in transition from

units: the Therapeutic Diversion Unit, which acts as an alternative to restrictive housing for people

restrictive housing among individuals younger than 18 years, mandated staff training, and created 2

important reforms in the use of restrictive housing.26 At this time, NCDPS prohibited the use of

In 2015, the NCDPS, in collaboration with the Vera Institute of Justice, began implementing

contribute to this body of literature.

prominent role in advancing state and local reforms and advocacy. Findings from this study

studies documenting the consequences of restrictive housing on health outcomes have played a

Association issued similar recommendations relevant to the use of restrictive housing.25 Empirical

safety—may sometimes be necessary, it should be rare.24 The same year, the American Correctional

concluding that although the use of restrictive housing—particularly when used to ensure

mental health deterioration. Similarly, in 2016, the Department of Justice issued recommendations

advocated for the allowance of more programming and out-of-cell time and the close monitoring of

restrictive housing that advised against long-term restrictive housing for disciplinary purposes and

experience it. In 2010, the American Bar Association published guidelines for reforming the use of

limiting the use of restrictive housing because of its potential negative effects on those who

In recent years, much energy has been devoted to improving the carceral environment and

health treatment, overdose prevention and harm reduction, and wraparound care and services.

used to identify people for linkage to trauma-informed, community-based substance use and mental

increased risk of opioid overdose compared with nonwhite individuals).21-23 These results can be

racial group that mirror known population-level mortality trends (eg, white individuals are at

time at all in restrictive housing is associated with increased risk. We also found differences in risk by

importance of the Mandela Rules guidelines. However, for opioid overdose and reincarceration, any

people are placed in restrictive housing repeatedly and for longer periods, underscoring the

risk of death during community reentry. Our findings also point to an exacerbation of risk when

exposure to restrictive housing, as a condition of confinement, may be a contributing factor to the

all who have experienced recent incarceration.1,3 Our results go a step further and suggest that

Previous research has shown that the period after release is a time of increased risk of death for

14 consecutive days in restrictive housing placements.

among individuals with more restrictive housing placements and among those who spent more than

incarcerated but never in restrictive housing. Further, the risk of death and reincarceration was higher

common among those who had experienced restrictive housing compared with those who were

suicide and homicide in the first year and opioid overdose in the first 2 weeks after release were more

first year after release than those who did not. In addition, our results demonstrated that death by

incarceration in a state prison in North Carolina were significantly more likely to die of all causes in the

mortality after release. We found that people who had spent any time in restrictive housing during

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To our knowledge, this study is the first to examine the association of restrictive housing with

Discussion

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JAMA Network Open. 2019;2(10):e1912516. doi:10.1001/jamanetworkopen.2019.12516 (Reprinted)

Statistical analysis: Sivaraman, Rosen, Ranapurwala.

Critical revision of the manuscript for important intellectual content: Brinkley-Rubinstein, Rosen, Cloud, Junker,
Proescholdbell, Shanahan, Ranapurwala.

Drafting of the manuscript: Brinkley-Rubinstein, Sivaraman, Cloud, Ranapurwala.

Acquisition, analysis, or interpretation of data: Brinkley-Rubinstein, Sivaraman, Rosen, Cloud, Junker,
Proescholdbell, Ranapurwala.

Concept and design: Brinkley-Rubinstein, Cloud, Shanahan, Ranapurwala.

Author Contributions: Drs Brinkley-Rubinstein and Ranapurwala had full access to all of the data in the study and
take responsibility for the integrity of the data and the accuracy of the data analysis.

Author Affiliations: Center for Health Equity Research, University of North Carolina at Chapel Hill
(Brinkley-Rubinstein); Department of Social Medicine, University of North Carolina at Chapel Hill
(Brinkley-Rubinstein); Injury Prevention Center, University of North Carolina at Chapel Hill (Sivaraman, Shanahan,
Ranapurwala); Division of Infectious Diseases, University of North Carolina at Chapel Hill (Rosen); Department of
Behavioral Sciences and Health Education, Emory University, Atlanta, Georgia (Cloud); North Carolina Department
of Public Safety, Raleigh (Junker); North Carolina Department of Public Health, Raleigh (Proescholdbell);
Department of Epidemiology, University of North Carolina at Chapel Hill (Ranapurwala).

Corresponding Author: Lauren Brinkley-Rubinstein, PhD, Center for Health Equity Research, University of North
Carolina at Chapel Hill, 333 S Columbia St, 341b MacNider Hall, Chapel Hill, NC 27599 (lauren_brinkley@
med.unc.edu).

Open Access: This is an open access article distributed under the terms of the CC-BY License. © 2019 BrinkleyRubinstein L et al. JAMA Network Open.

Published: October 4, 2019. doi:10.1001/jamanetworkopen.2019.12516

ARTICLE INFORMATION
Accepted for Publication: August 14, 2019.

postrelease context for public health systems.

housing as an important risk factor that must be considered during discharge planning and in the

restrictive housing, suggesting a need to contemplate alternatives to its use and flagging restrictive

exacerbate risk. These findings contribute significantly to the growing body of literature about

than 14 days, the threshold of what constitutes torture according to the Mandela Rules, may further

suicide, and homicide. Importantly, repeated placements and being in restrictive housing for more

likelihood of reincarceration and all-cause mortality, including deaths related to opioid overdose,

release. Specifically, our results demonstrate that restrictive housing is associated with a higher

research that we are aware of and highlight the association of restrictive housing with mortality after

has begun to uncover the harms of prolonged exposure. Our results go a step further than other

Restrictive housing has been the topic of much policy debate in recent years, during which research

Conclusions

release, which will lead to additional interventions for prevention of mortality after release.

findings and more clearly identify the pathways via which restrictive housing affects mortality after

including those related to the current overdose epidemic.1-3 Future research should build on our

identification of a group of individuals at high risk on whom public health interventions could focus,

underscored the robustness of the study results. Despite these limitations, this study aids in

violence-related convictions for each incarceration. We also conducted sensitivity analyses that

use screenings, treatments received, length of each incarceration period, and drug-related or

factors including time-varying (at each incarceration period) in-prison mental health and substance

increase risk of mortality and reincarceration. However, we used surrogate measures for these

use–related health conditions, criminogenic risk, and the cause of restrictive housing that may

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confounders that we were not able to control for, such as diagnosis of comorbid mental or substance

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14. Hagan BO, Wang EA, Aminawung JA, et al; Transitions Clinical Network. History of restrictive housing is
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Disclaimer: The opinions, conclusions, and viewpoints of this research do not necessarily reflect those of the
North Carolina Department of Public Safety or the North Carolina Department of Health and Human Services.

Conflict of Interest Disclosures: Dr Junker reported being employed by the North Carolina Division of Public
Health. Dr Proescholdbell reported receiving grant funding from the US Centers for Disease Control and
Prevention (grant 5NU17CE002728; prinicipal investigator: Mr Proescholdbell) during the conduct of the study. Dr
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Division of Public Health during the conduct of the study. Dr Ranapurwala reported receiving grant funding from
the North Carolina Division of Public Health during the conduct of the study. No other disclosures were reported.

Supervision: Brinkley-Rubinstein, Ranapurwala.

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Administrative, technical, or material support: Brinkley-Rubinstein, Junker, Proescholdbell, Shanahan,
Ranapurwala.

Obtained funding: Proescholdbell, Shanahan.

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