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Ohio Prisoner Awarded $40,000 for Sexual Assault

On August 19, 2009, an Ohio prisoner was awarded $40,000 after being sexually assaulted as a result of deliberate indifference to his safety.

John Meyer, a prisoner at the Southeastern Correctional Institution (SCI), approached Sergeant Barbara McNicholas after being “roughed up” and threatened by other prisoners who wanted him to steal food for them from the kitchen. Meyer told McNicholas about the threats and identified his potential assailants.

Because SCI does not have a protective custody unit, prisoners who want to be segregated for their own safety have to refuse “to lock”; that is, refuse to live in the general prison population. Prisoners who refuse “to lock,” however, are subjected to disciplinary action for refusing to obey an order.

Meyer was given the option of refusing “to lock” but turned it down, fearing the disciplinary infraction would jeopardize his chances of getting custody of his son after release.

So to protect Meyer’s safety, McNicholas told him that she would put all of the prisoners he identified as possible assailants in the hole before he returned from work. However, this did not occur. Five prisoners approached Meyer, held him down and punched him, and a prisoner nicknamed “Doughboy” sexually assaulted him.

Meyer sued McNicholas under 42 U.S.C. § 1983, arguing that her failure to protect him from the assault constituted deliberate indifference in violation of the Eighth Amendment.

McNicholas moved for summary judgment on Meyer’s allegations, arguing, among other things, that there could be no deliberate indifference because she offered Meyer protective custody, which he refused.

The district court disagreed. McNicholas “did not – and indeed could not – actually offer protective custody to plaintiff for the simple reason that SCI does not offer protective custody,” the court noted. Further, resorting to “a fabricated disciplinary procedure is [not] a reasonable response to a risk of serious harm to an inmate.”

Because genuine issues of material fact remained in dispute regarding McNicholas’ subjective knowledge of Meyer’s risk of harm, summary judgment was denied and the case was bound over for trial. Meyer v. McNicholas, 2009 WL 1362734 (S.D.Ohio)

Following a trial in August 2009, the jury returned a verdict in favor of Meyer and awarded him $10,000 in compensatory damages and $30,000 in punitive damages. On February 4, 2010, upon stipulation of the parties, the court awarded Meyer $84,284.63 in attorney fees. He was represented by attorneys Al Gerhardstein and Jennifer Branch. See: Meyer v. McNicholas, U.S.D.C. (S.D. Ohio), Case No. 2:07-cv-01253-NMK.

[Update: On January 26, 2010, the district court denied defendant's motion for judgment not withstanding the verdict or, in the alternative, a new trial. See: Meyer v. McNicholas, 2010 WL 348311 (S.D.Ohio).]

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Related legal cases

Meyer v. McNicholas,

United States District Court,
S.D. Ohio,
Eastern Division.
John MEYER, Plaintiff,
v.
Barbara McNICHOLAS, et al., Defendants.

Civil Action No. 2:07-CV-1253.
Jan. 26, 2010.

Alphonse Adam Gerhardstein, Jennifer Lynn Branch, Gerhardstein & Branch Co. LPA, Cincinnati, OH, for Plaintiff.

Lisa M. Eschbacher, Melissa A. Montgomery, Ryan G. Dolan, Ohio Attorney General's Office, Columbus, OH, for Defendants.

OPINION AND ORDER
NORAH McCANN KING, United States Magistrate Judge.

*1 With the consent of the parties, 28 U.S.C. § 636(c), this matter is before the Court on Defendant's Motion for Judgment Not Withstanding the Verdict or, in the Alternative, a New Trial, Doc. No. 66 (?Defendant's Motion?). For the reasons set forth below, Defendant's Motion is DENIED.

I. BACKGROUND
Plaintiff, formerly incarcerated in the Southeastern Correctional Institution [?SCI?], alleges that defendant Barbara L. McNichols FN1, formerly a Corrections Sergeant at SCI FN2, acted with deliberate indifference to his safety in connection with a sexual assault by another inmate in January 2006. This matter was tried before a jury on August 17, 2009 through August 19, 2009. Doc. Nos. 56, 58, 59.

FN1. The caption and pleadings mis-spell defendant's name. See Deposition of Barbara L. McNichols, p. 4, Doc. No. 27.


FN2. Defendant has, since the events referred to in the Complaint, retired. Id., p. 10.


At trial, plaintiff testified that, at the time he was incarcerated at SCI, he had been attempting to obtain custody of or visitation rights with his son. Excerpt of Transcript of Proceedings Direct Examination of John Meyer, Doc. No. 66-1 ( ?Plaintiff Excerpt? ), p. 10. While incarcerated, plaintiff was careful not to violate prison rules because he ?would have lost custody of my son.? Id. at 23.

Plaintiff also testified that he worked as a cook at SCI. Id. at 15-16. Four inmates in plaintiff's dorm pressured him to steal food for them. Id. at 22-23. Plaintiff refused their demands, Id. at 23, which led to punching and threats that increased in severity with time. Id. at 23-27. Plaintiff also witnessed these same inmates break into other inmates' locker boxes. Id. at 21-23, 25. The four inmates knew that plaintiff had seen them; they threatened to harm him if he reported the locker break-in. Id. at 21-22, 25-28.

These events alarmed plaintiff and, he testified, on January 11, 2006 he spoke with defendant, who was reported to be someone whom he could trust. Id. at 22, 28-29.

Q: Well, I came in, and I told her [defendant] what was happening, about the boxes being kicked, and I told her the threats that were made to me and about the punches. And she asked me if I wanted to check into P.C. [protective custody]. And I explained to her. That's why she told me they [the four inmates] would be in the hole.

Id. at 30.

Q: And she was able to figure out who these four guys were by their bed numbers?

A: Yes.

Q: And do you know what their names are?

A: Yes.

Q: And what were their names?

A: Morgan, Cubby, Cephus and Dunbar.

Q: Is Cubby a nickname?

A: Yes.

Q: You also told her that they threatened you?

A: Yes.

Q: Which threats did you report?

A: Cubby and Morgan. Cubby threatened to beat my brains in.

Q: And you said that you reported that they hit you?

A: Yes.

Id. at 31.

Q: Now, how did she ask you if you wanted to check into P.C.?

A: She asked me if I felt like I needed to-for protective custody. And I asked her why. And she told me that I would have to refuse, failure to lock, and I would get a disciplinary action. Then I explained to her what was happening.

*2 Q: What do you mean, what was happening?

A: With [custody of] my son, and I didn't want to get into trouble.

Q: So, what did you tell her about checking in?

A: I didn't want to.

Q: And what did she say she could do if you didn't check in?

A: She would put them in the hole for investigation.

Q: And did you know what that meant, being put in the hole for investigation?

A: I didn't know what ?investigation? meant, but I know they would have been into the hole for a while.

Q: And you said she asked you about your schedule for the day?

A: Yes.

Q: And did you tell her your work schedule?

A: Yes.

Q: And what was the schedule for that day?

A: 12:00 to 6:30.

Q: And what was she going to do while you were at work?

A: She would have them in the hole before I got back from my job.

Q: Did you believe her?

A: Yes.

Q: Why?

A: Well, she wrote it down on her calendar on her desk, and I took her for her word.

Q: Did she tell you anything else?

A: No.

Q: Did she offer you any opinion about what she thought about what was happening to you?

A: She don't tolerate that. That's one reason she would put them in the hole.

Id. at 32-33.

Defendant, however, testified at trial that she did not recall speaking with plaintiff on January 11, 2006:

Q: So, let's talk about John Meyer. He met with you on the morning of January 11th, 2006, and said that several inmates had been hitting him, right?

A: No, sir.

Q: Well, let's do it this way: You would agree that if he said, Several inmates have been hitting me, that's a serious allegation, right?

A: Yes, it would be.

Q: Okay. He also told you that these inmates were breaking into locker boxes of other inmates' [sic] and stealing items; didn't he?

A: I don't recall that, sir.

Q: If he had said that, you would consider that to be a serious allegation as well, right? I mean, stealing from people's locker boxes, that's serious, right?

A: Yes.

Q: Okay. And he states that you told him to go to work and that the accused inmates would be out of the unit when he returned. You are aware that that is his claim, right?

A: That's his claim, you're saying. I'm not aware of it, sir.

Q: Well, you saw the lawsuit, right? I mean, you saw the papers in the lawsuit, and that's what he said, right?

A: Yes, sir.

Q: Okay. And, in fact, it was your practice to separate the reporting inmate from the accused inmate when you hear a serious threat, right?

A: Yes, sir.

Q: So, this claim-we'll just take it a step at a time. This claim that you told him that the accused inmates would be gone is consistent with your practice, right?

A: No, sir. I would never tell one inmate what I was going to do, disciplinary or any other way, to another inmate, sir, for several reasons.

* * * *

Q: If you did offer him [plaintiff] an opportunity to check in on the morning of January 11th, that would be consistent with one of the techniques that you used when inmates came to you and said that they were threatened, right?

*3 A: Yes, sir.

Excerpt of the Cross-Examination of Barbara McNichols, Doc. No. 64, pp. 21-23 ( Defendant's Excerpt? ).

Defendant also testified that an inmate could ?check in? for protection:

Q: Does SCI have a formal protective custody unit?

A: No, sir.

Q: But you did have something called ?checking in,? right?

A: Sir, checking in would be like if an inmate refused to live in that particular dorm, that particular bed area, for several particular reasons, not necessarily for protection.

Q: But it could be for protection, right?

A: Possibly.

Id. at 11.

Q: You offered the opportunity to check in to inmates from time to time, right?

A: Not necessarily.

Q: Did you ever do it?

A: Probably.

Q: Okay. Now, what do you mean by ?checking in??

A: It wouldn't be that I would offer it to them. I would ask them, Are you refusing to lock here? Then I would ask for what reason.

Id. at 13.

Q: Well, I think you just said that one of the options open to inmates who felt fearful was to refuse to lock. Isn't that correct?

A: That would be their option as they first came in to report something like that, not to the point that it was absolutely so. They would not have to receive a conduct report to get taken out of the dorm, sir, temporarily.

Id. at 14.

Defendant also testified that she did not recall offering plaintiff the opportunity to check into protective custody, nor did she recall advising plaintiff that he could be placed in security control FN3 without violating a rule:

FN3. It is not immediately clear what specific distinction, if any, there is between protective custody and security control. However, both are apparently areas separate from the rest of the inmate population.


Q: Okay. And, in fact, you did offer Mr. Meyer an opportunity to check in on the morning of January 11th, 2006, after he reported to you that he was fearful, right?
A: I don't remember him ever telling me he was fearful of anything, sir.

Q: You offered him an opportunity to check in on the morning of January 11th, 2006, didn't you?

A: Not that I recall, sir.

Q: Are you denying it, or just saying that, today, you don't remember?

A: I'm saying, if I had have [sic] did that, there would be paperwork everywhere to that matter. I cannot just, as a hearing sergeant or counselor sergeant in the unit, personally walk him out and put him somewhere without doing the proper chain of paperwork, sir. And I do not recall placing him anywhere, or even a bed move, at that time.

Q: And my question wasn't whether you accomplished this. My question is whether you offered it.

John, you want a chance to check in? You seem to be frightened.

It's January 11th. It's the morning. You're meeting with him in your office. Did you offer it to him?

A: Not that I recall, sir.

Id. at 23-24.
Q: So, your position is that you don't know if this-if Mr. Meyer-as far as you're concerned, your position is that you don't know if Mr. Meyer came to you or didn't come to you, right?

A: Prior to any of this [a sexual assault on plaintiff] allegedly happening?

*4 Q: Right, prior to the attack on the-

A: No, sir, I do not believe that he did.

Id. at 29-30.
Q: And I just need to get this straight. It seems like you're saying you don't remember. Is that what you're saying?

A: I'm saying, sir, to the best of my knowledge, Mr. Meyer never, ever, came to me with any prior warning of anything going to take place.

Q: Okay. So, does that mean it didn't happen?

A: To the best of my knowledge, it never, ever happened. Id. at 31.

Q: Did you ever advise Mr. Meyer that he could be placed in security control and not have to submit to a ticket?

A: Not to my knowledge.

Id. at 34-35.
Plaintiff testified that, when he returned to his dorm around 6:30 or 7:00 p.m. on January 11, 2006, all four of the inmates whom he had identified to defendant that morning remained in the dorm. Plaintiff's Excerpt, p. 34. These inmates called a fifth inmate, ?Doughboy,? who sexually assaulted plaintiff. Id. at 39-41. Plaintiff testified that the incident ended when corrections officers came to the dorm. Id. at 41. Plaintiff reported the incident and was escorted to the infirmary, where he remained for three days. Id. at 42-44.

At the close of plaintiff's case in chief on August 18, 2009, defendant moved for judgment as a matter of law, which the Court denied. Doc. No. 58. On August 19, 2009, the jury returned a verdict in favor of plaintiff, awarding $10,000 in compensatory damages and $30,000 in punitive damages. Doc. Nos. 60, 61, 62. Defendant's Motion addresses that verdict.

II. STANDARD
Defendant moves for judgment as a matter of law pursuant to Fed.R.Civ.P. 50(b). That rule provides, in pertinent part, that following the denial of a motion for judgment as a matter of law under Rule 50(a), the movant may, within 28 days after the entry of judgment, file a renewed motion for judgment as a matter of law. The court may ?(1) allow judgment on the verdict, if the jury returned a verdict; (2) order a new trial; or (3) direct the entry of judgment as a matter of law.? Fed.R.Civ.P. 50(b). In considering a Rule 50 motion for judgment as a matter of law, a court should review all of the evidence in the record and draw all reasonable inferences in favor of the nonmoving party. Reeves v. Sanderson Plumbing Prods., 530 U.S. 133, 150, 120 S.Ct. 2097, 147 L.Ed.2d 105 (2000). In doing so, the court may not make credibility determinations or weigh the evidence. Id. ?A court may grant judgment as a matter of law ?only when there is a complete absence of fact to support the verdict, so that no reasonable juror could have found for the nonmoving party[.]? ? Lowery v. Jefferson County Bd. of Educ., 586 F.3d 427, 432 (6th Cir.2009) (quoting Pouillon v. City of Owosso, 206 F.3d 711, 719 (6th Cir.2000)).

Defendant moves alternatively for a new trial pursuant to Fed.R.Civ.P. 59(a)(1)(A). Rule 59(a)(1)(A) provides that a court, upon motion, may grant a new trial on all or some issues ?after a jury trial, for any reason for which a new trial has heretofore been granted in an action at law in federal court [.]? A new trial under this rule is warranted

*5 when a jury has reached a ?seriously erroneous result? as evidenced by: (1) the verdict being against the weight of the evidence; (2) the damages being excessive; or (3) the trial being unfair to the moving party in some fashion, i.e., the proceedings being influenced by prejudice or bias.

Holmes v. City of Massillon, 78 F.3d 1041, 1045-46 (6th Cir.1996).

III. DISCUSSION
In moving for judgment as a matter of law or, in the alternative, for a new trial, defendant argues that no reasonable juror could have found that (1) defendant was deliberately indifferent to plaintiff's safety; or (2) plaintiff is entitled to an award of punitive damages. The Court will address each argument in turn.

A. Deliberate Indifference
A prison official may be held liable under the Eighth and Fourteenth Amendments for acting with ?deliberate indifference? to an inmate's safety if she knows that the inmate faces a substantial risk of serious harm and yet disregards that risk by failing to take reasonable measures to abate it. Farmer v. Brennan, 511 U.S. 825, 114 S.Ct. 1970, 128 L.Ed.2d 811 (1994). See also Greene v. Bowles, 361 F.3d 290, 294 (6th Cir.2004). It is subjective recklessness, not obviousness, constructive notice or negligence, that constitutes the appropriate test for ?deliberate indifference.? Farmer, 511 U.S. at 835.

Turning to the instant case, defendant argues that plaintiff was required to establish that (1) defendant was aware of the fact that he was in substantial danger of assault by other inmates; and (2) defendant was ?indifferent? to that danger. Defendant's Motion, p. 4. Defendant contends that plaintiff ?failed to demonstrate that McNichols took no steps to protect him,? pointing to plaintiff's testimony that defendant offered him protective custody, which plaintiff refused. Id. at 2, 5. Defendant further argues that the testimony of both plaintiff and defendant established that ?no conduct report was necessary in order for an inmate to go to protective custody.? Id. Defendant contends that it is insufficient that (1) plaintiff erroneously believed that his consent to enter protective custody would entail a disciplinary matter; or that (2) defendant ultimately failed to protect plaintiff from the attack. Id. at 5-6.

Plaintiff, however, contends that he was not required to show total inaction by defendant; rather, he must show only that defendant's response to the known risk was not reasonable. Plaintiff's Memorandum in Opposition to Defendant's Motion for Judgment Notwithstanding the Verdict or, in the Alternative, a New Trial (Doc. 66), Doc. No. 68, p. 4 (?Memo. in Opp.?). Plaintiff argues that he asked to be separated from the abusive inmates and relied on defendant's promise that she would remove those inmates from their common housing unit. Id. at 6. Plaintiff contends that it was unreasonable for defendant to assure plaintiff, after he declined to check in, that she would remove the abusive inmates and then not do so. Id.

*6 The Court concludes that there is sufficient evidence in the record to support the jury's verdict of deliberate indifference on the part of defendant. As set forth in the trial testimony supra, plaintiff testified that he spoke with defendant on the morning of the attack and that she assured him that the four inmates would be removed from the dorm. The jury clearly credited this testimony; it cannot be said that there was ?a complete absence of fact to support the verdict? so that no reasonable juror could have found in favor of plaintiff on this issue. See Lowery, 586 F.3d at 432; Farmer, 511 U.S. at 835. To conclude otherwise would require this Court to disregard plaintiff's testimony and accept defendant's version of the facts-a credibility determination prohibited to this Court. Id. See also Vance v. Spencer County Pub. Sch. Dist., 231 F.3d 253, 258 (6th Cir.2000). Similarly, the Court cannot conclude that the jury's verdict was against the weight of the evidence. See Holmes, 78 F.3d at 1045-46. Accordingly, as it relates to the jury's finding of deliberate indifference, Defendant's Motion is DENIED.

B. Punitive Damages
Defendant also argues that the award of punitive damages was improper because there was no evidence of ill will, spite, or grudge between the parties. Defendant's Motion, pp. 6-7. Defendant argues that plaintiff testified that he spoke to defendant because she was someone whom he knew could be trusted and because she had a reputation for honesty and trustworthiness. Id. at 7; Defendant's Reply to Plaintiff's Memorandum in Opposition to Defendant's Motion for Judgment Not Withstanding the Verdict or, in the Alternative, a New Trial, Doc. No. 70, p. 3 ( ?Reply? ). Defendant also notes that even plaintiff admitted that defendant offered him protective custody, that the parties had no relationship prior to January 11, 2006, and that defendant testified that she did not remember plaintiff. Id. Defendant further argues that there was no evidence supporting a finding that defendant acted wantonly or oppressively:

... [S]everal jurors told the Court and counsel that they felt Defendant was simply negligent. With respective [sic] to their award of punitive damages, several jurors told the Court and counsel that they merely intended to send a message to the [non-party] Ohio Department of Rehabilitation and Correction.

Defendant's Motion, p. 7 n. 2.

In response, plaintiff contends that, while a finding of deliberate indifference does not require an award of punitive damages, the two standards are ?consistent? and much of the same evidence bears on both findings. Memo. in Opp., p. 7 (citing Hill v. Marshall, 962 F.2d 1209, 1216 (6th Cir.1992); Gibson v. Moskowitz, 523 F.3d 657, 664 (6th Cir.2008)). Plaintiff further argues that defendant's reliance on juror comments following the trial is improper because jurors may not impeach their own verdict. Id.

*7 As an initial matter, the Court agrees that defendant cannot rely on juror remarks following the trial to support her argument that the award of punitive damages was unwarranted. See, e.g., United States v. Kelley, 461 F.3d 817, 831 (6th Cir.2006) (?Under Rule 606(b), any evidence regarding a juror's thoughts about the trial, if offered to impeach the jury's verdict, is incompetent and cannot be admitted.?); United States v. Gonzales, 227 F.3d 520, 523 (6th Cir.2000) (?The Supreme Court has long adhered to the general rule that a juror is incompetent to impeach his or her verdict.?).FN4 ?Post-trial jury scrutiny is disfavored because of its potential to undermine ?full and frank discussion in the jury room, jurors' willingness to return an unpopular verdict, and the community's trust in a system that relies on the decisions of laypeople.? ? Kelley, 461 F.3d at 831 (quoting Tanner v. United States, 483 U.S. 107, 120-21, 107 S.Ct. 2739, 97 L.Ed.2d 90 (1987)). Accordingly, defendant's reliance on post-trial jury comments in order to attack the award of punitive damages in this case is improper and unpersuasive.

FN4. It is true that there are two exceptions to this rule: i.e., when extraneous prejudicial information is improperly brought to the jury's attention and when outside influence is applied to a juror. Kelley, 461 F.3d at 831. However, plaintiff has not established-or even asserted-that either of these exceptions apply in this case.


Although the United States Court of Appeals for the Sixth Circuit has not held that a finding of deliberate indifference mandates an award of punitive damages, ?it remains true that the two standards are ?consistent,? ... and that much of the evidence bearing on one question bears on the other.? Gibson, 523 F.3d at 664 (internal citations omitted). See also Hill v. Marshall, 962 F.2d 1209, 1217 (6th Cir.1992) (stating that other courts of appeals ?have held that the state of mind that meets the standard of deliberate indifference is sufficient to meet the standard for punitive damages? and finding that the conduct of defendant in that case could support a verdict for punitive damages). Therefore, once a finding of deliberate indifference has been made, it is difficult to argue that there is ?no evidence? to support an award of punitive damages. Gibson, 523 F.3d at 664 (citing Farmer, 511 U.S. at 839).

Here, no party objected to the fact that the jury was instructed on punitive damages.FN5 The Court's instruction read, in pertinent part:

FN5. Indeed, defendant did not object to any of the Court's proposed instructions during the charge conference on August 19, 2009.


If you find from a preponderance of the evidence that the plaintiff is entitled to a verdict for compensatory damages, and you further find that the acts of the defendant were maliciously, or wantonly, or oppressively done, then you may add to the award of compensatory damages such amount as you shall unanimously agree to be proper, as punitive damages.
An act is ?maliciously? done, if prompted or accompanied by ill will, or spite, or grudge, either toward the injured person individually, or toward all persons in one or more groups or categories of which the injured person is a member.

An act is ?wantonly? done, if done in reckless or callous disregard of, or indifference to, the rights of one or more persons, including the injured person.

An act is ?oppressively? done, if done in a way or manner that injures, or damages, or otherwise violates the rights of another person with unnecessary harshness or severity, as by misuse or abuse of authority or power, or by taking advantage of some weakness, or disability, or misfortune of another person.

*8 Defendant focuses only on the first portion of this instruction, i.e., malicious acts, in arguing that an award of punitive damages was not supported by the evidence. She specifically contends that the evidence establishes that she did not act with ill will, spite or grudge. Defendant's Motion, p. 6-7. However, and even assuming without deciding that defendant is correct that there is no evidence that she acted maliciously, defendant fails to fully address the other two portions of this instruction, i.e., wanton acts and oppressive acts. Instead, defendant simply asserts in conclusory fashion that there is no evidence that she acted wantonly or oppressively. Id. at 7; Reply, p. 3. However, as discussed supra, deliberate indifference involves reckless disregard, Farmer, 511 U.S. at 835, a concept that also describes wantoness sufficient to justify an award of punitive damages. It appears that the jury credited plaintiff's testimony that defendant assured him that the four inmates would be removed from the unit by the time plaintiff returned from his work assignment. It is undisputed that, when plaintiff returned to his dorm, the four inmates were still there and were in a position to attack plaintiff. Simply put, this case presents evidence that defendant acted wantonly, or in reckless disregard of, or indifference to, plaintiff's rights under the Eighth and Fourteenth Amendments. It follows that this case presents evidence that supports the jury's award of punitive damages.FN6

FN6. Defendant attempts to distinguish Hill by arguing that the defendant in Hill took no action, whereas she offered plaintiff protective custody. Reply, p. 3. For the reasons discussed supra, namely that a jury could find, and apparently did find, that defendant failed to fulfill her promise to remove the four inmates, defendant's argument is unpersuasive.


Defendant's reliance on State Farm Mut. Auto. Ins. Co. v. Campbell, 538 U.S. 408, 419, 123 S.Ct. 1513, 155 L.Ed.2d 585 (2003), does not militate a different result. Specifically, defendant argues that an award of punitive damages must be coextensive with reprehensible conduct. Defendant's Motion, p. 6. However, the Campbell analysis goes to a different inquiry. As is evident from defendant's own citations to the case, Campbell addresses the ?reasonableness of a punitive damages award[,]? i.e., the amount of the award, not whether an award in any amount was supported by the evidence. Campbell, 538 U.S. at 419 (emphasis added) (considering whether an award of $ 145 million in punitive damages, where full compensatory damages amounted to only $ 1 million, is excessive and in violation of the Due Process Clause of the Fourteenth Amendment to the Constitution of the United States). In Gibson, 523 F.3d at 664, the Sixth Circuit teaches that a court must first consider whether the evidence supports any punitive damages award and, if it does, only then should the court determine whether or not the award was excessive, considering, inter alia, the reprehensibility of the defendant's conduct. Id. Here, defendant challenges only the fact of the punitive damages award and does not argue that the award was excessive. Defendant's Motion, p. 6 (?The award of punitive damages in this case was not supported by the evidence introduced at trial[.]? ). Accordingly, Campbell and the reprehensibility of defendant's conduct is inapposite to defendant's argument.

*9 WHEREUPON, Defendant's Motion for Judgment Not Withstanding the Verdict or, in the Alternative, a New Trial, Doc. No. 66, is DENIED.

Meyer v. McNicholas,

United States District Court,
S.D. Ohio,
Eastern Division.
John MEYER, Plaintiff,
v.
Barbara McNICHOLAS, et al., Defendants.

Civil Action No. 2:07-CV-1253.
May 14, 2009.

Alphonse Adam Gerhardstein, Jennifer Lynn Branch, Gerhardstein & Branch Co. LPA, Cincinnati, OH, for Plaintiff.

Lisa M. Eschbacher, Melissa A. Montgomery, Ohio Attorney General's Office, Columbus, OH, for Defendants.

OPINION AND ORDER
NORAH McCANN KING, United States Magistrate Judge.

*1 Plaintiff, formerly incarcerated in the Southeastern Correctional Institution [?SCI?], alleges that defendant Barbara L. McNichols FN1, formerly a Corrections Sergeant at SCI FN2, acted with deliberate indifference to his safety in connection with an attack by other inmates in January 2006. With the consent of the parties, see 28 U.S.C. § 636(c), this matter is now before the Court on defendant's motion for summary judgment, Doc. No. 22. The Court concludes that there exist genuine issues of material fact, see F.R. Civ. P. 56(c), and that the motion for summary judgment is without merit.

FN1. The caption and pleadings apparently mis-spell defendant's name. See Deposition of Barbara L. McNichols, p. 4, Doc. No. 27.


FN2. Defendant has, since the events referred to in the Complaint, retired. Id., p. 10.


FACTS
While at SCI, plaintiff worked as a cook from 2:00 p.m. to 9:00 p.m. Deposition of John Meyer, p. 21, Doc. No. 21 [hereinafter ?Meyer Depo.? ]. Certain other inmates in his dorm pressured plaintiff to steal food for them. Id., p. 23. Eventually, those inmates ?roughed [him] up a little,? and made threats against him. Id., p. 23. On the following day, plaintiff approached defendant, who was described as someone whom plaintiff could trust. Id. Plaintiff walked into defendant's office and ?told her what was going to happen.? Id., p. 35.

A. I told her I've seen several people kicking, breaking into people's lockers. She told me describe who, their names. I didn't know their names but I knew where they slept. She pulled out a bed roster and I pointed them out to her.

Q. Pointed out where their beds were?

A. Correct.

Q. Ok. And then what?

A. She wrote down on her calendar that she keeps on her desk. She was going to take care of it by the time-she asked me what time I went to work, and I told her what time, and she said she would take care of it and they would be in the hole before I got back from work.

Id., pp. 35-36.

Q. And did you tell Sergeant McNicholas [sic] anything else?

A. I told her what was said to me.

Q. And was it the same inmates that were breaking into boxes that were threatening you?

A. Yes.

Q. And did you tell the sergeant that they were the same people?

A. Yes.

Q. And what did she tell you about-what did she say to you when you told her that they were threatening you?

A. She wouldn't tolerate that. That's why she told me they would be in the hole.

Q. And how many inmates did you point out on the roster?

A. Five.

Q. So she told you that they would be in the hole by the time you got off work that night?

A. Correct.

Q. And what else did she tell you?

A. That was it.

Id., pp. 36-37.

Defendant testified on deposition that she did not recall such a conversation with plaintiff. Deposition of Barbara McNichols, pp. 88-89, 92, Doc. No. 27 [hereinafter ?McNichols Depo.? ]. Had such a complaint been made, however, she would have prepared an incident report, placed the accused perpetrators in segregation pending an investigation and advised the corrections officer assigned to plaintiff's unit. Id., pp. 90, 92. If the ensuing investigation revealed a rules violation, she would have issued a conduct report. Id., p. 92.FN3 Had plaintiff told her that he had been kicked and punched the prior day, moreover, defendant ?would have escorted him over to medical.... I would have had him checked out from top to bottom, I would have him write statements because he would have had to gave [sic] me some [information] as to who did this to you....? Id., p. 93.

FN3. An inmate placed in security control for purposes of investigation would not be issued a conduct report during the period of investigation. Id., p. 70.


*2 According to defendant, an inmate who makes a serious complaint of danger or asks for protection from other inmates would also be asked if he wanted ?to go to PC, protective custody.? Id., p. 59. She explained, however, that SCI did not actually offer a protective custody unit. ?... I would put him in, down in the security control unit because he would be checking in.? Id., p. 61.

A. In other words he'd be refusing to lock. That's what they do, they refuse to lock if they think something's going to happen to them. They come up to you and say I refuse to lock, I refuse to live here.

* * *
Q. What you call PC is really going to be disciplinary control?
A. First, you have to tell me I'm refusing to lock in this dorm.

Q. But that's the option?

A. That's disciplinary.

Q. So if you said to the inmate ok, if this is serious, if you're really worried about your safety, I can send you to disciplinary control.

A. No. I would say, you're going to have to refuse to live here. Then, yes, I can do the disciplinary.

Q. So he'd have to get a ticket?

A. If he's refusing to lock, he's going to get a ticket for refusing to lock.

Id., 61-62. If an inmate reported a threat of a sexual nature, defendant ?would discuss it with him as to who and why, and then I would suggest, well, would you rather move to another wing or would you rather move out of this building, then I would have to take steps to do that.? Id., p. 65. See also id., p. 67. She could also suggest that the inmate move to another bunk in the same living unit. Id., p. 66. Any report of a serious problem, however, would result in her preparation of an incident report and the opening of an investigation. Id., p. 68. See also id., p. 69.
If an inmate came to me, ma?am, and even to an officer and said, I'm being threatened and later on today or tonight, whatever, they're planning on beating me up, then you do your paperwork and you get one of them out of your dorm.

Id., p. 79. Defendant testified that she regarded as serious a report that an inmate had been kicked and punched. Id., p. 75. She also characterized a request that another inmate steal food as ?extortion?-also a serious charge. Id., p. 76. She would not speak to the accused perpetrator first but would instead ?do an incident report, take it to the captain's office and say hey, this has been reported to me, I think this guy should go down under investigation, at least for tonight....? Id., p. 80.
Plaintiff initially testified on deposition that defendant did not ask him if he wanted protective custody. Meyer Depo., p. 37. However, he went on to testify:

Q. Do you remember her asking if you wanted to check in [to PC] and what did you say?

A. I told her no.

Q. And why didn't you want to check in?

A. Because that goes on your conduct report as disobeying an officer.

Id., pp. 37-38. Plaintiff explained that a conduct report would have been held against him in his custody battle for his son. Id., p. 38. ?The judge said if I get a conduct report or in any trouble while I'm incarcerated, I won't have no chance of my son. If I did check into PC, it wouldn't say that on my conduct report. It would have said disobeying a direct order.? Id.

*3 Instead, plaintiff proceeded to report to his job in the kitchen. Id., pp. 39-40. He believed that the inmates who had threatened him ?were going to be in the hole before I got back.? Id., p. 39. When he returned to his living area at 9:00 p.m. for count, however, ?[t]hey're still there.? Id., p. 40.

During count, inmates are required to remain at their bunk. Plaintiff, assigned to the top bunk, was lying on his. Id., p. 42. Corrections officers in another wing performing the count could not see that area. Id., pp. 41-42. Five inmates approached plaintiff's bunk, held him down and punched him. An inmate named ?Doughboy,? id., p. 43, sexually assaulted plaintiff. Id., pp. 46-47. The incident ended when a corrections officer came to that wing to begin the count. Id., p. 47.

The incident was reported and plaintiff was escorted by a corrections officer to the infirmary. Id., p. 51.

STANDARD
The standard for summary judgment is well established. This standard is found in Rule 56 of the Federal Rules of Civil Procedure, which provides in pertinent part:

The judgment sought should be rendered forthwith if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.

Fed.R.Civ.P. 56(c). Pursuant to Rule 56(c), summary judgment is appropriate if ?there is no genuine issue as to any material fact ....? Id. In making this determination, the evidence must be viewed in the light most favorable to the non-moving party. Adickes v. S.H. Kress & Co., 398 U.S. 144, 90 S.Ct. 1598, 26 L.Ed.2d 142 (1970). Summary judgment will not lie if the dispute about a material fact is genuine, ?that is, if the evidence is such that a reasonable jury could return a verdict for the non-moving party.? Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). However, summary judgment is appropriate if the opposing party fails to make a showing sufficient to establish the existence of an element essential to that party's case and on which that party will bear the burden of proof at trial. Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). The mere existence of a scintilla of evidence in support of the opposing party's position will be insufficient; there must be evidence on which the jury could reasonably find for the opposing party. Anderson, 477 U.S. at 251.

The party moving for summary judgment always bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of the record which demonstrate the absence of a genuine issue of material fact. Catrett, 477 U.S. at 323. Once the moving party has met its initial burden, the burden then shifts to the nonmoving party who ?must set forth specific facts showing that there is a genuine issue for trial.? Anderson, 477 U.S. at 250 (quoting Fed.R.Civ.P. 56(e)); Talley v. Bravo Pitino Restaurant, Ltd., 61 F.3d 1241, 1245 (6th Cir.1995) (?nonmoving party must present evidence that creates a genuine issue of material fact making it necessary to resolve the difference at trial?). ?Once the burden of production has so shifted, the party opposing summary judgment cannot rest on the pleadings or merely reassert the previous allegations. It is not sufficient to ?simply show that there is some metaphysical doubt as to the material facts.? ? Glover v. Speedway Super Am. LLC, 284 F.Supp.2d 858, 862 (S.D.Ohio 2003) (citing Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). Instead, the non-moving party ?must-by affidavits or as otherwise provided in this rule-set out specific facts showing a genuine issue for trial.? Fed.R.Civ.P. 56(e)(2).

*4 In ruling on a motion for summary judgment ?[a] district court is not ... obligated to wade through and search the entire record for some specific facts that might support the nonmoving party's claim.? Glover, 284 F.Supp.2d at 862 (citing InteRoyal Corp. v. Sponseller, 889 F.2d 108, 111 (6th Cir.1989)). Instead, a ?court is entitled to rely, in determining whether a genuine issue of material fact exists on a particular issue, only upon those portions of the verified pleadings, depositions, answers to interrogatories and admissions on file, together with any affidavits submitted, specifically called to its attention by the parties.? Id.

DISCUSSION
A prison official may be held liable under the Eighth and Fourteenth Amendments for acting with ?deliberate indifference? to an inmate's safety if she knows that the inmate faces a substantial risk of serious harm and yet disregards that risk by failing to take reasonable measures to abate it. Farmer v. Brennan, 511 U.S. 825, 114 S.Ct. 1970, 128 L.Ed.2d 811 (1994). See also Greene v. Bowles, 361 F.3d 290, 294 (6th Cir.2004). It is subjective recklessness, not obviousness, constructive notice or negligence, that constitutes the appropriate test for ?deliberate indifference.? Farmer v. Brennan, 511 U.S. at 835.

Defendant contends that she was not deliberately indifferent to a serious risk of harm to plaintiff and that, in any event, she is entitled to the protection afforded by the doctrine of qualified immunity.

Defendant specifically contends, first, that she was not deliberately indifferent to a substantial danger to Meyer because plaintiff failed to clearly communicate the risk of that danger to defendant. This Court disagrees. A fair reading of plaintiff's deposition testimony sufficiently establishes, for purposes of these summary judgment proceedings, that plaintiff advised defendant that certain other inmates-identified by the bunks in which they slept-had threatened plaintiff. See Meyer Depo., pp. 35-36. The fact that defendant does not recall such a conversation, see McNichols Depo., pp. 88-89, 92, does not resolve the issue in defendant's favor, nor does the fact that the record currently offers no corroboration of plaintiff's testimony. As to this issue, i.e., whether defendant was aware of a substantial risk of serious harm to plaintiff, the Court concludes that the record reflects a genuine issue of material fact.

Defendant also contends that she was not deliberately indifferent to the risk of harm to plaintiff because she took reasonable measures to protect plaintiff, as established by plaintiff's own testimony that defendant offered to place plaintiff in protective custody, an offer that plaintiff refused. This Court again disagrees and concludes that whether defendant acted reasonably in response to any subjective knowledge of danger to plaintiff is an issue to be left for determination by a jury.

As defendant's own testimony makes clear, she did not-and indeed could not-actually offer protective custody to plaintiff for the simple reason that SCI does not offer protective custody. The Court cannot conclude that resort to a fabricated disciplinary procedure in lieu of protective custody is, as a matter of law, a reasonable response to a risk of serious harm to an inmate. Particularly is this true where, as here, defendant had other options, including the removal of the accused perpetrators from the living unit, available to her. Indeed, plaintiff testified that it was this course of action that defendant assured him she would take. Meyer Depo., p. 37. Because there remain genuine issues of material fact on this issue as well, the Court concludes that the grant of summary judgment is inappropriate.

*5 Finally, defendant claims the protections of the doctrine of qualified immunity. ?The affirmative defense of qualified or good faith immunity shields ?government officials performing discretionary functions ... from liability for civil damages insofar as their conduct does not violate clearly established or constitutional rights of which a reasonable person would have known.? ? Pearson v. Callahan, --- U.S. ----, 129 S.Ct. 808, 815, 172 L.Ed.2d 565 (2009) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982)). The burden of establishing that the constitutional right at issue was clearly established ? ?rests squarely with the plaintiff.? ? Perez v. Oakland County, 466 F.3d 416, 427 (6th Cir.2006) (quoting Key v. Grayson, 179 F.3d 996, 1000 (6th Cir.1999)). In this regard, the plaintiff must establish that the right was clearly established ?in light of the specific context of the case, not as a broad general proposition.? Id. (quoting Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001)).

In this case, the facts alleged by the plaintiff, if proven, could constitute a violation of a constitutional right that was well established at the time the events at issue in this case are alleged to have taken place.

The Eighth Amendment, which prohibits infliction of ?cruel and unusual punishment? encompasses the proscription of ?deliberate indifference? to the serious needs of prisoners.... On several occasions we have held that ?deliberate indifference? of constitutional magnitude may occur when prison guards fail to protect one inmate from an attack by another.

Doe v. Bowles, 254 F.3d 617, 620-21 (6th Cir.2001) (quoting Walker v. Norris, 917 F.2d 1449, 1453 (6th Cir.1990). Because there exist genuine issues of material fact as to defendant's subjective knowledge of the risk of harm to plaintiff and to the response to that risk, if any, by defendant, the Court cannot conclude that defendant is entitled to summary judgment on the basis of qualified immunity.

Accordingly, defendant's motion for summary judgment, Doc. No. 22, is DENIED.