One in 100: Behind Bars in America 2008, Pew Charitable Trusts, 2008
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One in 100: Behind Bars in America 2008 The Pew Charitable Trusts is driven by the power of knowledge to solve today’s most challenging problems. Pew applies a rigorous, analytical approach to improve public policy, inform the public and stimulate civic life. We partner with a diverse range of donors, public and private organizations and concerned citizens who share our commitment to fact-based solutions and goal-driven investments to improve society. Table of Contents About this Report ....................................................................................................................................................2 Executive Summary.................................................................................................................................................3 A Snapshot of Prison Growth .....................................................................................................................5 1 in 100 Adults Behind Bars ......................................................................................................................5 State Trends Vary Widely ..........................................................................................................................7 Florida: A Case Study in Growth ..............................................................................................................9 The Costs – High and Climbing Fast .....................................................................................................11 California: $8.8 Billion and Growing ......................................................................................................11 Health Care, Geriatrics Drive Costs........................................................................................................12 Staff Vacancies, Overtime Spike...............................................................................................................13 Restitution, Child Support, Tax Payments Lag .......................................................................................13 Crowding Out Other Priorities ................................................................................................................14 Pre-K, Higher Ed Funding Lags...............................................................................................................15 Controlling Crime and Costs .....................................................................................................................17 A New Path in Texas ................................................................................................................................17 Managing Prison Admissions...................................................................................................................18 Adjusting Length of Stay ..........................................................................................................................19 A Final Word ....................................................................................................................................................21 Figures Prison Count Pushes Up ................................................................................................................5 Doing the Math................................................................................................................................6 Who’s Behind Bars ..........................................................................................................................7 Wide Variation in Prison Growth....................................................................................................8 High Growth Rates Spread Across Nation......................................................................................9 Twenty Years of Rising Costs ........................................................................................................12 Taking a Bigger Cut.......................................................................................................................14 Of Books and Bars ........................................................................................................................15 Making Decisions Where to Spend ...............................................................................................16 Controlling Crime and Prison Populations: Two Levers..............................................................20 Endnotes ..........................................................................................................................................................23 Methodology Notes.........................................................................................................................................24 Jurisdictional Notes .........................................................................................................................................28 Appendix Table Table Table Table Table Table Table A-1: A-2: A-3: A-4: A-5: A-6: A-7: State, Regional and National Prison Counts...............................................................29 State Corrections Spending, FY 2007 .........................................................................30 State Spending on Corrections and Higher Education, FY 1987-2007.......................31 National Corrections and Higher Education Spending Trends, FY 1987-2007 .........32 State Employees in Corrections Workforce, 2006 .....................................................33 1 in X: Incarceration Rates by Sex, Race/Ethnicity, Age and State ...........................34 International Comparisons ..........................................................................................35 Public Safety Performance Project 1 About this Report The Pew Charitable Trusts applies the power of knowledge to solve today’s most challenging problems. Pew’s Center on the States identifies and advances effective policy approaches to critical issues facing states. Launched in 2006 as an initiative of the Center, the Public Safety Performance Project seeks to help states advance fiscally sound, data-driven policies and practices in sentencing and corrections that protect public safety, hold offenders accountable, and control corrections costs. Pew Center on the States Susan Urahn, managing director Lori Grange, senior officer Tim Lynch, officer Project Team Jenifer Warren, principal author Adam Gelb, project director, Public Safety Performance Project Jake Horowitz, senior associate, Public Safety Performance Project Jessica Riordan, senior associate, Communications Data Consultants Association of State Correctional Administrators The JFA Institute • George Camp, co-executive director • James F. Austin, president • Jennifer Raley, project manager • Wendy Naro, vice president • Gillian Thomson, consultant Report Design 202design • Mike Heffner, partner • Lucy Pope, partner • Denise Kooper We also would like to thank the 50 state correctional agencies, the Federal Bureau of Prisons, the Bureau of Justice Statistics, and the National Association of State Budget Officers, which provided much of the data for this report. For additional information on the Pew Center on the States and the Public Safety Performance Project, please visit www.pewcenteronthestates.org. 2 One in 100: Behind Bars in America 2008 Executive Summary For some groups, the incarceration numbers are especially startling. While one in 30 men between the ages of 20 and 34 is behind bars, for black There is reason to suspect “There isn’t a person in those states may soon public office that’s not have lots of company. sensitive to the accusation Prison costs are blowing of being soft on crime. But holes in state budgets but you don’t have to be soft barely making a dent in on crime to be smart in recidivism rates. At the dealing with criminals.” same time, policy makers are becoming increasingly OH Gov. Ted Strickland (D) aware of research-backed The Columbus Dispatch January 26, 2008 strategies for community corrections—better ways to identify which offenders need a prison cell and which can be safely handled in the community, new technologies to monitor their whereabouts and behavior, and more effective males in that age group the figure is one in nine. supervision and treatment programs to help them Gender adds another dimension to the picture. Men still are roughly 10 times more likely to be in jail or stay on the straight and narrow. Taken together, prison, but the female population is burgeoning at a far brisker pace. For black women in their mid- to diversify their states’ array of criminal sanctions with options for low-risk offenders that save tax dollars late-30s, the incarceration rate also has hit the 1-in- but still hold offenders accountable for their actions. Three decades of growth in America’s prison population has quietly nudged the nation across a sobering threshold: for the first time, more than one in every 100 adults is now confined in an American jail or prison. According to figures gathered and analyzed by the Pew Public Safety Performance Project, the number of people behind bars in the United States continued to climb in 2007, saddling cash-strapped states with soaring costs they can ill afford and failing to have a clear impact either on recidivism or overall crime. 100 mark. Growing older, meanwhile, continues to have a dramatic chilling effect on criminal behavior. While one in every 53 people in their 20s is behind bars, the rate for those over 55 falls to one in 837. While the national incarceration trend remains on the rise, some states report a flattening of growth, or even a decline, figures from January 1 of this year show. Texas’ count dropped slightly over the previous year, but with California’s massive system dipping by 4,068 inmates, Texas has become the nation’s imprisonment leader. New York and Michigan, also among the country’s biggest systems, reported declines as well. these trends are encouraging policy makers to Policy Choices Drive Growth In exploring such alternatives, lawmakers are learning that current prison growth is not driven primarily by a parallel increase in crime, or a corresponding surge in the population at large. Rather, it flows principally from a wave of policy choices that are sending more lawbreakers to prison and, through popular “three-strikes” measures and other sentencing enhancements, keeping them there longer. Overlaying that picture in some states has been the habitual use of prison stays to punish Public Safety Performance Project 3 “There’s a shift away from the mindset of lock them up and throw away the key. That cannot sustain itself.” those who break rules governing their probation or parole. In California, for example, such violators make up a large proportion of prison admissions, churning in OH State Rep. John J. White (R-Kettering) and out of badly Dayton Daily News overloaded facilities. February 11, 2007 Nationally, more than half of released offenders are back in prison within three years, either for a new crime or for violating the terms of their release.1 Few doubt the necessity of locking up violent criminals and those who repeatedly threaten community safety. And policy makers understandably are moved to act by especially heinous crimes or victims seeking justice in the name of a loved one. National Association of State Budget Officers show. Adjusted to 2007 dollars, the increase was 127 percent. Over the same period, adjusted spending on higher education rose just 21 percent. Taking a Different Tack Faced with the mushrooming bills, many states are confronting agonizing choices and weathering bitter divisions in their legislatures. But lawmakers are by no means powerless before the budget onslaught. Indeed, a rising number of states already are diversifying their menu of sanctions with new approaches that save money but still ensure that the public is protected and that offenders are held accountable. And some already are reaping encouraging results. Kansas and Texas are well on their way. Facing daunting projections of prison population growth, they have embraced a strategy that blends Increasingly, however, states are discovering that incentives for reduced recidivism with greater use casting such a wide net for prisoners creates a vexing fiscal burden—especially in lean times. of community supervision for lower-risk offenders. In addition, the two states increasingly are Finding enough dollars to house, feed and provide imposing sanctions other than prison for parole a doctor’s care to a low-risk inmate is a struggle besetting states from Arizona to Vermont. In the absence of tax hikes, lawmakers may find themselves forced to cut or limit other vital programs—from transportation to education and healthcare—to foot the incarceration tab. and probation violators whose infractions are considered “technical,” such as missing a counseling session. The new approach, born of bipartisan leadership, is allowing the two states to ensure they have enough prison beds for violent offenders while helping less dangerous lawbreakers become productive, taxpaying citizens. That tab, meanwhile, is exploding, fueled in part by staff overtime expenses and a steep rise in inmate healthcare costs. In 1987, the states collectively spent $10.6 billion of their general funds—their primary pool of discretionary tax dollars—on corrections. Last year, they spent more than $44 billion, a 315 percent jump, data from the 4 One in 100: Behind Bars in America 2008 No policy maker would choose this path if it meant sacrificing public safety. But gradually, some states are proving that deploying a broad range of sanctions can protect communities, punish lawbreakers and conserve tax dollars for other pressing public needs. A Snapshot of Prison Growth he United States incarcerates more people than any country in the world, including the far more populous nation of China. At the start of the new year, the American penal system held more than 2.3 million adults. China was second, with 1.5 million people behind bars, and Russia was a distant third with 890,000 inmates, according to the latest available figures. Beyond the sheer number of inmates, America also is the global leader in the rate at which it incarcerates its citizenry, outpacing nations like South Africa and Iran. In Germany, 93 people are in prison for every 100,000 adults and children. In the U.S, the rate is roughly eight times that, or 750 per 100,000.2 (See Appendix A-7 for T PRISON COUNT PUSHES UP Between 1987 and 2007, the national prison population has nearly tripled. 2.0 million 1,596,127 1.6 1.2 0.8 0.4 585,084 NOTE: 1987-2006 data are year-end prison counts from the Bureau of Justice Statistics. 2007 figure is Pew Public Safety Performance Project's count as of Jan. 1, 2008. 0.0 87 88 89 90 91 92 93 94 95 96 97 98 99 00 01 02 03 04 05 06 07 SOURCES: Bureau of Justice Statistics; Pew Public Safety Performance Project additional international analysis.) To produce a fresh portrait of incarceration levels at the start of 2008, Pew conducted a survey of inmate counts from the states and the federal government. Our finding: the U.S. prison 1 in 100 Adults Behind Bars population rose by more than 25,000 inmates in 2007—a 1.6 percent rate of growth that brought the national prison census to 1,596,127. Although the 2007 expansion didn’t match the 3.1 percent hike during 2006, the growth tracks projections3 and continues a pattern of steady expansion that has characterized the U.S. penal system for more than 30 years. but few can rival this: more than 1 in 100 adults is now locked up in America. With 1,596,127 in state or federal prison custody, and another 723,131 in local jails, the total adult inmate count at the beginning of 2008 stood at 2,319,258. With the number of adults just shy of 230 million, the actual incarceration rate is 1 in every 99.1 adults. The consequences of that upward trend are many, That statistic masks far higher incarceration rates by race, age and gender. A separate analysis of midyear 2006 data from the U.S. Department of Justice shows that for Hispanic and black men, for instance, imprisonment is a far more prevalent Public Safety Performance Project 5 WHO’S BEHIND BARS A sampling of incarceration rates by various demographics. Additional information available in Appendix A-6. According to data analyzed for this report, as of Jan. 1, 2008 more than 1 in every 100 adults is behind bars. For the most part, though, incarceration is heavily concentrated among men, racial and ethnic minorities, and 20and 30-year olds. Among men the highest rate is with black males aged 20-34. Among women it’s with black females aged 35-39. WOMEN White women ages 35-39 1 in 355 MEN White men ages 18 or older 1 All men ages 18 or older 1 in 106 Hispanic women ages 35-39 in 54 All women ages 35-39 Hispanic men ages 18 or older 1 Black men ages 18 or older 1 1 in 265 in 36 in 15 Black women ages 35-39 1 Black men ages 20-34 1 1 in 297 in 100 in 9 SOURCE: Analysis of "Prison and Jail Inmates at Midyear 2006," published June 2007 by the U.S. Department of Justice, Bureau of Justice Statistics. All demographic statistics, with exception of "1 in every 100 adults" are midyear 2006, not 2008 figures. 6 One in 100: Behind Bars in America 2008 “I don’t think we’re getting the worst drug lords into the prisons. We’re just getting the people who went out and got caught. It’s the low-hanging fruit.” reality than it is for white men.4 The young, meanwhile, are disproportionately more likely to wind up in prison than their elders. While one in every 15 black males aged 18 or older is in prison or jail, for black men over 55, the rate is one in 115. (See Appendix A-6 for additional analysis of incarceration rates by race, sex and age.) KY State Justice Secretary J. Michael Brown Testimony to KY Senate Judiciary Committee Lexington Herald-Leader January 24, 2008 State Trends Vary Widely Look beneath the national incarceration numbers and you’ll find the growth in 2007 transcended geographical boundaries. A majority of states in all four regions of the country finished the year with more prisoners than they housed at the start. The South led the way, with its population jumping from 623,563 to 641,024—a rise of 2.8 percent. Only three of the 16 states in the southern region reported a drop in inmates, All told, 36 states reported higher numbers as 2008 dawned. Among the eight largest correctional agencies—those with more than 50,000 inmates—four grew (Ohio, Florida, Georgia and the Federal Bureau of Prisons) while four (New York, Michigan, Texas and California) saw their populations dip. Ten states, meanwhile, experienced an inmate population jump of 5 percent or greater, a list topped by Kentucky, with a surge of 12 percent. while nine experienced growth exceeding 4 percent. In the West, meanwhile, Arizona outpaced Kentucky and Nevada are two states with all other states, and in the Northeast, New Hampshire’s population grew the fastest. Among Midwestern states, Iowa was the growth leader, relatively small correctional systems hit hard by growth. In Kentucky, an indeterminate sentencing structure means the parole board has broad powers expanding its inmate count by 6.1 percent. to determine when a prisoner is suitable for release—and thus, to a large degree, how big the crowd behind bars will be. Guidelines require DOING THE MATH The calculation behind the 1 in 100 U.S. adults behind bars statistic. 1 2 PRISON POPULATION 1,596,127 3 ADULT POPULATION ONE IN EVERY 229,786,080 JAIL POPULATION 723,131 TOTAL BEHIND BARS 2,319,258 99.1 U.S. ADULTS ARE BEHIND BARS TOTAL BEHIND BARS 2,319,258 NOTE: See Methodology Notes for jail and adult population estimates. Public Safety Performance Project 7 WIDE VARIANCE IN PRISON GROWTH State prisoner change, 2007, by quintile Wash. +565 N.H. +186 Mont. -141 N.D. +77 Minn. +465 Ore. +148 Idaho +195 Nev. +651 Wy. -61 S.D. -57 Wisc. -741 Calif. -4,068 (lowest) Ariz. +1,908 Colo. +360 Ill. +199 Kan. -60 Mo. +157 Okla. -325 N.M. -99 Mich. -1,251 Ohio +1,564 Md. +397 W. Va. Va. +323 +1,867 S.C. +601 Ala. +1,171 Ga. +2,413 Fla. +4,447 (highest) Hawaii +69 Maine +24 Mass. +332 R.I. Conn. +28 +218 N.J. -549 Del. -125 N.C. +965 Tenn. +1,093 Ark. +585 La. +706 Texas -326 Ind. +158 Pa. +1,631 Ky. +2,402 Miss. +1,267 Alaska +237 N.Y. -695 Iowa +544 Neb. +65 Utah +103 Vt. -83 Change in prison inmates Lowest fifth Second lowest Middle fifth Second highest Highest fifth SOURCE: Pew Public Safety Performance Project NOTE: Change is from 12/31/06 to 1/1/08 unless otherwise noted in the appendix. inmates to serve a certain proportion of their sentence, but beyond that, board discretion comes into play in deciding whether to grant or deny parole. Over the past year, under new appointees to the board, the parole grant rate declined and the prison population increased as more inmates stayed locked up for a longer time. The result of this and other policies was a 12 percent jump in the incarcerated population in 2007. Absent a change of direction, projections show the inmate count will continue to rise to nearly 31,000—an increase of 40 percent—over the next decade. Out West, Nevada at the start of the 2007 legislative session also faced a rapidly expanding prison population, fueled by an unexpected jump in prison admissions from the Las Vegas area. New 8 One in 100: Behind Bars in America 2008 forecasts warned that without intervention by the state, the population would continue its steep ascent, climbing from 13,000 prisoners to more than 18,000 over the next 10 years. The fiscal consequences were alarming. Among other things, the growth forced prisoners from Washington and Wyoming who were housed in Nevada back to those states. That meant both lost revenue and new appropriations from the state general fund. At the beginning of 2008, Nevada’s jails and prisons held 13,552 inmates, a 5 percent jump over the number incarcerated in the Silver State at the end of 2006. Florida: A Case Study in Growth For policy makers keen on understanding the dynamics of prison growth, Florida serves as a compelling case. Between 1993 and 2007, the state’s inmate population has increased from 53,000 to over 97,000. While crime and a growing resident population play a role, most of the growth, analysts agree, stemmed from a host of correctional policies and practices adopted by the state. release by the parole board, and required that all prisoners—regardless of their crime, prior record, or risk to recidivate—serve 85 percent of their sentence. Next came a “zero tolerance” policy and other measures mandating that probation officers report every offender who violated any condition of supervision and increasing prison time for these “technical violations.” As a result, the number of violators in Florida prisons has jumped by an estimated 12,000.5 Crime in Florida has dropped substantially during this period, but it has fallen as One of the first came in 1995, when the legislature abolished “good time” credits and discretionary HIGH GROWTH RATES SPREAD ACROSS NATION Percent change in state prison populations, 2007, by quintile Wash. +3.2% N.H. +6.6% Mont. -3.9% (lowest) N.D. +5.6% Minn. +5.1% Ore. +1.1% Idaho +2.7% Wy. -2.9% Mich. -2.4% Utah +1.6% Calif. -2.3% Colo. +1.6% Ind. Ill. +0.6% +0.4% Kan. -0.7% Ariz. +5.3% Mo. +0.5% Okla. -1.2% N.M. -1.5% Pa. +3.7% Iowa +6.1% Neb. +1.5% Ark. +4.3% Miss. +6.0% Texas -0.2% Alaska +4.7% Ohio +3.2% Md. +1.7% W. Va. Va. Ky. +5.6% +5.1% +12.0% (highest) N.C. Tenn. +2.6% +4.2% S.C. +2.5% Ga. Ala. +4.6% +4.1% La. +1.9% Fla. +4.8% Hawaii +1.2% Mass. +3.0% N.Y. -1.1% Wisc. -3.2% S.D. -1.7% Nev. +5.0% Maine +1.1% Vt. -3.7% SOURCE: Pew Public Safety Performance Project NOTE: Change is from 12/31/06 to 1/1/08 unless otherwise noted in the appendix. R.I. Conn. +0.7% +1.1% N.J. -2.0% Del. -1.7% Percent change in prison population Lowest fifth Second lowest Middle fifth Second highest Highest fifth Public Safety Performance Project 9 much or more in some states that have not grown their prison systems, or even have shrunk them, such as New York. Without a change of direction, Florida is expected to reach a peak of nearly 125,000 inmates by 2013. Based on that projection, the state will run out of prison capacity by early 2009 and will need to add another 16,500 beds to keep pace.6 10 One in 100: Behind Bars in America 2008 The Costs – High and Climbing Fast risons and jails are “24-7” operations. They require large, highly trained staffs. Their inhabitants are troubled, aging and generally sicker than people outside prison walls. Even absent continued growth, the cost of keeping the nation’s lock-ups running safely is staggering. Total state spending on corrections— including bonds and federal contributions—topped $49 billion last year, up from $12 billion in 1987. By 2011, continued prison growth is expected to cost states an additional $25 billion.7 P The primary catalyst behind the increase is obvious: prison growth means more bodies to feed, clothe, house and supervise. While figures vary widely by state, the average per prisoner operating cost was $23,876 in 2005, the most recent year for which data were available. Rhode Island spent the most per inmate ($44,860) while Louisiana had the lowest per inmate cost, $13,009.8 While employee wages and benefits account for much of the variance among states, other factors—such as the inmate-tostaff ratio—play a role as well. Capital expenses, meanwhile, are difficult to estimate, but researchers cite $65,000 per bed as the best approximation for a typical medium security facility.9 California: $8.8 Billion and Growing Remarkably, 13 states now devote more than $1 billion a year in general funds to their corrections systems. The undisputed leader is California, where spending totaled $8.8 billion last year. Even “We are jammed up with this situation right now because we have fallen in love with one of most undocumented beliefs: That somehow you get safer if you put more people in jail.” when adjusted for inflation, that represents a 216 percent increase over the amount California spent on corrections 20 years earlier. And last year, the governor signed a bill authorizing the another $7.9 billion in spending, through lease revenue bonds, for 53,000 more prison and jail beds. Texas, with a slightly larger CA Senate President Pro Tem number of inmates, ranks a Don Perata (D-East Bay) Associated Press distant second in spending, investing December 8, 2007 roughly $3.3 billion last year. California vividly symbolizes the financial perils of the state prison business. On top of the perennial political tug-of-war, the state’s whopping corrections budget is shaped by a bevy of court settlements that make predicting and controlling spending tricky. Following successful lawsuits by prisoner plaintiffs, California now is subject to court oversight of inmate medical and dental care, mental health services, its juvenile offenders, and the treatment of disabled inmates. Even its parole revocation system is controlled by a legal settlement, and thereby subject to judicial orders that influence spending. Healthcare costs have been affected more than any other category. In FY 2000-01, California spent $676 million on such costs. By FY 2004-05, after the state settled a lawsuit alleging negligent and insufficient medical care, spending had soared to $1.05 billion, an increase of 55 percent.10 And that was before a Public Safety Performance Project 11 TWENTY YEARS OF RISING COSTS Between fiscal years 1987 and 2007, total state general fund expenditures on corrections rose 315 percent. $50 million $44.06 billion 40 Beyond that mandate, the rise in medical outlays largely stems from mushrooming costs associated with special needs populations, including HIVpositive prisoners and geriatric inmates. 30 $19.38 billion 20 10 $10.62 billion General fund expenditures Inflation adjusted 0 87 88 89 90 91 92 93 94 95 96 97 98 99 00 01 02 03 04 05 06 07 SOURCE: National Association of State Budget Officers, "State Expenditure Report" series; Inflation adjusted figures are based on a reanalysis of data in this series. NOTE: These figures represent state general funds. They do not include federal or local government corrections expenditures and typically do not include funding from other state sources. Communicable diseases are a particular concern, spreading quickly in a crowded prison environment where risky behaviors such as tattooing and piercing, unprotected sex, fighting and intravenous drug use are not uncommon.12 Hepatitis C, a bloodborne, life-threatening disease, is the biggest worry. The latest Hepatitis C treatments cost as much as $30,000 per inmate annually. At one California prison, in Vacaville, the chief medical officer estimates that half of the 3,200 inmates have been infected with Hepatitis C.13 Other states put the inprison prevalence at between 25 and 40 percent.14 judge appointed a federal receiver to run prison healthcare, a move that is driving such spending up Increasingly, the graying of the nation’s prisons is causing costs to swell. While crime remains even more dramatically. It now stands at $2.1 billion overwhelmingly a young man’s game, between annually, a 210 percent increase since 2000. 1992 and 2001, the number of state and federal inmates aged 50 or older rose from 41,586 to Health Care, Geriatrics Drive Costs As California has learned, medical care is one of the principal cost drivers in corrections budgets today. From 1998 to 2001, healthcare spending in state prisons grew 10 percent annually, a 2004 report by the Council of State Governments found. At the time of the study, medical care costs totaled $3.7 billion annually and accounted for about 10 percent of correctional spending.11 Under the 1976 U.S. Supreme Court ruling Estelle v. Gamble, states are compelled to provide a constitutionally adequate level of medical care, or care that generally meets a “community standard.” 12 One in 100: Behind Bars in America 2008 113,358, a staggering jump of 173 percent, a 2004 National Institute of Corrections report found.15 And older inmates are gradually making up a larger proportion of the overall count. In the federal prisons, for example, about one-quarter of the population was over 50 in 1989. By 2010, that proportion is forecast to grow to one-third. On the state level, Oklahoma recently found that 16 percent of newly admitted inmates were over 45 years old—more than double the rate in 1990.16 While aging decreases criminal activity, it brings a multitude of challenges in a prison setting. Because they are often preyed upon by younger, stronger inmates, older convicts may require special housing.17 Hearing and visual impairments, incontinence, dietary intolerance, depression and the early onset of chronic diseases are other complicating management factors. As a result, the average cost associated with an older prisoner is $70,000—two to three times that of a younger prisoner.18 The bottom line: Some crimes are so heinous they warrant a lifetime behind bars. But states are spending more and more on inmates who are less and less of a threat to public safety. Staff Vacancies, Overtime Spike Another key cost driver is compensation for the officers who patrol cellblocks. In 2006, the most recent year for which data were available, there were approximately 4.25 million state government employees. About 11 percent of them—or one in nine—worked in corrections,19 but prisons are struggling mightily to keep a full complement of officers on staff. The result—the extensive use of overtime—is one of the biggest budget busters confronting states. In Wisconsin, for instance, overtime rose 27 percent between 2005 and 2006, largely due to an unanticipated 1,200-inmate jump in the prison population.20 California’s overtime costs, meanwhile, exploded by 35 percent between 2005 and 2006, as the state struggled to keep its 33 prisons staffed despite nearly 4,000 vacancies. Overtime costs in California topped half a billion dollars in 2006, with 15 percent of the corrections workforce earning at least $25,000 in overtime that year. Six employees even earned more than the $212,179 annual salary set aside for Gov. Arnold Schwarzenegger.21 “Our policy and funding The economic picture is so dire in California, where a decisions need to be budget deficit of $14.5 based on good data and billion is predicted for the the latest research. coming fiscal year, that the Unless we have that Republican governor has foundation, I’m not proposed releasing more than confident we’re doing 22,100 inmates before their everything we can to terms are up. Eligibility would fight crime effectively be limited to nonviolent, nonand to be efficient with serious offenders, and the taxpayer dollars.” plan excludes sex offenders and those convicted of 25 AZ State Sen. John Huppenthal other specific crimes. (R-Phoenix) Governor Schwarzenegger Press release February 6, 2007 says the state would save $1.1 billion through his proposal, but so far it has received a cool reception from both parties in the legislature. Restitution, Child Support, Tax Payments Lag While overtime and healthcare costs show up vividly in budget documents, the nation’s reliance on incarceration for many low-risk offenders inflicts economic hardship in many other, less obvious ways. If they have a job at all, prisoners are typically unable to earn more than a very low wage, making it unlikely they will pay much, if anything, in child support, victim restitution or taxes. National statistics on such impacts are scarce. But a few state-level reports document the difference incarceration can make. In a 2001 study, Massachusetts found that more than three-quarters of the state’s prison population had paid none of its mandated child support in the previous 12 months. During the same timeframe, more than two-thirds of parolees with child Public Safety Performance Project 13 TAKING A BIGGER CUT In fiscal year 2007, an estimated 1 in every 15 state general fund dollars was spent on corrections. Corrections as a percentage of total general fund expenditures, 2007 Oregon Florida Vermont Colorado California Texas Arizona Montana Oklahoma Arkansas Maryland Louisiana Missouri Delaware Ohio South Dakota Idaho Utah South Carolina Virginia Wisconsin New Hampshire Nevada Pennsylvania Iowa Washington North Carolina Kansas Tennessee Georgia Mississippi Alaska Indiana North Dakota Illinois Kentucky Nebraska Massachusetts New York New Jersey Rhode Island West Virginia Connecticut New Mexico Maine Wyoming Hawaii Minnesota Alabama National average 1987-2007 percentage point change 10.9% 9.3% 9.3% 8.8% 8.6% 8.6% 8.5% 8.3% 7.8% 7.7% 7.6% 7.5% 7.4% 7.1% 7.0% 7.0% 6.9% 6.9% 6.7% 6.7% 6.7% States in bold 6.6% saw a decrease 6.4% in the 6.2% percentage of 5.9% their general 5.9% fund dedicated to corrections. 5.7% 5.6% 5.6% 5.4% 5.4% 5.3% 5.3% 5.3% 5.2% 5.2% 5.2% 5.1% 5.1% 4.9% 4.9% 4.6% 4.4% 4.2% 4.1% 4.0% 3.8% 2.7% 2.6% 6.8% +4.6 +3.6 +5.2 +5.1 +3.8 +4.2 +0.8 +2.4 +4.1 +5.1 -1.5 +1.7 +3.7 +1.9 +2.5 +3.1 +3.8 +2.5 +0.8 -8.1 +4.0 +2.5 -2.1 +4.1 +2.6 +2.4 +0.9 +1.3 -2.0 -0.5 +1.5 +2.0 +0.3 +3.7 +0.8 +1.8 +1.1 +1.9 -2.0 +0.7 +1.4 +3.3 +2.0 -0.5 +0.4 +0.1 +1.3 +1.0 -2.4 +1.8 SOURCE: National Association of State Budget Officers, "State Expenditure Report" series; Percentage point increases are based on a reanalysis of data in this series. NOTE: Michigan does not have a comparable figure because of the state’s general fund definition. See Jurisdictional Notes. 14 One in 100: Behind Bars in America 2008 support obligations managed to make at least partial payments. Overall, the average prisoner paid only $206 over the previous year for child support obligations, while the average amount paid by parolees was $1,538—more than seven times as much.22 In Florida, meanwhile, statistics show that offenders under supervision in the community make substantial restitution payments to victims. In FY 2004-2005, one study showed, Florida probationers paid more than $37.3 million in restitution under mandatory financial obligation agreements established at the onset of their supervision.23 Crowding Out Other Priorities Year by year, corrections budgets are consuming an ever larger chunk of state general funds, leaving less and less in the pot for other needs. Collectively, correctional agencies now consume 6.8 percent of state general funds, 2007 data show.24 That means one in every 15 dollars in the states’ main pool of discretionary money goes to corrections. Considering all types of funds, corrections had the second fastest rate of growth in FY 2006. With a 9.2 percent jump, it trailed transportation but outpaced increases in spending on education and Medicaid.25 Some states spend an even larger proportion of their budgets on corrections. Oregon, for example, directed one in every 10 dollars to corrections, while Florida and Vermont spent one in 11. Minnesota and Alabama are at the other extreme, spending less than 3 percent of OF BOOKS AND BARS their general fund dollars on corrections. Over the past 20 years, corrections spending took up a larger share of overall general fund expenditures in 42 states. Between 1987 and 2007, the amount states spent on corrections more than doubled while the increase in higher education spending has been moderate. +127% Corrections Some policy makers are questioning the wisdom of devoting an increasingly large slice of the budget pie to incarceration, especially when recidivism rates have remained discouragingly high. Are we getting our money’s worth? Is our investment in this system returning sufficient dividends for victims, taxpayers and society at large? On average, corrections is the fifth-largest state budget category, behind health, elementary and secondary education, higher education and transportation. But nearly all corrections dollars come from the states’ own coffers; healthcare, by contrast, draws a majority of funding from the federal government, primarily through Medicaid. For some public officials, that distinction highlights the effect of corrections spending on other priorities. +21% Higher education SOURCE: National Association of State Budget Officers, "State Expenditure Report" series; Inflation adjusted general fund figures are based on a reanalysis of data in this series. percent. Adjusted to 2007 dollars, the increase was 21 percent. Over the Pre-K, Higher Ed Funding Lags Higher education is of particular concern. Higher education spending accounts for a roughly comparable portion of state expenditures as corrections, and other than tuition is paid for almost entirely out of state rather than federal funds. States don’t necessarily make explicit choices between higher education and corrections funding, but they do have to balance their budgets. So, unlike the federal government, a dollar spent in one area is unavailable for another. In 1987, states collectively spent $33 billion of their general funds on higher education. By 2007, they were spending $72.88 billion, an increase of 121 “If we don’t change the course now,we will be building prisons forever and ever— prisons we can’t afford.” same timeframe, inflation-adjusted corrections TX State Senator John Whitmire (D-Houston) Chair, Senate Criminal Justice Committee spending rose 127 Austin-American Statesman percent, from $10.6 January 31, 2007 billion ($19.4 billion in 2007 dollars) to more than $44 billion. Some regional differences were more dramatic. While inflation-adjusted prison spending rose 61 percent in the Northeast in the last 20 years, higher education spending went the other way, dropping by 5.5 percent. In the West, meanwhile, the number of dollars allocated to prisons skyrocketed by 205 percent. At the same time, higher education spending rose just 28 percent. Public Safety Performance Project 15 MAKING DECISIONS WHERE TO SPEND While states don’t necessarily choose between higher education and corrections, a dollar spent in one area is unavailable for another. Ratio of corrections to higher education spending, 2007 Vermont Michigan Oregon Connecticut Delaware Massachusetts Rhode Island California Pennsylvania Montana Colorado Arizona Alaska Maryland Wisconsin New York New Hampshire Ohio New Jersey Missouri Florida Virginia Idaho Washington Oklahoma Texas Illinois Georgia Maine South Carolina Louisiana Arkansas Nevada South Dakota Utah Tennessee Indiana Kansas Iowa West Virginia Kentucky North Carolina New Mexico Hawaii Mississippi Nebraska North Dakota Wyoming Alabama Minnesota 1.37 1.19 1.06 1.03 1.00 Five states spent as much 0.98 or more on 0.83 corrections 0.83 than they did 0.81 on higher 0.81 education 0.78 0.77 For every 0.77 dollar spent on 0.74 higher 0.73 education, 0.73 Alaska spent 0.73 77 cents on 0.69 corrections 0.67 0.67 0.66 0.60 0.56 0.55 0.51 0.51 0.51 0.50 0.49 0.49 0.46 0.46 0.43 0.41 0.41 0.41 0.40 0.40 0.38 0.36 0.35 0.33 0.32 0.31 0.30 0.28 0.24 0.23 0.23 0.17 For every dollar spent on higher education, Georgia spent 50 cents on corrections 50-state average: 60 cents spent on corrections for every dollar spent on higher education For every dollar spent on higher education, Minnesota spent 17 cents on corrections. SOURCE: Reanalysis of data presented in the National Association of State Budget Officers, "State Expenditure Report" series 16 One in 100: Behind Bars in America 2008 Corrections spending also competes with the funding many states want to devote to early childhood education, one of the most proven crime prevention strategies. Research shows that attending a high-quality pre-kindergarten influences a child’s success both in school and in life. One rigorous study that followed severely disadvantaged children into adulthood showed that participation in pre-kindergarten dramatically reduced participation in juvenile and adult crime, and increased high school graduation, employment and earnings, with a total benefit-cost ratio of 16 to 1.26 Backed with such evidence of success, states have substantially increased support for high-quality, voluntary pre-kindergarten. New state pre-k funding exceeded $525 million in FY 2008, an increase of more than 12 percent over FY07 expenditures, bringing total state investments in early education across the country to $4.8 billion.27 Increasingly, state policy makers are finding that a dollar spent for pre-k classes now can forestall many more dollars for prison beds down the road. “It’s not good public policy to take all of these taxpayer dollars at a very tough time, and invest it in the prison system when we ought to be investing it in the things that are going to transform the economy, like education and diversifying the economy.” MI Gov. Jennifer Granholm (D) Associated Press December 12, 2007 Controlling Crime and Costs he politics of crime fighting have made most lawmakers understandably wary of advocating a diverse punishment strategy. There are politicians who have seen their careers torpedoed by opponents who used a lone vote, or even a comment, to create a dreaded “softon-crime” image at election time. T Still, in some states, policy makers on both sides of the aisle are finding a safe path through this minefield. In some cases, the soaring costs of imprisonment have hindered spending on other vital programs to a degree that many find unacceptible. At the same time, polls show a shift in public attitudes toward crime, which has dropped offenders from returning to crime and drugs. These systems typically blend incarceration for high-risk and violent offenders with the increased use of other punishments for lawbreakers guilty of less serious crimes. Those at the vanguard include states with longstanding reputations for tough sentencing. Texas, with the second highest incarceration rate in the nation, is one of them. “It’s far better for our society if we can get rid of the drug habit than if they just serve a short period of incarceration and go back to drugs after they come out.” TX State Rep. Jerry Madden (R-Plano) Chair, House Corrections Committee down the list of issues of most concern to voters.28 Taken together, these factors—coupled with new strategies that can cut recidivism rates—are fueling A New Path in Texas a bipartisan appetite for new approaches. Between 1985 and 2005, the Texas prison Fortunately, public officials today enjoy a panoply population jumped 300 percent, forcing a vast of options as they consider how to rein in expansion of their prison population while maintaining public safety. Indeed, policy choices— more than crime rates, general population growth or other factors—are what determine the number of people behind bars. Policy makers largely control the levers that govern who goes in and when they get out. In short, they control their own fiscal destiny. expansion of prison capacity. After investing $2.3 billion to add 108,000 beds, Texas didn’t get much of a breather. Within less than a decade, its prisons were teeming and experts forecast the arrival of another 14,000-17,000 inmates within five years. Some states already have broken away from old, prison-fits-all patterns to create more diverse correctional systems that are proving more costeffective and at least as effective at preventing In 2007, legislators from both parties decided it was time for a course change. Rather than spend $523 million on more prison cells, they authorized a virtual makeover of the correctional system. Anchoring their approach was a dramatic expansion of drug treatment and diversion beds, many of them in secure facilities. Legislators also approved broad changes in parole practices and Public Safety Performance Project 17 expanded drug courts. In all, the reforms are expected to save Texas $210 million over the next two years—plus an additional $233 million if the recidivism rate drops and the state can avoid contingency plans to build three new prisons.29 “It’s always been safer politically to build the next prison, rather than stop and see whether that’s really the smartest thing to do,” said state Sen. John Whitmire of Houston, chairman of the “For continued senate’s criminal justice funding, we have to committee. “But we’re at a achieve that goal point where I don’t think statewide. The DOC we can afford to do that has announced to us anymore.” our funding will no longer be based solely on how many clients we have, but on our performance.” Ken Moore, Director, Reno County (KS) Community Corrections The Hutchinson News January 19, 2008 At the start of 2008, the future looked promising in the Lone Star state. For the next five years, new projections by the “intermediate” sanctions for parolees and probationers who violate conditions of their release. One common target for diversion is nonviolent offenders with drug addictions or mental illnesses. Since 2004, at least 13 states have adopted legislation creating or expanding community corrections options for nonviolent offenders, including drug courts that combine the “carrot” of substance abuse treatment with the “stick” of penalties for missing treatment or failing a drug test.30 Another focus of diversion programs is those who have broken the rules of their release on probation or parole. In 2005, parole violators accounted for more than one-third of all prison admissions, the federal Bureau of Justice Statistics reports.31 Similarly, half the people in U.S. jails are there because they failed on probation in the community. Legislative Budget Board show, the prison trend is a flat line. Managing Prison Admissions As Texas has found, two principal variables govern the size of the crowd on a state’s prison yards—the number of admissions and the length of time an inmate remains behind bars. Even the smallest modifications can yield a marked slowdown—or acceleration—in population growth. At the front end of the pipeline, states are reaping savings primarily through two maneuvers—the diversion of lower-risk offenders away from prison into less-costly settings and the use of a variety of 18 One in 100: Behind Bars in America 2008 While some violators are reincarcerated for new crimes, a significant number wind up back in prison for so-called “technical” violations— transgressions such as a failed drug test or missed appointment with a supervisory agent. California locks up massive numbers of violators, scrambling to accommodate them in a sprawling, 171,444inmate system so crowded that a three-judge panel may order a population reduction. A 2005 study showed that more than two-thirds of parolees in the Golden State were returned to prison within three years of release; of those, 39 percent were due to technical violations.32 Viewing technical violators as a lesser threat to society than other offenders, states are increasingly opting to punish them with community-based sanctions. These include a mix of day reporting centers, electronic monitoring systems, and community service. This strategy makes offenders pay for their missteps but keeps prison beds free for more violent and chronic lawbreakers. And, it makes it more likely the violators will be able to pay victim restitution, child support and taxes. Adjusting Length of Stay “Community release programs that are conducted under strict guidelines and conditions enhance public safety because offenders who re-enter society under parole supervision are far less likely to re-offend than those who are released without the benefit of a supervised release.” To gain a sense of public attitudes about such The other key lever states can pull to tame prison growth is adjusting the length of time inmates remain behind bars. In some states with indeterminate sentencing, such as Texas, parole boards are taking pains to ensure their parole grant rates are meeting the minimum level mandated by law. Even a small tweak— CT Gov. Jodi Rell (R) such as the 5 percent Press release January 27, 2008 increase in grants by the Texas Board of Pardons and Parole between 2006 and 2007—can have an appreciable thinning effect on the prison population. significant new spending, legislators commissioned a survey, which revealed that most Kansans More commonly, states are opting to use “earned favored combining some construction with time,” or credits that shorten an inmate’s term, to programs to help offenders on probation succeed and avoid reincarceration. At the recommendation control the prison numbers. Typically, offenders are offered such credits if they complete of a bipartisan task force, the Kansas Legislature rehabilitation or education programs, demonstrate offered grants to community corrections agencies to cut revocations for those on parole and probation by 20 percent. Key elements of the strategy include tracking and monitoring revocations and creating guidelines to assist judges and officers in revocation decisions.33 good behavior or meet some other benchmark. In addition to freeing up cell space, this strategy aids wardens and correctional officers by giving inmates an incentive to behave, and helps cut reoffense rates by increasing participation in riskreducing programs. “By holding individuals who committed less serious crimes accountable for completing treatment and vocational programs, we will ensure we have space in our prisons to keep violent offenders behind bars,” said Gov. Kathleen Nevada is among the states enjoying benefits from this approach. With projections for dramatic prison growth over the coming decade, Nevada at the start of 2007 faced a serious fiscal struggle that threatened spending on other key government services. With public safety paramount, policy makers decided to get creative. First, the legislature Kansas is among the states giving this approach an aggressive try. In 2006, Kansas faced bleak failure rates among offenders, with probation or parole revocations accounting for two-thirds of prison admissions, and nine out of 10 of those revocations resulting from technical violations. Meanwhile, the state was bracing for a 22 percent increase in its incarcerated population by 2016—and a bill of nearly $500 million for new prison construction and operations. Sebelius, a vocal supporter of her state’s direction. Public Safety Performance Project 19 CONTROLLING CRIME AND PRISON POPULATIONS: TWO LEVERS States that want to protect public safety while slowing the growth of their prison populations can pull two basic policy levers: they can divert a greater number of low-risk offenders from prison; they can reduce the length of time that the lowest-risk offenders stay behind bars; and, of course, they can do some combination of the two. Both options require strong community corrections programs to ensure that offenders in the community remain crimeand drug-free. Front-End: Sentencing and Diversion Targeted penalty changes that steer selected low-risk offenders to community corrections programs or modify mandatory minimums. Comprehensive sentencing guidelines that allow states to decide as a matter of policy which types of offenders should go to prison and which are appropriate for community corrections. REDUCE PRISON ADMISSIONS Back-End: Accountability for Parole and Probation Violations REDUCE LENGTH OF STAY Drug courts that break the cycle of crime and addiction with frequent drug tests, a continuum of treatment services and increasing penalties for violations. Release: Risk Reduction Before Reentry Intermediate sanctions such as day reporting centers for offenders who break the rules of their release, to ensure that each violation receives a swift, certain and proportionate response. Short-term residential facilities for persistent rule violators with substance abuse problems. Performance incentives that shorten terms of supervision for offenders who comply with their conditions and fulfill obligations such as victim restitution and child support. Risk reduction credits that allow slightly earlier release for inmates who complete treatment and education programs designed to reduce recidivism. Risk-based release instruments that use analysis of actual recidivism patterns to help releasing authorities decide who should remain behind bars and who is ready for release. Sufficient program availability in prisons and the community so release isn’t delayed because inmates cannot complete requirements. NOTE: For a summary of recent and upcoming state activity on sentencing and corrections issues, see National Conference of State Legislatures, “State Sentencing and Corrections Legislation: 2007 Action, 2008 Outlook,” January 2008. www.ncsl.org/programs/cj/pewpublicsafety.htm. and executive branch agreed to expand earned time credits for prisoners, except sex offenders and those convicted of violent crimes. In passing AB 510, lawmakers increased the amount of good time an inmate could earn for good conduct and completion of education and treatment programs. To achieve an added population benefit, Nevada made the law retroactive to prisoners sentenced as long ago as 2000. 20 One in 100: Behind Bars in America 2008 So far, the results in Nevada have fulfilled expectations, and, after the bump upward in 2007, the prison population has begun a moderate decline. A commission created to track impacts of the reforms has found no increases in key indicators such as crime, arrests or court filings. A Final Word As a nation, the United States has long anchored its punishment policy in bricks and mortar. The tangible feel of a jail or prison, with its surefire incapacitation of convicts, has been an unquestioned weapon of choice in our battle against crime. Recent studies show, however, that a continual increase in our reliance on incarceration will pay declining dividends in crime prevention. In short, experts say, expanding prisons will accomplish less and cost more than it has in the past.34 The national inmate count marches onward and upward, almost exactly as it was projected to do last year. And with one in 100 adults looking out at this country from behind an expensive wall of bars, the potential of new approaches cannot be ignored. Meanwhile, the breathtaking rise in correctional costs is triggering alarm in statehouses around the nation. By inevitably reducing the amount of tax dollars that are available for other vital needs, relentless prison growth is drawing closer scrutiny from lawmakers and the public. In some states, that scrutiny has evolved into action, producing encouraging results both for public safety and public spending. These states are finding that by broadening the mix of sanctions in their correctional tool box, they can save money and still make lawbreakers pay. “Nebraska’s prison population is projected to grow in the coming years, and the concept we’ve embraced through community corrections is that there are better solutions to this challenge than to simply build another maximum-security prison.” NE Gov. Dave Heineman (R) Press release February 12, 2007 Public Safety Performance Project 21 Endnotes 1 2 3 4 5 Langan, Dr. Patrick A., and Dr. David J. Levin, Recidivism of Prisoners Released in 1994, U.S. Department of Justice, Bureau of Justice Statistics (Washington, D.C.: June 2002) International incarceration rates from International Centre for Prison Studies at King's College, London, “World Prison Brief.” www.kcl.ac.uk/depsta/rel/icps/worldbrief/world_brief.html State projections were reported in Public Safety, Public Spending: Forecasting America’s Prison Population, 2007-2011, Public Safety Performance Project, The Pew Charitable Trusts (Washington, D.C.: February 2007). Sabol, Dr. William J., et al, Prison and Jail Inmates at Midyear 2006. U.S. Department of Justice, Bureau of Justice Statistics (Washington, D.C.: June 2007) All incarceration rates for subpopulations in this report are derived from this and other Bureau of Justice Statistics reports. The number of offenders sentenced to prison for technical violations increased 7.1 percent in FY 2004-05, 4.3 percent in FY 2005-06, and 5.8 percent in FY 2006-07. 6 Workpapers of the Criminal Justice Estimating Conference, October 8, 2007. Tallahassee, FL: EDR. 7 Public Safety, Public Spending, p. ii. These cost estimates are cumulative, including operating and capital expenditures from 2007 to 2011. 8 Public Safety, Public Spending, p. 33. 9 Public Safety, Public Spending, p.22. 10 Office of California State Controller Steve Westly, California Department of Corrections and Rehabilitation, Review Report: Healthcare Delivery System (Sacramento, CA: August, 2006). 11 Council of State Governments, Trends Alert, Information for State Decision-Makers, Corrections Health Care Costs, by Chad Kinsella, January 2004. 12 Ibid. 13 Prison’s Deadliest Inmate, Hepatitis C, Escaping: Publichealth Workers Warn of Looming Epidemic of ‘Silent Killer,’ Associated Press (Vacaville, CA: March 14, 2007). 14 Fox, Rena K. et al, “Hepatitis C Virus Infection Among Prisoners in the California State Correctional System,” Clinical Infectious Diseases (June 2005). 15 Anno, Jaye B., et al, Addressing the Needs of Elderly, Chronically Ill, and Terminally Ill Inmates, U.S. Department of Justice, National Institute of Corrections, Criminal Justice Institute (Middleton, CT: February, 2004). 16 Turley, Jonathan, George Washington University Law School professor. Testimony before the House Judiciary Committee, Dec. 6, 2007. 17 Addressing the Needs of Elderly, Chronically Ill, and Terminally Ill Inmates 18 Ibid. 19 U.S. Census Bureau, State Government Employment and Payroll data: http://www.census.gov/govs/www/apesst.html. For more, see Appendix A-5. 20 Marley, Patrick, “Prison officers rack up overtime,” Milwaukee Journal Sentinel, December 12, 2007. 21 Chorneau, Tom, “$500 million in OT at state prisons,” San Francisco Chronicle, July 15, 2007 22 Thoennes, Dr. Nancy, Child Support Profile: Massachusetts Incarcerated and Paroled Parent, Center for Policy Research, (Denver, CO: May 2002). 23 Florida Department of Corrections, Restitution and Other Monetary Obligations Collected from Offenders Under Supervision in FY 2004-05, available online at http://www.dc.state.fl.us/oth/ccmyths.html. 24 National Association of State Budget Officers, "State Expenditure Report FY 2006," December 2007. http://www.nasbo.org/Publications/PDFs/fy2006er.pdf 25 Ibid. 26 Schweinhart, L. J., Montie, J., Xiang, Z., Barnett, W. S., Belfield, C. R., & Nores, M. (2005). Lifetime effects: The High/Scope Perry Preschool study through age 40. (Monographs of the High/Scope Educational Research Foundation, 14). Ypsilanti, MI: High/Scope Press. 27 Prek Now, Votes Count, Legislative Action on Prek Fiscal Year 2008 (Washington, D.C.: September 2007). www.preknow.org. 28 In the latest Gallup Poll, only 2 percent of Americans volunteered “crime” as the most important problem facing the country. In March 1977, by contrast, 15 percent of Americans polled by Gallup volunteered “crime” as the most important problem facing the country. Cited in Sam Roberts, “All Crime Is Local In '08 Politics,” The New York Times, Sept. 16, 2007. 29 For more detail on Texas and the legislators who helped advance this legislation, see the following reports: Council of State Governments Justice Center, Justice Reinvestment State Brief: Texas, and Public Safety Performance Project, The Pew Charitable Trusts, Changing Direction: A Bipartisan Team Paves a New Path for Sentencing and Corrections in Texas. 30 Vera Institute of Justice, Managing State Prison Growth: Key Trends in Sentencing Policy (New York, January 2008). 31 Prison and Jail Inmates at Midyear 2006 32 Ibid. 33 For more detail on Kansas and a national discussion of the issues surrounding parole violators, see the following reports: Council of State Governments Justice Center, Justice Reinvestment State Brief: Kansas, and Public Safety Performance Project, The Pew Charitable Trusts, When Offenders Break the Rules: Smart Responses to Parole and Probation Violations. 34 Vera Institute of Justice, Reconsidering Incarceration: New Directions for Reducing Crime, by Don Stemen (New York: January 2007). Public Safety Performance Project 23 Methodology Notes This report estimates the number of prisoners housed in state and federal correctional facilities as of January 1, 2008. A separate estimate was made for the number of persons in local jail facilities on that date. In order to calculate the national incarceration rate, we also estimated the adult resident population. The 2008 national incarceration rate in this report is not comparable to the rates published for prior years by the U.S. Department of Justice, Bureau of Justice Statistics (BJS), or to those issued last year by the Pew Public Safety Performance Project. The difference occurs because this report uses the adult resident population to calculate the incarceration rate for adults, while the BJS incarceration rates and the earlier Pew report are based on the total U.S. The first phase was a two-page survey which the Association of State Correctional Administrators (ASCA) sent to each DOC and the FBOP requesting its total jurisdictional count as well as certain subpopulations (e.g., pretrial, sentenced, males and females, etc.) comprising the total jurisdictional count. At the same time, the JFA Institute sought to obtain each department’s total jurisdictional count through a combination of emails and phone calls to each DOC and searches of the DOC websites for inmate population statistics. The objective was to ensure that through two organizations and two methods we were able to secure the most accurate count for each state and the FBOP. We investigated and reconciled any differences in the total jurisdictional counts, often through follow-up emails or phone calls to the states. population, including those under age 18. This Report Bureau of Justice Statistics Inmates/ Inmates/ Adult Population= Adult Incarceration Rate Total Population= Incarceration Rate State and Federal Prison Population Estimate In making the state and federal prisoner population estimate, we took a two-pronged approach to obtain the count of inmates under the jurisdiction of each state’s Department of Corrections (DOC) and the Federal Bureau of Prisons (FBOP) on January 1, 2008. For many DOCs, prisoners under their jurisdiction are housed not only in their own prison facilities, but also in facilities controlled by other agencies (i.e., local jails, other states’ prisons, federal prisons, and private prisons). To avoid double-counting, we specified that the states’ responses should include the inmates under a DOC’s jurisdiction regardless of the inmates’ locations, and exclude any inmates housed by a DOC who are not under that DOC’s jurisdiction. As a hypothetical example, Mississippi would exclude inmates they are housing in their prisons for Texas while Texas would include its prisoners housed in Mississippi. Unless otherwise noted, for the January 1, 2008 inmate population count, we utilized the total jurisdictional count that each state DOC provided 24 One in 100: Behind Bars in America 2008 on the ASCA survey. For the 2006 inmate population count, we utilized the December 31, 2006 jurisdictional prisoner count from Table 1 of the Bureau of Justice Statistics’ “Prisoners in 2006” report. Note that some states provided counts on dates other than January 1, 2008. Since there are more than 3,000 local jails in the United States, it was not feasible to conduct a complete national survey. Instead, we extrapolated from the most recent national trends as reported by BJS, which does conduct an annual survey using a sophisticated sampling methodology. Many states provided their total jurisdictional counts before performing the data verification process they would normally undertake before publishing their official counts. As a result, the inmate figures in this report may differ from total jurisdictional counts subsequently published. We expect any such differences to be minor. Table 1 shows the BJS jail population counts from its recent surveys. There has been considerable fluctuation in the rate of growth over the past six years. The average rate of growth has been 3.56 percent, but the growth rate slowed considerably State-specific information about the source of the counts and any additional explanations appear in “Jurisdictional Notes” following this section. The inmate count does not include a significant number of inmates held in facilities other than federal and state prisons and local jails. It excludes those in custody in territorial prisons, facilities administered by U.S. Immigration and Customs Enforcement, military facilities, jails in Indian country, and juvenile facilities. At yearend 2006, there were 126,230 inmates in custody in these facilities, three-quarters of them juveniles, according to the most recent count by the Justice Department. However, the count does include approximately 8,500 juveniles in jails or prisons. Local Jail Population Estimate This estimate takes into account people who are incarcerated in local (county and city) jails. Typically these inmates are being held pending trial or have been sentenced to less than a year. in 2006. To help inform our estimate, we surveyed some of the nation’s largest jail systems during December 2007. Together these jails represent 12 percent of the nation’s jail population. Here we see significant fluctuation, with an overall increase of only 1 percent since midyear 2004. Since the BJS surveys represent the populations as of June 30, and given that jail populations have severe seasonal fluctuations, the December 2007 jail counts are not directly comparable to the June 30 BJS counts. Still, those counts offer some evidence that jail growth may indeed have slowed. So using the average rate of growth since 2000 may well over-estimate the actual jail population. For these reasons we decided to use the 2006 growth rate of 2.47 percent. An estimate of the January 1, 2008 population must cover the 18month period beginning with the last BJS report, from mid-year 2006. So we multiplied the 2.47 percent annual rate by a factor of 1.5 which produces an 18-month growth rate of 3.7 percent. This produced an estimated January 1, 2008 jail population of 794,417. Public Safety Performance Project 25 Table 1: Estimate of Local Jail Growth Rate Year Jail Population % Change 2000 621,149 2001 631,240 1.62% 2002 665,475 5.42% 2003 691,301 3.88% 2004 713,990 3.28% 2005 747,529 4.70% 2006 766,010 2.47% Average Change 2000-2006 Jan. 2008 estimate 794,417 3.56% 2.47% (annual) 3.70% (18-month) Sources: 2000-2006 from Bureau of Justice Statistics, “Prison and Jail Inmates at Mid-Year” series, 2000-2006; Jan. 2008 estimate from JFA Institute Table 2: U.S. Adult Resident Population Calculation Population 18 Years Year and Over 2000 209,851,322 2001 212,591,294 1.31% 2002 215,220,145 1.24% 2003 217,710,885 1.16% 2004 220,343,552 1.21% 2005 222,972,821 1.19% 2006 225,662,922 1.21% Average Change 2000-2006 Jan. 2008 estimate 229,786,080 % Change For purposes of calculating the national adult incarceration rate, state prisoners being held in local jails were backed out of the jail figures to avoid double-counting. Our survey of the state prison population included identifying the number of these locally-held state inmates. Based on these figures, the unduplicated count of jail inmates on January 1, 2008 was estimated at 723,131. January 1, 2008 Local Jail Estimate State Inmates in Local Jails (2008) Unduplicated Local Jail Estimate 794,417 -71,286 = 723,131 If the local jail population had grown by 21,397 fewer inmates than we estimate, the national adult incarceration rate would be exactly 1 in 100. That would result in an annual growth rate of 0.61% for the 18 months ending on January 1, 2008. In each year since 2000, the jail growth rate has been at least 2.5 times higher than that. If there was no growth in the jail population between mid-year 2006 and January 1, 2008, the national adult incarceration rate would be 1 in 100.3. 1.22% 1.22% (annual) 1.83% (18-month) Source: U.S. Census Bureau, Annual Estimates of the Population by Selected Age Groups and Sex for the United States: April 1, 2000 to July 1, 2006; Jan. 2008 estimate from JFA Institute National Adult Population Estimate There is not an official U.S. Census count of the nation’s adult population (persons age 18 years and older) for January 1, 2008. The Census Bureau has issued a total national population estimate for July 1, 2007, but at press time it had not yet released estimates by age. Such estimates are available from 2000 to 2006. To make our estimate of the January 1, 2008 adult population we applied the average annual change since 2000 to the most recent Census estimate. Specifically, we calculated the average annual 26 One in 100: Behind Bars in America 2008 percentage change in the census estimates for the population 18 years and over from July 1, 2000 to July 1, 2006. To project forward 18 months from the most recent census estimate, we multiplied the average annual percentage change from 2000 to 2006 (1.22%) by 1.5 and applied that result to the census estimate for July 1, 2006 for the population 18 years and over (Table 2). This yields a January 1, 2008 adult population estimate of 229,786,080. Calculation of National Incarceration Rate The actual prisoner counts and estimates above yield the following overall computation of the nation’s adult incarceration rate as of January 1, 2008. State incarceration rates were not calculated for this report due to the lack of statewide jail population counts or a reliable method to estimate them. Cost Estimates State corrections spending figures in this report are from the most recent data available from the National Association of State Budget Officers (NASBO). NASBO explains that its corrections spending totals include “the costs to build and operate prison systems and may include spending on juvenile justice programs and alternatives to incarceration such as probation and parole.” There is no current national data source that tracks spending on prisons alone. Some states operate parole and probation systems in addition to prison systems, and these costs would be included in the figures. In many other states, probation or juvenile systems operate at the county level or within the judiciary, so these costs would not be included in the state totals. In addition, jails and other correctional programs operated by local jurisdictions are not included in the figures, which reflect spending by state governments. Jail Population (estimate, unduplicated) 723,131 Prison Population (state/federal count) +1,596,127 Total Inmate Population 2,319,258 Adult Population Estimate = 229,786,080 Inmates/Adults = 1 in 99.1 (or 1,009 inmates per 100,000 adult residents) Finally, inmate populations were not adjusted for illegal U.S. residents because such residents are not excluded from the census counts upon which our adult population estimate is based. Public Safety Performance Project 27 Jurisdictional Notes Unless noted below, for the January 1, 2008 inmate population count we used the total jurisdictional count that each state DOC provided on the survey conducted for the Public Safety Performance Project by the Association of State Correctional Administrators (ASCA). For the December 31, 2006 count we used the December 31, 2006 jurisdictional prisoner count from Table 1 of the Bureau of Justice Statistics’ “Prisoners in 2006” report. State Notes Alabama Alabama’s 2008 count is the total jurisdictional population on 12/31/2007 shown in the Alabama DOC’s December 2007 Monthly Report and reported by phone to the JFA Institute. Alaska Alaska’s 2008 count was reported by phone to the JFA Institute. Arkansas Arkansas’ count excludes about 1,500 inmates under the jurisdiction of the Department of Community Correction. California California’s 2008 count is from 12/31/2007. District of Columbia The District of Columbia is not included as a separate jurisdiction in this report. D.C. prisoners were transferred to federal custody in 2001. Federal Bureau of Prisons The BOP reported its total as 199,342, which included 189 juveniles and 164 long term boarders. These populations were not counted in this survey, resulting in a comparable total of 198,989. Florida Florida’s 2008 count is from 12/31/07. Georgia Georgia’s 2008 count represents the population in or awaiting DOC prison beds on 12/28/2007, and excludes offenders in or awaiting beds in residential probation facilities (5,287). Illinois Illinois’ 2008 count is from 2/8/08. Indiana One component of Indiana’s 2008 count (state inmates in local jails) is from 12/28/07; the remaining counts are from 1/1/08. Iowa Iowa’s 2008 count includes inmates awaiting trial for civil commitment as sex offenders (9). It also includes detainees held for federal pretrial (about 116), a portion of whom are also serving Iowa prison sentences. Michigan Michigan’s figure for corrections share of general fund spending is not comparable with other states. In 1994, Michigan separated its K-12 education system into a different fund. The resulting general fund was significantly smaller, and thus expenditures for corrections and all other state agencies account for a much greater portion of it. Calculations that would make Michigan’s spending patterns comparable with other states were not available. Minnesota Minnesota submitted inmate population counts for July 1, 2007; more recent figures were not available. Mississippi Mississippi’s 1/1/08 count includes offenders pending file review (111) and out on court order (272). New Hampshire New Hampshire’s 2008 count includes inmates assigned to Administrative Home Confinement (electronic monitoring). Oklahoma Oklahoma’s 2008 count is from 12/31/2007. Numbers include inmates sentenced in other states but located in either a state or contract facility under the Oklahoma DOC jurisdiction (about 69). Rhode Island Rhode Island’s 2006 count is based on the total population count on 12/31/06 from Rhode Island Department of Corrections, not on the BJS 2006 count. Texas Texas’ 2008 count shows the 12/31/07 total population count that is equivalent to the 2006 BJS count, as provided by the Legislative Budget Board to the Public Safety Performance Project. This count includes inmates that Texas does not consider in its counting definition as being part of its prison, state jail and treatment institutions. For example, BJS included in its December 2006 count over 13,000 inmates in county jails sentenced as felons or parole violators awaiting a hearing. TDCJ considers these inmates as being under the jurisdiction of local jail authorities. 28 One in 100: Behind Bars in America 2008 Appendices TABLE A-1 State, Regional and National Prison Counts Prison Population 12/31/06 U.S. Total Federal State Northeast Connecticut Maine Massachusetts New Hampshire New Jersey New York Pennsylvania Rhode Island Vermont Midwest Illinois Indiana Iowa Kansas Michigan Minnesota Missouri Nebraska North Dakota Ohio South Dakota Wisconsin South Alabama Arkansas Delaware Florida Georgia Kentucky Louisiana Maryland Mississippi North Carolina Oklahoma South Carolina Tennessee Texas Virginia West Virginia West Alaska Arizona California Colorado Hawaii Idaho Montana Nevada New Mexico Oregon Utah Washington Wyoming 1,570,644 193,046 1,377,598 177,600 20,566 2,120 11,032 2,805 27,371 63,315 44,397 3,779 2,215 261,466 45,106 26,091 8,875 8,816 51,577 9,108 30,167 4,407 1,363 49,166 3,359 23,431 623,563 28,241 13,729 7,206 92,969 52,792 20,000 37,012 22,945 21,068 37,460 26,243 23,616 25,745 172,116 36,688 5,733 314,969 5,069 35,892 175,512 22,481 5,967 7,124 3,572 12,901 6,639 13,707 6,430 17,561 2,114 Prison Population 1/1/08 # Change % Change 1,596,127 198,989 1,397,138 178,692 20,784 2,144 11,364 2,991 26,822 62,620 46,028 3,807 2,132 262,586 45,305 26,249 9,419 8,756 50,326 9,573 30,324 4,472 1,440 50,730 3,302 22,690 641,024 29,412 14,314 7,081 97,416 55,205 22,402 37,718 23,342 22,335 38,425 25,918 24,217 26,838 171,790 38,555 6,056 314,836 5,306 37,800 171,444 22,841 6,036 7,319 3,431 13,552 6,540 13,855 6,533 18,126 2,053 25,483 5,943 19,540 1,092 218 24 332 186 -549 -695 1,631 28 -83 1,120 199 158 544 -60 -1,251 465 157 65 77 1,564 -57 -741 17,461 1,171 585 -125 4,447 2,413 2,402 706 397 1,267 965 -325 601 1,093 -326 1,867 323 -133 237 1,908 -4,068 360 69 195 -141 651 -99 148 103 565 -61 1.6% 3.1% 1.4% 0.6% 1.1% 1.1% 3.0% 6.6% -2.0% -1.1% 3.7% 0.7% -3.7% 0.4% 0.4% 0.6% 6.1% -0.7% -2.4% 5.1% 0.5% 1.5% 5.6% 3.2% -1.7% -3.2% 2.8% 4.1% 4.3% -1.7% 4.8% 4.6% 12.0% 1.9% 1.7% 6.0% 2.6% -1.2% 2.5% 4.2% -0.2% 5.1% 5.6% 0.0% 4.7% 5.3% -2.3% 1.6% 1.2% 2.7% -3.9% 5.0% -1.5% 1.1% 1.6% 3.2% -2.9% Public Safety Performance Project Sources: 2006 figures - 12/31/06 Bureau of Justice Statistics Jurisdictional Count of Prisoners 2008 figures 1/1/2008 Public Safety Performance Project Jurisdictional Count of Prisoners Notes: Change is from 12/31/06 to 1/1/08 unless otherwise explained in "Jurisdictional Notes" Many states have not completed their data verification process. Final published figures may differ slightly. The District of Columbia is not included. D.C. prisoners were transferred to federal custody in 2001. 29 TABLE A-2 State Corrections Spending, FY 2007 State total Northeast Connecticut Maine Massachusetts New Hampshire New Jersey New York Pennsylvania Rhode Island Vermont Midwest Illinois Indiana Iowa Kansas Michigan* Minnesota Missouri Nebraska North Dakota Ohio South Dakota Wisconsin South Alabama Arkansas Delaware Florida Georgia Kentucky Louisiana Maryland Mississippi North Carolina Oklahoma South Carolina Tennessee Texas Virginia West Virginia West Alaska Arizona California Colorado Hawaii Idaho Montana Nevada New Mexico Oregon Utah Washington Wyoming General Fund (in millions) Percent of General Fund $44,062 $8,010 $661 $122 $1,139 $92 $1,468 $2,622 $1,638 $157 $111 $8,443 $1,125 $649 $313 $312 $2,063 $438 $586 $172 $55 $1,766 $74 $890 $14,182 $388 $314 $240 $2,719 $998 $454 $552 $1,084 $227 $1,083 $461 $444 $619 $3,292 $1,136 $171 $13,427 $227 $895 $8,795 $599 $205 $179 $142 $222 $241 $684 $324 $832 $82 6.8% 5.2% 4.4% 4.1% 5.1% 6.6% 4.9% 5.1% 6.2% 4.9% 9.3% 6.9% 5.2% 5.3% 5.9% 5.6% 22.6% 2.7% 7.4% 5.2% 5.3% 7.0% 7.0% 6.7% 6.8% 2.6% 7.7% 7.1% 9.3% 5.4% 5.2% 7.5% 7.6% 5.4% 5.7% 7.8% 6.7% 5.6% 8.6% 6.7% 4.6% 7.9% 5.3% 8.5% 8.6% 8.8% 3.8% 6.9% 8.3% 6.4% 4.2% 10.9% 6.9% 5.9% 4.0% 30 One in 100: Behind Bars in America 2008 Source: National Association of State Budget Officers, State Expenditure Report FY 2006. FY 2007 NASBO figures are estimates. Notes: Michigan’s percentage is not comparable with other states. See Jurisdiction Notes for additional detail about Michigan’s figure. The District of Columbia is not included. D.C. prisoners were transferred to federal custody in 2001. TABLE A-3 State Spending on Corrections and Higher Education, FY 1987-2007 State General Fund Higher Education Spending, FY 2007 (in millions) State total Northeast Connecticut Maine Massachusetts New Hampshire New Jersey New York Pennsylvania Rhode Island Vermont Midwest Illinois Indiana Iowa Kansas Michigan Minnesota Missouri Nebraska North Dakota Ohio South Dakota Wisconsin South Alabama Arkansas Delaware Florida Georgia Kentucky Louisiana Maryland Mississippi North Carolina Oklahoma South Carolina Tennessee Texas Virginia West Virginia West Alaska Arizona California Colorado Hawaii Idaho Montana Nevada New Mexico Oregon Utah Washington Wyoming $72,888 $10,253 $644 $247 $1,160 $126 $2,204 $3,587 $2,015 $189 $81 $15,377 $2,209 $1,610 $827 $785 $1,728 $2,558 $880 $604 $229 $2,551 $182 $1,214 $28,874 $1,712 $683 $239 $4,110 $1,979 $1,281 $1,193 $1,456 $760 $3,310 $897 $911 $1,527 $6,444 $1,903 $469 $18,623 $296 $1,158 $10,652 $764 $666 $322 $175 $513 $762 $648 $799 $1,507 $361 Ratio of Corrections Ratio of Corrections Change in Ratio, to Higher Education to Higher Education FY 1987-2007 General Fund General Fund Spending, FY 2007 Spending, FY 1987 0.60 0.78 1.03 0.49 0.98 0.73 0.67 0.73 0.81 0.83 1.37 0.55 0.51 0.40 0.38 0.40 1.19 0.17 0.67 0.28 0.24 0.69 0.41 0.73 0.49 0.23 0.46 1.00 0.66 0.50 0.35 0.46 0.74 0.30 0.33 0.51 0.49 0.41 0.51 0.60 0.36 0.72 0.77 0.77 0.83 0.78 0.31 0.56 0.81 0.43 0.32 1.06 0.41 0.55 0.23 For every dollar Ohio spent on higher education, it spent 69 cents on corrections. 0.32 0.46 0.35 0.31 0.30 0.29 0.49 0.61 0.20 0.32 0.37 0.25 0.30 0.24 0.16 0.23 0.38 0.09 0.25 0.16 0.08 0.28 0.16 0.20 0.32 0.25 0.14 0.45 0.34 0.28 0.21 0.41 0.71 0.20 0.19 0.27 0.35 0.36 0.17 0.79 0.11 0.30 0.48 0.39 0.32 0.18 0.23 0.19 0.29 0.44 0.29 0.34 0.23 0.23 0.13 0.28 0.32 0.68 0.18 0.68 0.44 0.18 0.12 0.61 0.51 1.00 0.30 0.21 0.16 0.22 0.17 0.81 0.08 0.42 0.13 0.16 0.41 0.25 0.54 0.17 -0.03 0.32 0.56 0.32 0.22 0.14 0.05 0.03 0.10 0.14 0.25 0.14 0.04 0.34 -0.19 0.26 0.42 0.29 0.38 0.51 0.60 0.08 0.37 0.52 0.00 0.03 0.71 0.17 0.32 0.10 Public Safety Performance Project Source: Data and reanalysis of data from National Association of State Budget Officers, State Expenditure Reports. FY 2007 NASBO figures are estimates. Notes: The District of Columbia is not included. D.C. prisoners were transferred to federal custody in 2001. 31 TABLE A-4 National Corrections and Higher Education Spending Trends, FY 1987-2007 Corrections as Percent of All State General Fund Spending Sources: Spending data is from National Association of State Budget Officers, State Expenditure Reports or reanalysis thereof. FY 2007 NASBO figures are estimates. Note: 1987-2006 prison populations from Bureau of Justice Statistics 2007 prison population from this report (as of 1/1/08 for most states) 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 1995 1994 1993 1992 1991 1990 1989 1988 1987 0.6 6.8% 6.8% 7.2% 7.0% 7.2% 6.9% 6.9% 7.1% 7.1% 5.9% 6.8% 4.3% 4.4% 3.9% 3.5% 5.6% 5.7% 5.5% 5.3% 6.9% 5.0% State General State General Fund Corrections Fund Higher Spending Education Spending (in millions) (in millions) $44,062 $40,661 $38,755 $35,744 $35,285 $34,364 $33,571 $32,195 $29,733 $27,021 $25,440 $24,847 $23,251 $20,062 $17,547 $16,504 $15,890 $14,453 $12,887 $11,744 $10,619 In 1987, for every dollar spent on higher education, 32 cents was spent on corrections ... 0.4 Ratio of Corrections to Higher Education General Fund Spending National Prison Population 0.60 0.60 0.61 0.60 0.57 0.56 0.54 0.55 0.57 0.53 0.53 0.54 0.52 0.48 0.44 0.42 0.40 0.37 0.35 0.33 0.32 1,596,127 1,570,861 1,527,929 1,496,629 1,468,601 1,440,144 1,404,032 1,391,261 1,363,701 1,299,096 1,240,659 1,181,919 1,125,874 1,054,702 969,301 882,500 825,559 773,919 712,364 627,600 585,084 $72,888 $67,792 $63,202 $59,819 $61,638 $61,784 $62,079 $58,119 $52,470 $51,461 $48,352 $46,279 $44,588 $41,812 $40,137 $39,567 $39,267 $38,729 $36,919 $35,108 $33,026 ... while in 2007, for every dollar spent on higher education, 60 cents was spent on corrections. 0.2 General fund spending on corrections vs. general fund spending on higher education 0.0 87 88 89 90 91 92 93 94 95 96 97 98 99 00 01 02 03 04 05 06 07 SOURCE: National Association of State Budget Officers, "State Expenditure Report" series; Inflation adjusted general fund figures are based on a reanalysis of data in this series. 32 One in 100: Behind Bars in America 2008 TABLE A-5 State Employees in Corrections Workforce, 2006 (by Percent) (by Region) State total Northeast Connecticut Maine Massachusetts New Hampshire New Jersey New York Pennsylvania Rhode Island Vermont Midwest Illinois Indiana Iowa Kansas Michigan Minnesota Missouri Nebraska North Dakota Ohio South Dakota Wisconsin South Alabama Arkansas Delaware Florida Georgia Kentucky Louisiana Maryland Mississippi North Carolina Oklahoma South Carolina Tennessee Texas Virginia West Virginia West Alaska Arizona California Colorado Hawaii Idaho Montana Nevada New Mexico Oregon Utah Washington Wyoming 11.0% 10.2% 12.6% 6.1% 7.1% 7.1% 6.5% 13.6% 10.9% 8.2% 8.3% 10.3% 10.3% 8.3% 6.0% 8.5% 12.8% 5.2% 13.9% 8.6% 3.8% 11.8% 6.3% 14.0% 12.1% 5.7% 8.5% 11.0% 15.1% 15.9% 5.2% 8.7% 13.1% 6.4% 15.0% 8.4% 9.9% 8.8% 16.9% 11.7% 8.7% 10.3% 6.9% 14.5% 12.8% 9.7% 4.2% 8.4% 6.3% 13.5% 7.8% 8.8% 6.5% 7.7% 7.4% State total Texas Georgia Florida North Carolina Arizona Wisconsin Missouri New York Nevada Maryland California Michigan Connecticut Ohio Virginia Delaware Pennsylvania Illinois South Carolina Colorado Tennessee Oregon Louisiana West Virginia Nebraska Kansas Arkansas Idaho Oklahoma Vermont Indiana Rhode Island New Mexico Washington Wyoming Massachusetts New Hampshire Alaska New Jersey Utah Mississippi Montana South Dakota Maine Iowa Alabama Minnesota Kentucky Hawaii North Dakota 11.0% 16.9% 15.9% 15.1% 15.0% 14.5% 14.0% 13.9% 13.6% 13.5% 13.1% 12.8% 12.8% 12.6% 11.8% 11.7% 11.0% 10.9% 10.3% 9.9% 9.7% 8.8% 8.8% 8.7% 8.7% 8.6% 8.5% 8.5% 8.4% 8.4% 8.3% 8.3% 8.2% 7.8% 7.7% 7.4% 7.1% 7.1% 6.9% 6.5% 6.5% 6.4% 6.3% 6.3% 6.1% 6.0% 5.7% 5.2% 5.2% 4.2% 3.8% Source: Reanalysis of U.S. Census Bureau, State Government Employment and Payroll data Public Safety Performance Project 33 TABLE A-6 1 in X: Incarceration Rates by Sex, Race/Ethnicity, Age & State All Black Hispanic All White All White All ages 18+ 18-19 20-24 25-29 30-34 35-39 40-44 45-54 55+ Source: All data are from BJS, “Prison and Jail Inmates at Midyear 2006,” or reanalysis thereof. 133 102 101 53 53 54 63 76 153 837 245 194 191 103 104 92 104 124 266 1249 41 29 36 17 17 17 19 24 45 264 96 64 85 41 43 47 55 66 101 383 72 54 57 30 30 30 36 43 83 391 Men Women Black Hispanic All White Black 136 106 107 60 59 53 61 71 148 588 21 15 19 9 9 9 10 13 23 115 54 36 47 24 26 27 32 38 55 184 746 580 833 345 333 270 265 352 893 8333 1064 859 1235 453 443 343 355 500 1333 11111 Hispanic 279 203 382 157 140 108 100 125 307 3571 658 436 571 289 328 300 297 358 709 3846 For example, this cell indicates that 1 in every 115 black males 55 years or older was behind bars on June 30, 2006. STATE INCARCERATION RATES, 2005, BY QUINTILE Wash. 465 N.H. 319 Mont. 526 N.D. 359 Minn. 300 Ore. 531 Idaho 784 S.D. 622 Mich. 663 Utah 466 Calif. 682 Colo. 728 Pa. 607 Iowa 412 Neb. 421 Ill. 507 Kan. 582 Ariz. 808 N.M. 782 Ky. 720 Alaska 705 W. Va. 443 Va. 759 N.J. 532 Del. 820 N.C. 620 Ark. 673 S.C. 830 Ala. 890 Ga. 1,021 La. 1,138 (highest) Fla. 835 Hawaii 447 SOURCE: Bureau of Justice Statistics, “Prison and Jail Inmates at Midyear 2005” 34 One in 100: Behind Bars in America 2008 R.I. Conn. 313 544 Md. 636 Tenn. 732 Miss. 955 Texas 976 Ohio 559 Ind. 637 Mo. 715 Okla. 919 Mass. 356 N.Y. 482 Wisc. 653 Wy. 690 Nev. 756 Maine 273 (lowest) Vt. 317 Inmates per 100,000 residents Lowest fifth Second lowest Middle fifth Second highest Highest fifth TABLE A-7 INTERNATIONAL COMPARISONS The U.S. inmate population compared to the 26 largest European inmate populations (years vary). Total inmates Inmates per 100,000 residents 750 (2,245,189) US 426 (41,538) Belarus 401 (18,138) Georgia Ukraine 345 (160,046) Estonia 333 (4,463) 247 (8,876) Poland 236 (89,805) 202 (16,969) 186 (19,145) Hungary 156 (15,720) Slovakia 155 (8,380) Romania 150 (32,292) England & Wales 148 (80,229) Bulgaria 148 (11,436) Spain 147 (66,129) Scotland 142 (7,261) Albania 136 (4,300) Netherlands 128 (21,013) Portugal 120 (12,803) Serbia 117 (8,600) Turkey 112 (82,742) Austria 108 8,991) Armenia 104 (3,342) Germany 93 (76,629) Croatia 93 (4,127) Greece 91 (10,113) Belgium 91 (9,597) France 85 (52,009) Sweden 79 (7,175) Switzerland 79 (5,888) Norway 75 (3,533) Finland 68 (3,595) Italy Denmark 26 countries 1,842,115 235 (7,983) Lithuania Azerbaijan Numbers in parentheses are total number of inmates. 292 (6,676) Latvia Rep. of Moldova Czech Republic United States 2,245,189 628 (889,598) Russian Fed. 67 (39,348) 67 (3,626) Total resident populations United States 299.4 million 26 countries 802.4 million SOURCE: International Centre for Prison Studies at King's College, London, “World Prison Brief.” Data downloaded January 2008. NOTE: Rates are for total number of residents, not just adults. Figures in this chart may not align with others due to differences in counting methods. Public Safety Performance Project 35 The Pew Charitable Trusts 1025 F Street, NW Suite 900 Washington, DC 20004-1409 www.pewtrusts.org