U.S. Dept of State FOIA Annual Report for FY 2024
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U.S. DEPARTMENT OF STATE FREEDOM OF INFORMATION ACT (FOIA) ANNUAL REPORT for FISCAL YEAR 2024 0 FREEDOM OF INFORMATION ACT (FOIA) ANNUAL REPORT for FISCAL YEAR 2024 The following Freedom of Information Act (FOIA) Annual Report covers the period October 1, 2023, through September 30, 2024, as required by 5 U.S.C. § 552. I. BASIC INFORMATION REGARDING REPORT A. Questions about this report may be addressed to: Timothy Kootz Deputy Assistant Secretary Shared Knowledge Services 2201 C Street N.W. U.S. Department of State Washington, D.C. 20520 Telephone: (202) 261-8484 Fax: (202) 485-1669 Website: https://foia.state.gov/ B. This report is available on the Department’s web site at https://foia.state.gov/Learn/Reports.aspx. C. Paper copies of this report may be requested by contacting Information Access Programs Directorate (A/SKS/IAP) at the above address. 1 II. MAKING A FOIA REQUEST A. FOIA requests to the Department must be in writing. Requests may be submitted in any of the following ways to the Information Access Programs Directorate (IAP): • Mail to: Information Access Programs Directorate, A/SKS/IAP, 2201 C Street N.W., Suite B266, Department of State, Washington, D.C. 20520; or • Fax to (202) 485-1669; or • Email to foiarequest@state.gov; or • On-line at the Department’s website: https://foia.state.gov/Request/ FOIA requests must reasonably describe the Department record(s) that the requester seeks in sufficient detail to enable agency personnel to locate them with a reasonable amount of effort. To the extent possible, requesters should include specific information that may assist the Department in identifying the requested record(s), such as the date, title or name, author, recipient, subject matter, case number, file designation reference number, or timeframe. Requests seeking access to information pertaining to an individual should include the individual’s full name, date and place of birth, and citizenship status (if known). A request for records about oneself must include verification of identity. A request for records about an individual other than the requester should include verification of identity with properly executed authorization from the subject individual or evidence of the individual’s death, as appropriate, in order to gain the broadest access to those records. More information about verification of identity and proper authorization may be found on the Department’s FOIA website (https://foia.state.gov/Request/PersonalRecords.aspx). If such 2 documentation cannot be provided, the request should indicate that fact. The request should also indicate the requester’s willingness to pay applicable fees or provide appropriate justification to support a fee waiver. Guidance regarding fees and fee waiver requests is also available on the Department’s website. If mailing or faxing a FOIA request, the envelope or subject line of the fax coversheet should be clearly labeled: “Freedom of Information Act Request.” It is important that all requests include a valid daytime telephone number, e-mail address, or both, where the Department can reach the requester to discuss the request as necessary. Requests may also be made on-line at the Department’s FOIA website at https://foia.state.gov/Request/. This site contains helpful tips to assist requesters in formulating their requests and information on how requesters can register to create an online profile and request records online using the Public Access Link (PAL) portal. This portal allows members of the public to access previously requested records, submit a FOIA request, and check the status of their outstanding request(s). The Department can only process requests that comply with its published regulations. The Department is unable to process requests that do not contain enough information to permit the Department to locate the requested records or that otherwise do not comply with Department regulations. If after receiving a request the Department determines that the request does not reasonably describe the records sought, the Department will inform the requester that the request is insufficient and may ask for additional information. If a request does not reasonably 3 describe the records sought, the agency’s response to the request may be delayed. If the Department makes an adverse determination denying a request in any respect, it will notify the requester of that determination in writing. Adverse determinations, or denials of requests, include decisions that: the requested record is exempt from disclosure, in whole or in part; the request does not reasonably describe the records sought; the information requested is not a record subject to the FOIA; the requested record does not exist, cannot be located, or has been destroyed; or the requested record is not readily reproducible in the form or format sought by the requester. Adverse determinations also include denials involving fees or fee waiver matters or denials of requests for expedited processing. If information is withheld, the requester will be notified of the approximate amount of information withheld, the basis for the withholding, and how to file an administrative appeal. For more information about filing an appeal, please visit the Department’s website at https://foia.state.gov. You may also contact the Department’s FOIA office by calling (202) 261-8484, or writing to the address below: Information Access Programs Directorate A/SKS/IAP 2201 C Street N.W., Suite B266 Department of State Washington, D.C. 20520 The Office of Inspector General (OIG) is a separate component within the Department of State. The OIG directly responds to 4 requests for records that are exclusively OIG-related, such as those related to OIG inspections, audits, or investigations. FOIA requests for OIG records must be made in writing by mail, e-mail, or fax as follows: FOIA Officer Office of General Counsel Office of Inspector General U.S. Department of State 1700 North Moore Street Suite 1400 Arlington, VA 22209 E-mail: FOIA@stateoig.gov Fax: (703) 284-1866 Phone: (571) 348-2405 Website: https://www.stateoig.gov/foia B. The Department of State is responsible for formulating and executing U.S. foreign policy and U.S. foreign relations. Records are maintained domestically and throughout the world at posts, missions, embassies, and consulates. The Department also maintains records of applications from U.S. citizens for U.S. passports, visa requests from non-citizens, and records of its own employees, as well as other types of records. Because of the nature and scope of its records holdings, including classified and other sensitive material, the Department conducts a rigorous review to determine whether any information must be withheld under one of the nine FOIA exemptions. In implementing the Department’s mission, the Department works closely with many other federal agencies and international partners. For this reason, the Department often must consult with other, and at times multiple, federal agencies and foreign 5 governments that have an interest in the records, which adds time and complexity to the FOIA process. The exemptions most often relied upon by the Department to withhold information are shown in Table V.B.(3). In addition, the Department receives a large volume of FOIA referrals from other agencies, which also contributes to its FOIA processing workload. C. III. The Department’s FOIA regulations are codified at 22 C.F.R. Part 171. These regulations are available through the Government Printing Office’s (GPO) website at https://www.ecfr.gov/cgibin/ECFR?page=browse or on the Department’s website at https://foia.state.gov/. The most recent fee schedule is found in the Information Access Guide at https://www.foia.state.gov/Request/Guide.aspx. ABBREVIATIONS, DEFINITIONS, AND EXEMPTIONS A. Agency-Specific Abbreviations and Basic Terms: 1. A/SKS/IAP – Bureau of Administration (A), Deputy Assistant Secretary for Shared Knowledge Service (SKS), Information Access Programs Directorate (IAP). 2. Consulate – a type of Post; a Consulate is the office and staff of a Consul, who is a diplomatic representative of the U.S. Government, subordinate to the Ambassador, operating from a facility located within a major city of a foreign country. 3. Embassy – a type of Post; an Embassy is the office and staff of the Ambassador, who is the principal diplomatic representative of the U.S. Government, holding Chief of Mission (COM) authority, typically operating from a facility located within the capital city of a foreign country. 6 B. 4. Mission – a Mission is a U.S. Government organization; an embassy, legation, or other organization established and maintained to: 1) conduct bilateral relations between the U.S. Government and another government or authority, or multilateral relations with a group of governments or an international organization, or 2) represent the U.S. Government in negotiations and other diplomatic initiatives that are of specific limited scope or objectives and that have other sovereignties or authorities as parties. The U.S. mission is an integrated structure, headed by a Chief of Mission or equivalent authority. 5. Post – a type of Department of State organization; a Post is any Foreign Service diplomatic or consular establishment, or else an establishment having a special designation, maintained in support of a U.S. Mission. It is further designated by a Post type such as Embassy, Consulate, Branch Office, etc., for diplomatic or consular posts, or as a Specially Designated Post for an establishment that has a special purpose that is not primarily diplomatic or consular. 6. OIG – Office of Inspector General. Definitions of terms used in this report: 1. Administrative Appeal – a request to a federal agency asking that it review at a higher administrative level a FOIA determination made by the agency at the initial request level. 2. Average Number – the number obtained by dividing the sum of a group of numbers by the quantity of numbers in the group. For example, the average of 3, 7, and 14 is 8. 7 3. Backlog – the number of perfected requests or administrative appeals that are pending at an agency at the end of the fiscal year that are beyond the statutory time period for a response. 4. Component – for agencies that process requests on a decentralized basis, a “component” is an entity, also sometimes referred to as an Office, Division, Post, Bureau, Center, or Directorate, within the agency that processes FOIA requests. The FOIA requires that agencies include in their FOIA Annual Report data for both the agency overall and for each principal component of the agency. 5. Consultation – the procedure whereby the agency responding to a FOIA request forwards information to another agency for review because the other agency has an interest in the information. When the agency in receipt of the consultation completes its review, it advises the agency that initiated the consultation of its release determination. The initiating agency will then respond to the FOIA requester. 6. Exemption 3 Statute – a federal statute that specifically exempts information from disclosure that an agency relies on to withhold information under Exemption 3 of the FOIA, 5 U.S.C. § 552(b)(3), in response to a request. Exemption 3 statutes contain non-discretionary prohibitions against disclosure or establish particular criteria for withholding. 7. FOIA Request – an information access request processed under the Freedom of Information Act by the federal agency in receipt of the request. FOIA requests may seek access to records concerning another person (i.e., a “thirdparty” request), an organization, or a particular topic of 8 interest. FOIA requests also include requests made by individuals seeking records concerning themselves (i.e., “first-party” requests) when those individuals are not subject to the Privacy Act of 1974 (i.e., individuals who are neither U.S. citizens nor lawful permanent residents). Federal agencies process first-party requests submitted by U.S. citizens and lawful permanent residents under both the FOIA and the Privacy Act in order to provide the greatest degree of access to the requested information. Additionally, a FOIA request includes records referred to the agency from another agency for processing and direct response to the requester (see Section V of this report). 8. Full Grant – an agency decision to disclose in full all records located in response to a FOIA request. 9. Full Denial – an agency decision not to disclose any records in response to a FOIA request because the records are exempt in their entireties under one or more of FOIA’s nine exemptions, because the existence or non-existence of records is exempt under one or more of FOIA’s nine exemptions, or because of a procedural reason, such as when no records could be located. 10. Median Number – the middle, not average, number. For example, the median of 3, 7, and 14 is 7. 11. Multi-Track Processing – a system in which requests are placed in different processing tracks based on the complexity of the search and/or review of the responsive material. For example, requests placed in the simple request track are anticipated to require relatively minimal search time to locate responsive records, which will result in a small amount of material to review. The complex request track contains requests that require multiple 9 searches and/or are anticipated to locate more voluminous or complicated responsive records for review. Requests granted expedited processing are placed in a separate track. Requests in each track are processed on a first-in/first-out basis. a) Expedited Processing – an agency will process a FOIA request on an expedited basis when a requester satisfies the requirements for expedited processing as set forth in the statute and in agency regulations. b) Simple Request – a FOIA request that an agency using multi-track processing places in its fastest (nonexpedited) track based on the low volume and/or simplicity of the records requested. c) Complex Request – a FOIA request that an agency using multi-track processing places in a slower track based on the high volume and/or complexity of the records requested. 12. Partial Grant/Partial Denial – an agency decision to withhold exempt information appearing in a portion or portions of the responsive records in response to a FOIA request, or to otherwise deny a portion of the request for a procedural reason. 13. Pending Request or Pending Administrative Appeal – a request or administrative appeal for which an agency has not taken final action in all respects. 14. Perfected Request – a request for records that reasonably describes the requested information and is made in accordance with the agency’s published regulations. 10 C. 15. Processed Request or Processed Administrative Appeal – a request or administrative appeal for which an agency has taken final action in all respects. 16. Range in Number of Days – the lowest and highest number of days to process requests or administrative appeals. 17. Referral – the procedure whereby the agency responding to a FOIA request forwards information that originated with another agency to that agency for its review. When the originating agency completes its review of the referred information, it typically responds directly to the FOIA requester. 18. Time Limits – the time period contained in the FOIA within which an agency must respond to a FOIA request (ordinarily twenty working days from the date of receipt of a perfected FOIA request). Concise descriptions of the nine FOIA exemptions: 1. Exemption 1: classified national defense and foreign relations information 2. Exemption 2: information that is related solely to the internal personnel rules and practices of an agency 3. Exemption 3: information that is prohibited from disclosure by another federal law 4. Exemption 4: trade secrets and other confidential business information 11 5. Exemption 5: inter-agency or intra-agency communications that are protected by legal privileges 6. Exemption 6: information involving matters of personal privacy 7. Exemption 7: records or information compiled for law enforcement purposes, to the extent that the production of those records (A) could reasonably be expected to interfere with enforcement proceedings, (B) would deprive a person of a right to a fair trial or an impartial adjudication, (C) could reasonably be expected to constitute an unwarranted invasion of personal privacy, (D) could reasonably be expected to disclose the identity of a confidential source, (E) would disclose techniques and procedures for law enforcement investigations or prosecutions, or would disclose guidelines for law enforcement investigations or prosecutions, or (F) could reasonably be expected to endanger the life or physical safety of any individual 8. Exemption 8: information relating to the regulation or supervision of financial institutions 9. Exemption 9: geological or geophysical information on wells 12 3. AGENCY COMPONENT ABBREVIATIONS Component Abbreviation Component Name DOS – Main Department of State OIG Office of Inspector General 14 IV. EXEMPTION 3 STATUTES Statute 8 U.S.C. § 1202(f) 10 U.S.C. § 130b Type of Information Withheld Certain records pertaining to the issuance or refusal of visas to enter the United States Personally identifiable information pertaining to “any member of the armed forces assigned to an overseas unit, a sensitive unit, or a routinely deployable unit” and “any employee of the Department of Case Citation Agency / Component Medina-Hincapie v. Dep’t of State, 700 F.2d 737, 741-42 (D.C. Cir. 1983); De Laurentiis v. Haig, 686 F.2d 192, 194 (3d Cir. 1982); Assadi v. Dep’t of State, No. 12-1111, 2014 WL 4704840, at *6-7 (S.D.N.Y. Sept. 19, 2014); Badalamenti v. U.S. Dep’t of State, 899 F. Supp. 542, 547 (D. Kan. 1995). Total Number of Times Relied upon by Agency Overall DOS – Main 6024 OIG Freedom Watch, Inc. DOS – Main v. NSA, 197 F. Supp. 3d 165, 174 (D.D.C. 2016); Hiken v. DOD, 521 F. Supp. 2d 1047, 1062 (N.D. Cal. 2007); O’Keefe v. DOD, 463 F. Supp. 2d 317, 325 (E.D.N.Y. 2006); Windel v. United States, No. A02-306, 15 Number of Times Relied upon by Agency / Component 6024 0 1 1 Statute 10 U.S.C. § 130c 22 U.S.C. § 2778(e) 50 U.S.C. § 3507 (formerly at 50 U.S.C. § 403g) Type of Information Withheld Case Citation Agency / Component Defense or of the Coast Guard whose duty station is with any such unit” 2005 WL 846206, at *2 (D. Alaska Apr. 11, 2005). Certain “sensitive information of foreign governments” and certain international organizations ACLU v. DOD, 389 F. Supp. 2d 547, 553-54 (S.D.N.Y. 2005); Nat’l Inst. of Mil. Just. v. DOD, 404 F. Supp. 2d 325, 335-37 (D.D.C. 2005), aff’d on other grounds, 512 F.3d 677 (D.C. Cir. 2008); Gerstein v. DOD, No. 03-5193, slip op. at 8 (N.D. Ca. Dec. 21, 2004). DOS – Main Council for a Livable World v. U.S. Dep’t of State, 1998 U.S. Dist. LEXIS 23642, at *11 (D.D.C. Jan. 21, 1998), amended (D.D.C. Nov. 23, 1998). DOS – Main Certain information pertaining to export license applications Intelligence sources and methods; certain information pertaining to Agency functions or Assassination Archives DOS – Main & Rsch. Ctr. v. CIA, No. 18-5280, 2019 WL 691517 (D.C. Cir. Feb. 16 Number of Times Relied upon by Agency / Component Total Number of Times Relied upon by Agency Overall 2 2 4 4 6 6 Statute Type of Information Withheld Case Citation Agency / Component employees, specifically: “the organization or functions of the Agency, or of the names, official titles, salaries, or numbers of personnel employed by the Agency” 15, 2019) (per curiam); ACLU v. DOJ, 681 F.3d 61, 72-75 (2d Cir. 2012); Berman v. CIA, 501 F.3d 1136, 1137-38, 1140 (9th Cir. 2007); Makky v. Chertoff, 489 F. Supp. 2d 421, 442 (D.N.J. 2007), aff’d on other grounds, 541 F. 3d 205 (3d Cir. 2008). 5 U.S.C. § 407 (formerly at 5 U.S.C. app. 3 § 7(b)) Names of employees who provide information or complaints to the Inspector General Wash. Post Co. v. Special Inspector Gen. for Afg. Reconstr., 486 F. Supp. 3d 141, 166 (D.D.C. 2020). OIG 50 U.S.C. § 3024(i)(1) (formerly at 50 U.S.C. § 403-1(i)(1)) (National Security Act of 1947) Intelligence sources and methods CIA v. Sims, 471 U.S. 159, 167 (1985) DOS – Main 17 Number of Times Relied upon by Agency / Component Total Number of Times Relied upon by Agency Overall 1 1 4 4 V.A. FOIA REQUESTS — RECEIVED, PROCESSED, AND PENDING FOIA REQUESTS Agency / Component DOS – Main OIG AGENCY OVERALL Number of Requests Pending as of Start of Fiscal Year Number of Requests Received in Fiscal Year Number of Requests Processed in Fiscal Year Number of Requests Pending as of End of Fiscal Year 23,821 22,171 20,693 25,299 99 135 82 152 23,920 22,306 20,775 25,451 After reviewing its database, DOS adjusted the number of requests pending as of the start of the Fiscal Year. 18 V.B.(1). DISPOSITION OF FOIA REQUESTS — ALL PROCESSED REQUESTS Agency / Component Number of Full Grants Number of Partial Grants / Partial Denials DOS – Main 372 5,443 7 379 OIG AGENCY OVERALL Number of Full Denials Based on Reasons Other than Exemptions Number of Full Denials Based on Exemptions No Records All Records Referred to Another Component or Agency Request Withdrawn FeeRelated Reason Records not Reasonably Described Improper FOIA Request for Other Reason Not Agency Record Duplicate Request 1,501 2,782 55 4,446 1 327 1,977 295 3,494 16 2 14 9 6 0 0 1 11 16 5,459 1,503 2,796 64 4,452 1 327 1,978 306 3,510 19 Other *Explain in Chart Below TOTAL 0 20,693 0 82 0 20,775 V.B.(2). DISPOSITION OF FOIA REQUESTS — “OTHER” REASONS FOR “FULL DENIALS BASED ON REASONS OTHER THAN EXEMPTIONS” Agency / Component Description of “Other” Reasons for Denials from Chart B(1) Number of Times “Other” Reason Was Relied Upon TOTAL DOS – Main N/A 0 0 OIG N/A 0 0 AGENCY OVERALL 0 20 V.B.(3). DISPOSITION OF FOIA REQUESTS — NUMBER OF TIMES EXEMPTIONS APPLIED Agency / Component DOS – Main OIG AGENCY OVERALL Ex. 1 Ex. 2 Ex. 3 Ex. 4 Ex. 5 Ex. 6 Ex. 7(A) Ex. 7(B) Ex. 7(C) Ex. 7(D) Ex. 7(E) Ex. 7(F) Ex. 8 Ex. 9 50 5 6,040 44 146 904 11 0 148 13 105 6 1 0 0 3 1 0 8 16 0 1 6 3 1 1 0 0 50 8 6,041 44 154 920 11 1 154 16 106 7 1 0 21 VI.A. ADMINISTRATIVE APPEALS OF INITIAL DETERMINATIONS OF FOIA REQUESTS — RECEIVED, PROCESSED, AND PENDING ADMINISTRATIVE APPEALS Agency / Component DOS – Main OIG AGENCY OVERALL Number of Appeals Pending as of Start of Fiscal Year Number of Appeals Received in Fiscal Year Number of Appeals Processed in Fiscal Year Number of Appeals Pending as of End of Fiscal Year 296 633 762 167 0 1 1 0 296 634 763 167 After reviewing its database, DOS adjusted the number of appeals pending as of the start of the Fiscal Year. 22 VI.B. DISPOSITION OF ADMINISTRATIVE APPEALS — ALL PROCESSED APPEALS Agency / Component DOS – Main OIG AGENCY OVERALL Number Affirmed on Appeal Number Partially Affirmed & Partially Reversed/Remanded on Appeal Number Completely Reversed/Remanded on Appeal 576 52 71 63 762 1 0 0 0 1 577 52 71 63 763 23 Number of Appeals Closed for Other Reasons TOTAL VI.C.(1). REASONS FOR DENIAL ON APPEAL — NUMBER OF TIMES EXEMPTIONS APPLIED Agency / Component Ex. 1 Ex. 2 Ex. 3 Ex. 4 Ex. 5 Ex. 6 Ex. 7(A) Ex. 7(B) Ex. 7(C) Ex. 7(D) Ex. 7(E) Ex. 7(F) Ex. 8 Ex. 9 DOS – Main 5 1 267 0 155 172 1 0 149 0 146 1 0 0 OIG 0 0 0 0 0 0 0 0 0 0 0 0 0 0 AGENCY OVERALL 5 1 267 0 155 172 1 0 149 0 146 1 0 0 24 VI.C.(2). REASONS FOR DENIAL ON APPEAL — REASONS OTHER THAN EXEMPTIONS Agency / Component DOS – Main OIG AGENCY OVERALL Not Agency Record Duplicate Request or Appeal Request in Litigation Appeal Based Solely on Denial of Request for Expedited Processing 33 3 3 3 28 0 0 0 0 0 0 1 0 50 33 3 3 3 29 0 Records Referred at Initial Request Level Request Withdrawn 42 1 18 4 50 0 0 0 0 42 1 18 4 No Records Records Improper Feenot Request Related Reasonably for Other Reason Described Reasons 25 Other *Explain in chart below VI.C.(3). REASONS FOR DENIAL ON APPEAL — “OTHER” REASONS Agency / Component Description of “Other” Reasons for Denial on Appeal from Chart C(2) Number of Times “Other” Reason Was Relied Upon TOTAL DOS – Main N/A 0 0 OIG N/A 0 0 AGENCY OVERALL 0 26 VI.C.(4). RESPONSE TIME FOR ADMINISTRATIVE APPEALS Agency / Component DOS – Main Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days 11 161.41 1 2,434 OIG 5 5 5 5 AGENCY OVERALL 6 150 1 2,434 27 VI.C.(5). TEN OLDEST PENDING ADMINISTRATIVE APPEALS 10th Oldest Appeal Agency / Component DOS – Main OIG AGENCY OVERALL 9th 8th 7th 6th 5th 4th 3rd 2nd Oldest Appeal Date of Appeal 201712-12 2017-1003 2017-1003 2017-1003 2017-0707 2017-0324 2017-0306 2016-1128 2015-0611 2016-0502 Number of Days Pending 1,706 1,753 1,753 1,753 1,814 1,887 1,901 1,967 2,085 2,111 Date of Appeal N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A Number of Days Pending 0 0 0 0 0 0 0 0 0 0 Date of Appeal 201712-12 2017-1003 2017-1003 2017-1003 2017-0707 2017-0324 2017-0306 2016-1128 2015-0611 2016-0502 Number of Days Pending 1,706 1,753 1,753 1,753 1,814 1,887 1,901 1,967 2,085 2,111 28 VII.A. FOIA REQUESTS — RESPONSE TIME FOR ALL PROCESSED PERFECTED REQUESTS SIMPLE Agency / Component Median Average Number Number of Days of Days COMPLEX EXPEDITED PROCESSING Lowest Number of Days Highest Number of Days Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days DOS – Main 10 15.49 <1 962 97 563.92 <1 4,351 169 517.71 18 2,117 OIG 6.5 77.82 1 1,221 834.5 632.3 14 1,620 899 903.2 872 943 10.0 17.34 <1 1,221 97 564.22 <1 4,351 199 530.28 18 2,117 AGENCY OVERALL 29 VII.B. PROCESSED REQUESTS — RESPONSE TIME FOR PERFECTED REQUESTS IN WHICH INFORMATION WAS GRANTED SIMPLE Agency / Component Median Average Number Number of Days of Days COMPLEX EXPEDITED PROCESSING Lowest Number of Days Highest Number of Days Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days DOS – Main 15 44.18 <1 962 92 187.79 2 4,351 99 291 18 2,117 OIG 88 363.29 4 1,221 834.5 664.58 56 964 909.5 908.5 872 943 AGENCY OVERALL 16 60.04 <1 1,221 92 188.93 2 4,351 100 323.31 18 2,117 30 VII.C. PROCESSED SIMPLE REQUESTS — RESPONSE TIME IN DAY INCREMENTS Agency / Component DOS – Main OIG AGENCY OVERALL 81100 Days 101120 Days 121140 Days 141160 Days 161180 Days 181200 Days 201300 Days 301400 Days <1-20 Days 21-40 Days 41-60 Days 61-80 Days 1,630 5 1 6 2 4 2 1 0 0 2 1 5 1,659 37 5 6 1 2 0 1 0 0 0 0 0 4 56 1,667 10 7 7 4 4 3 1 0 0 2 1 9 1,715 31 401+ Days TOTAL VII.C. PROCESSED COMPLEX REQUESTS — RESPONSE TIME IN DAY INCREMENTS Agency / Component DOS – Main OIG AGENCY OVERALL <1-20 Days 21-40 Days 41-60 Days 61-80 Days 81100 Days 101120 Days 11 1,795 738 2,003 4,363 1,412 348 190 173 137 504 3 0 1 1 2 0 0 0 0 0 14 1,795 739 2,004 4,365 1,412 348 190 173 137 32 121140 Days 141160 Days 161180 Days 181200 Days 201300 Days 301400 Days 401+ Days TOTAL 138 4,735 16,547 0 0 13 20 504 138 4,748 16,567 VII.C. PROCESSED REQUESTS GRANTED EXPEDITED PROCESSING — RESPONSE TIME IN DAY INCREMENTS Agency / Component 81100 Days 101120 Days 121140 Days 141160 Days 161180 Days 181200 Days 201300 Days <1-20 Days 21-40 Days 41-60 Days 61-80 Days DOS – Main 2 17 5 21 25 14 1 4 5 1 14 OIG 0 0 0 0 0 0 0 0 0 0 AGENCY OVERALL 2 17 5 21 25 14 1 4 5 1 33 301400 Days 401+ Days TOTAL 3 71 183 0 0 5 5 14 3 76 188 VII.D. PENDING REQUESTS — ALL PENDING PERFECTED REQUESTS SIMPLE Agency / Component DOS – Main OIG AGENCY OVERALL COMPLEX Median Number of Days EXPEDITED PROCESSING Number Pending Median Number of Days Average Number of Days 2,491 433 451.81 21,253 473 775.58 338 332 633.23 100 175 304 49 313 470 0 N/A N/A 2,591 300 377.91 21,302 393 622.79 338 332 633.23 Number Pending 34 Average Number of Days Median Number of Days Number Pending Average Number of Days VII.E. PENDING REQUESTS — TEN OLDEST PENDING PERFECTED REQUESTS 10th Oldest Request Agency / Component Date of Receipt DOS – Main Number of Days Pending Date of Receipt OIG Number of Days Pending Date of Receipt AGENCY OVERALL Number of Days Pending Oldest Request 9th 8th 7th 6th 5th 4th 3rd 2nd 200801-30 200712-20 200711-16 200710-25 200710-03 200710-01 200709-18 200709-06 200708-30 200708-24 4,183 4,209 4,232 4,247 4,262 4,264 4,273 4,281 4,285 4,289 202012-02 202011-16 202009-10 202009-10 202008-07 202004-15 201912-04 201901-31 201811-02 201801-10 968 979 1,024 1,024 1,047 1,127 1,218 1,430 1,489 1,695 200801-30 200712-20 200711-16 200710-25 200710-03 200710-01 200709-18 200709-06 200708-30 200708-24 4,183 4,209 4,232 4,247 4,262 4,264 4,273 4,281 4,285 4,289 35 VIII.A. REQUESTS FOR EXPEDITED PROCESSING Agency / Component DOS – Main OIG AGENCY OVERALL Number Granted Median Number of Days to Adjudicate Number Denied Average Number of Days to Adjudicate Number Adjudicated Within Ten Calendar Days 213 785 29 55.5 133 0 5 7 6.6 5 213 790 22 31.5 138 36 VIII.B. REQUESTS FOR FEE WAIVER Agency / Component DOS – Main OIG AGENCY OVERALL Number Granted Median Number of Days to Adjudicate Number Denied Average Number of Days to Adjudicate 376 77 37 56.06 1 1 48 48 377 78 42.5 52.03 37 IX. FOIA PERSONNEL COSTS PERSONNEL Agency / Component DOS – Main OIG AGENCY OVERALL Number of “FullTime FOIA Employees” Number of “Equivalent FullTime FOIA Employees” COSTS Total Number of “Full-Time FOIA Staff” Processing Costs Litigation-Related Costs Total Costs 139 122.00 261.00 32,691,991.00 2,027,336.00 34,719,327.00 3 0.00 3.00 556,028.00 0.00 556,028.00 142 122.00 264.00 33,248,019.00 2,027,336.00 35,275,355.00 38 X. FEES COLLECTED FOR PROCESSING REQUESTS Agency / Component Total Amount of Fees Collected Percentage of Total Costs DOS – Main 0.00 0.0000 OIG 0.00 0.0000 AGENCY OVERALL 0.00 0.0000 39 XI.A. NUMBER OF TIMES SUBSECTION (C) USED Agency / Component Number of Times Subsection Used DOS – Main 0 OIG 0 AGENCY OVERALL 0 40 XI.B. NUMBER OF SUBSECTION (A)(2) POSTINGS Agency / Component Number of Records Posted by the FOIA Office DOS – Main OIG AGENCY OVERALL 41 Number of Records Posted by Program Offices 125,434 0 110 0 125,544 0 XII.A. BACKLOGS OF FOIA REQUESTS AND ADMINISTRATIVE APPEALS Agency / Component Number of Backlogged Requests as of End of Fiscal Year DOS – Main OIG AGENCY OVERALL 42 Number of Backlogged Appeals as of End of Fiscal Year 21,473 126 142 0 21,615 126 XII.B. CONSULTATIONS ON FOIA REQUESTS — RECEIVED, PROCESSED, AND PENDING CONSULTATIONS Agency / Component DOS – Main OIG AGENCY OVERALL Number of Consultations Received from Other Agencies that were Pending at the Agency as of Start of the Fiscal Year Number of Consultations Received from Other Agencies During the Fiscal Year 248 232 258 222 3 9 9 3 251 241 267 225 43 Number of Consultations Received from Other Agencies that were Processed by the Agency During the Fiscal Year Number of Consultations Received from Other Agencies that were Pending at the Agency as of End of the Fiscal Year XII.C. CONSULTATIONS ON FOIA REQUESTS — TEN OLDEST CONSULTATIONS RECEIVED FROM OTHER AGENCIES AND PENDING AT THE AGENCY Agency / Component 10th Oldest Consultation Date DOS – Main Number of Days Date OIG AGENCY OVERALL Number of Days Date Number of Days Oldest Consultation 9th 8th 7th 6th 5th 4th 3rd 2nd 2020-02-20 202001-07 202001-07 202001-07 202001-07 202001-07 202001-07 201907-03 201906-05 2018-10-16 1,158 1,188 1,188 1,188 1,188 1,188 1,188 1,315 1,335 1,494 N/A N/A N/A N/A N/A N/A N/A 202405-01 202202-17 2021-09-29 0 0 0 0 0 0 0 108 664 760 2020-02-20 202001-07 202001-07 202001-07 202001-07 202001-07 202001-07 201907-03 201906-05 2018-10-16 1,158 1,188 1,188 1,188 1,188 1,188 1,188 1,315 1,335 1,494 44 XII.D.(1). COMPARISON OF NUMBERS OF REQUESTS FROM PREVIOUS AND CURRENT ANNUAL REPORT — REQUESTS RECEIVED AND PROCESSED NUMBER OF REQUESTS RECEIVED Agency / Component DOS – Main OIG AGENCY OVERALL NUMBER OF REQUESTS PROCESSED Number Received During Fiscal Year from Last Year's Annual Report Number Received During Fiscal Year from Current Annual Report 15,646 22,171 12,536 20,693 67 135 40 82 15,713 22,306 12,576 20,775 45 Number Processed During Fiscal Year from Last Year's Annual Report Number Processed During Fiscal Year from Current Annual Report XII.D.(2). COMPARISON OF NUMBERS OF REQUESTS FROM PREVIOUS AND CURRENT ANNUAL REPORT — BACKLOGGED REQUESTS Agency / Component Number of Backlogged Requests as of End of the Fiscal Year from Previous Annual Report DOS – Main OIG AGENCY OVERALL 46 Number of Backlogged Requests as of End of the Fiscal Year from Current Annual Report 21,533 21,473 86 142 21,619 21,615 XII.E.(1). COMPARISON OF NUMBERS OF ADMINISTRATIVE APPEALS FROM PREVIOUS AND CURRENT ANNUAL REPORT — APPEALS RECEIVED AND PROCESSED NUMBER OF APPEALS RECEIVED Agency / Component DOS – Main OIG AGENCY OVERALL NUMBER OF APPEALS PROCESSED Number Received During Fiscal Year from Last Year's Annual Report Number Received During Fiscal Year from Current Annual Report 415 633 521 762 1 1 4 1 416 634 525 763 47 Number Processed During Fiscal Year from Last Year's Annual Report Number Processed During Fiscal Year from Current Annual Report XII.E.(2). COMPARISON OF NUMBERS OF ADMINISTRATIVE APPEALS FROM PREVIOUS AND CURRENT ANNUAL REPORT — BACKLOGGED APPEALS Agency / Component Number of Backlogged Appeals as of End of the Fiscal Year from Previous Annual Report DOS – Main OIG AGENCY OVERALL 48 Number of Backlogged Appeals as of End of the Fiscal Year from Current Annual Report 262 126 10 0 272 126