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U.S. Supreme Court to Review Cases

Washington Disc. Case

On April 29, 1996, the US Supreme Court announced it would hear an appeal by Washington state prison officials involving a prisoner's challenge to the loss of good time during a prison disciplinary hearing. Jerry Balisok filed suit under 42 U.S.C. § 1983 challenging the loss of good time during a disciplinary hearing at the Washington State Penitentiary. District court judge Quakenbush stayed the lawsuit holding that Balisok could not challenge the hearing result under Heck v. Humphrey, 114 S.Ct. 2364 (1994) [PLN, September, 1994] because the hearing result had not been invalidated. The ninth circuit, in a one paragraph unpublished opinion, reversed and remanded holding that Heck does not control because Balisok was not challenging the lawfulness of his conviction. This defense by prison officials was explicitly rejected in Gotcher v. Wood, 66 F.3d 1097 (9th Cir. 1995). [PLN, February, 1996.]

The supreme court granted certiorari to resolve the question: "'Does Heck v. Humphrey bar Section 1983 action brought by prisoner challenging prison disciplinary procedures under Due Process Clause that would necessarily imply invalidity of prisoner's loss of good time?" The case will be heard during the supreme court's next term which begins in October, 1996. See: Edwards v. Balisok, Case No. 95-1352.

The supreme court granting certiorari in this case is unusual because the majority ruling in Heck specifically said it did not apply to prison disciplinary hearings where the issue being challenged was the means by which the good time was lost (i.e. the procedure employed) and not the loss of good time itself. If the supreme court reverses its plain language in Heck it will mean that prisoners will no longer be able to seek relief in federal court under § 1983 for the loss of good time until or unless the disciplinary hearing had been invalidated somehow. In its last term the court decided Sandin v. Connor which held that due process protection only applied to the loss of good time [see August, 1995 PLN].

Florida Good Time



On May 13, 1996, the United States supreme court announced it would hear an appeal by a Florida state prisoner challenging the cancellation of previously granted earned time credits. The court granted certiorari to answer only one issue: "Does the Ex Post Facto clause forbid a state to cancel a prisoner's previously granted early release credits and non-discretionary release date through the retroactive application of offense based exclusions for eligibility?" See: Lynce v. Mathis, Docket No. 95-7452.

The case being appealed is an unpublished ruling from the eleventh circuit that states, in its entirety: "Court denies, without comment, application for certificate of probable cause to review district court's denial of petition for habeas corpus filed by state prisoner who alleges that Ex Post Facto Clause of U.S. Constitution was violated by Florida's retroactive application of 1992 amendment of provisional release credit statute to prisoner who, having been released early pursuant to pre-amended statute, was recommitted to prison pursuant to provision of 1992 amendment that forbids award of provisional release credits to prisoners convicted of attempted murder."

It is interesting to note that two of the prison cases granted certiorari for the 1996-97 session of the supreme court are unpublished appeals court rulings. In both cases there were other, published, cases that extensively discussed the same issue. PLN will report the ruling once it is issued sometime later in the year.

Oklahoma Pre Release



In the April, 1996, issue of PLN we reported Harper v. Young, 64 F.3d 563 (10th Cir. 1995) where the appeals court held that a pre-parole conditional supervision program that releases qualified parole eligible prisoners to work and reside outside prison is similar enough to parole to create a due process liberty interest which required a hearing before a prisoner could be removed from it. On May 28, 1996, the supreme court announced it had granted review. The question to be decided by the court: "Is pre-parole conditional supervision program, enacted pursuant to Okla.Stat. title 57, Section 365 (Supp. 1990), more similar to parole or to minimum security imprisonment, and is continued participation in such program protected by the Fourteenth Amendment's Due Process Clause?"

Oral argument in the case will be heard sometime after the court reconvenes for its October, 1996-97 term. PLN will report the result once it is issued.

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Related legal cases

Young v. Harper

LEROY L. YOUNG, ET AL. v. ERNEST EUGENE HARPER

95-1598

SUPREME COURT OF THE UNITED STATES

517 U.S. 1219; 116 S. Ct. 1846; 134 L. Ed. 2d 948; 1996 U.S. LEXIS 3406; 64 U.S.L.W. 3793; 96 Cal. Daily Op. Service 3747; 96 Daily Journal DAR 6050


May 28, 1996, Decided

PRIOR HISTORY: [*1] Petition for writ of certiorari to the United States Court of Appeals for the Tenth Circuit, Reported at: 1995 U.S. App. LEXIS 24429.

JUDGES: Rehnquist, Stevens, O'Connor, Scalia, Kennedy, Souter, Thomas, Ginsburg, Breyer.

OPINION


The motion of respondent for leave to proceed in forma pauperis is granted. The petition for a writ of certiorari is granted.

Lynce v. Mathis

KENNETH LYNCE v. HAMILTON MATHIS, SUPERINTENDENT, TOMOKA CORRECTIONAL INSTITUTION, ET AL.



95-7452



SUPREME COURT OF THE UNITED STATES



517 U.S. 1186; 116 S. Ct. 1671; 134 L. Ed. 2d 775; 1996 U.S. ; 64 U.S.L.W. 3762; 96 Cal. Daily Op. Service 3359



May 13, 1996, Decided



PRIOR HISTORY: [*1]

Petition for writ of certiorari to the United States Court of Appeals for the Eleventh Circuit.



JUDGES: Rehnquist, Stevens, O'Connor, Scalia, Kennedy, Souter, Thomas, Ginsburg, Breyer.



OPINION:

The motion of petitioner for leave to proceed in forma pauperis is granted. The petition for a writ of certiorari is granted limited to Question 1 presented by the petition.

Edwards v. Balisok

520 U.S. 641, 117 S.Ct. 1584, 137 L.Ed.2d 906, 65 USLW 4359, 97 Cal. Daily Op. Serv. 3732, 97 Daily Journal D.A.R. 6289, 97 CJ C.A.R. 724, 10 Fla. L. Weekly Fed. S 457

Supreme Court of the United States

Gary EDWARDS and Tana Wood, Petitioners,
v.
Jerry B. BALISOK.

No. 95-1352.

Argued Nov. 13, 1996.
Decided May 19, 1997.

State prisoner brought claim under 42 U.S.C.A. § 1983, alleging due process violations for procedures used in disciplinary hearing that resulted in deprivation of good-time credits. The United States District Court for the Eastern District of Washington, Justin L. Quackenbush, J., held judgment in prisoner's favor would imply invalidity of disciplinary hearing and sanctions and was not cognizable under § 1983, stayed action pending resolution of state-court action for restoration of good-time credits, and authorized immediate appeal. The Court of Appeals for the Ninth Circuit, 70 F.3d 1277, reversed, finding claim that challenged only the hearing procedures was always cognizable under § 1983. Certiorari was granted and the Supreme Court, Justice Scalia, held that: (1) claim challenging only the procedures used in disciplinary hearing is not always cognizable under § 1983; (2) prisoner's claim necessarily implied invalidity of good-time credits where it alleged deceit and bias on part of hearing officer; (3) claim was not cognizable under § 1983; and (4) staying action was error as there was no exhaustion requirement.

Court of Appeals reversed and remanded.

Justice Ginsburg concurred and filed an opinion in which Justices Souter and Breyer joined.

**1585 Syllabus [FN*]

FN* The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U.S. 321, 337, 26 S.Ct. 282, 287, 50 L.Ed. 499.
Respondent, an inmate of a Washington state prison, was found guilty of prison rule infractions and sentenced to, inter alia, the loss of 30 days' good-time credit he had previously earned toward his release. Alleging that the procedures used in his disciplinary proceeding violated his Fourteenth Amendment due process rights, he filed this suit under 42 U.S.C. § 1983 for a declaration that those procedures were unconstitutional, compensatory and punitive damages for their use, and an injunction to prevent future violations. Although he expressly reserved the right to seek restoration of the lost good-time credits in an appropriate forum, he refrained from requesting that relief in light of Preiser v. Rodriguez, 411 U.S. 475, 500, 93 S.Ct. 1827, 1841-1842, 36 L.Ed.2d 439, under which the sole remedy in federal court for a prisoner seeking such restoration is habeas corpus. The District Court applied Heck v. Humphrey, 512 U.S. 477, 487, 114 S.Ct. 2364, 2372-2373, 129 L.Ed.2d 383, which held that a state prisoner's claim for damages is not cognizable under § 1983 if a judgment for him would "necessarily imply" the invalidity of his conviction or sentence, unless he can demonstrate that the conviction or sentence has previously been invalidated. Although holding that a judgment for respondent would necessarily imply the invalidity of his disciplinary hearing and the resulting sanctions, the court did not dismiss the suit, but stayed it pending filing and resolution of a state-court action for restoration of the good-time credits. The Ninth Circuit reversed, holding that a claim challenging only the procedures used in a disciplinary hearing is always cognizable under § 1983.

Held:

1. Respondent's claim for declaratory relief and money damages is not cognizable under § 1983. The principle relied on by the Ninth Circuit-- that a claim seeking damages only for using the wrong procedures, not for reaching the wrong result, is always cognizable under § 1983--is incorrect, since it disregards the possibility, clearly envisioned by Heck, supra, at 482-483, 486-487, and n. 6, 114 S.Ct., at 2369-2371, 2372-2373, and n. 6 that the nature of the challenge to the procedures could be such as necessarily to imply the invalidity of the judgment. If established, respondent's allegations of deceit and bias by the hearing officer at his disciplinary proceeding would necessarily imply the invalidity of the deprivation of his good-time credits. Cf., e.g., Tumey v. Ohio, 273 U.S. 510, 535, 47 S.Ct. 437, 445, 71 L.Ed. 749. His contrary contention, which is based on Washington's "some or any evidence" standard, is rejected. Pp. 1587-1589.

2. Although a prayer for prospective injunctive relief ordinarily will not "necessarily imply" the invalidity of a previous loss of good-time credits, and so may properly be brought under § 1983, respondent's claim for such relief must be remanded because it was not considered by either lower court, and its validity was neither briefed nor argued here. P. 1589.

3. The District Court erred in staying this § 1983 action. That court was mistaken in its view that once respondent had exhausted his state remedies, the action could proceed. Section 1983 contains no judicially imposed exhaustion requirement, Heck, supra, at 481, 483, 114 S.Ct., at 2369, 2370-2371; absent some other bar to the suit, a claim either is cognizable under § 1983 and should immediately go forward, or is not cognizable and should be dismissed. P. 1589.

70 F.3d 1277 (C.A.9 1995), reversed and remanded.

SCALIA, J., delivered the opinion for a unanimous Court. GINSBURG, J., filed a concurring opinion, in which SOUTER and BREYER, JJ., joined, post, p. 1589.

**1586 Kathleen D. Mix, Olympia, WA, for petitioners.

Thomas H. Speedy Rice, San Diego, CA, for respondent.

*643 Justice SCALIA delivered the opinion of the Court.

In Heck v. Humphrey, 512 U.S. 477, 487, 114 S.Ct. 2364, 2372-2373, 129 L.Ed.2d 383 (1994), this Court held that a state prisoner's claim for damages is not cognizable under 42 U.S.C. § 1983 if "a judgment in favor of the plaintiff would necessarily imply the invalidity of his conviction or sentence," unless the prisoner can demonstrate that the conviction or sentence has previously been invalidated. This case presents the question whether a claim for damages and declaratory relief brought by a state prisoner challenging the validity of the procedures used to deprive him of good-time credits is cognizable under § 1983.

Respondent Jerry Balisok is an inmate at the Washington State Penitentiary in Walla Walla. On August 16, 1993, he was charged with, and at a hearing on September 2 was found guilty of, four prison infractions. He was sentenced to 10 days in isolation, 20 days in segregation, and deprivation of 30 days' good-time credit he had previously earned toward his release. His appeal within the prison's appeal system was rejected for failure to comply with the applicable procedural requirements.

On January 26, 1994, respondent filed the present § 1983 action alleging that the procedures used in his disciplinary proceeding violated his Fourteenth Amendment due process rights. His amended complaint requested a declaration that the procedures employed by state officials violated due process, compensatory and punitive damages for use of the unconstitutional procedures, an injunction to prevent future violations, and any other relief the court deems just and equitable. Taking account of our opinion in Preiser v. Rodriguez, 411 U.S. 475, 500, 93 S.Ct. 1827, 1841, 36 L.Ed.2d 439 (1973), which held that the sole remedy in federal court for a prisoner seeking restoration *644 of good-time credits is a writ of habeas corpus, Balisok's amended complaint did not request restoration **1587 of the lost credits. (As the District Court noted, however, he expressly reserved the right to seek that relief in an appropriate forum. App. to Pet. for Cert. F-4.)

The District Court, applying our opinion in Heck, held that a judgment in Balisok's favor "would necessarily imply the invalidity of the disciplinary hearing and the resulting sanctions." App. to Pet. for Cert. F-14. Rather than grant petitioners' motion to dismiss, however, the District Court stayed this action pending filing and resolution of a state-court action for restoration of the good-time credits. It authorized an immediate appeal of its ruling pursuant to 28 U.S.C. § 1292(b), and the Court of Appeals for the Ninth Circuit reversed, holding that a claim challenging only the procedures employed in a disciplinary hearing is always cognizable under § 1983. App. to Pet. for Cert. A-2, judgt. order reported at 70 F.3d 1277 (1995). We granted certiorari. 517 U.S. 1166, 116 S.Ct. 1564, 134 L.Ed.2d 664 (1996).

The violations of due process alleged by respondent are similar to those alleged by the plaintiff in Heck. There, the allegations were that the state officials had conducted an arbitrary investigation, had knowingly destroyed exculpatory evidence, and had caused an illegal voice identification procedure to be used at the plaintiff's criminal trial. 512 U.S., at 479, 114 S.Ct., at 2368. Here, respondent principally alleged that petitioner Edwards, who was the hearing officer at his disciplinary proceeding, concealed exculpatory witness statements and refused to ask specified questions of requested witnesses, App. to Pet. for Cert. I-3 to I-7, which prevented respondent from introducing extant exculpatory material and "intentionally denied" him the right to present evidence in his defense, Brief for Respondent 3. (Respondent also alleged that Edwards failed to provide a statement of the facts supporting the guilty finding against him, App. to Pet. for Cert. I-6 *645 to I-7, and that petitioner Wood erroneously rejected his appeal as exceeding the page limitation, id., at I-7 to I-8.)

There is, however, this critical difference from Heck: Respondent, in his amended complaint, limited his request to damages for depriving him of good-time credits without due process, not for depriving him of good-time credits undeservedly as a substantive matter. [FN*] That is to say, his claim posited that the procedures were wrong, but not necessarily that the result was. The distinction between these two sorts of claims is clearly established in our case law, as is the plaintiff's entitlement to recover at least nominal damages under § 1983 if he proves the former one without also proving the latter one. See Carey v. Piphus, 435 U.S. 247, 266-267, 98 S.Ct. 1042, 1053-1054, 55 L.Ed.2d 252 (1978). The Court of Appeals was of the view that this difference from Heck was dispositive, following Circuit precedent to the effect that a claim challenging only the procedures employed in a disciplinary hearing is always cognizable under § 1983. See App. to Pet. for Cert. A-2, citing Gotcher v. Wood, 66 F.3d 1097, 1099 (C.A.9 1995), cert. pending, No. 95-1385.

FN* The amended complaint could be considered ambiguous on the point, but this was the Court of Appeals' interpretation, which has been accepted by petitioners. Brief for Petitioners 5.

That principle is incorrect, since it disregards the possibility, clearly envisioned by Heck, that the nature of the challenge to the procedures could be such as necessarily to imply the invalidity of the judgment. This possibility is alluded to in the very passage from Heck relied upon by the Court of Appeals, a passage that distinguished the earlier case of Wolff v. McDonnell, 418 U.S. 539, 94 S.Ct. 2963, 41 L.Ed.2d 935 (1974), as follows:
"In light of the earlier language characterizing the claim as one of 'damages for the deprivation of civil rights,' rather than damages for the deprivation of good-time credits, we think this passage recognized a § 1983 claim for using the wrong procedures, not for reaching the *646 wrong result (i.e., denying good-time credits). Nor is there any indication in the opinion, or any reason to believe, that using the wrong procedures necessarily vitiated the denial of good-time credits. Thus, the claim at issue in Wolff did not call into question the lawfulness of the plaintiff's **1588 continuing confinement." Heck, 512 U.S., at 482-483, 114 S.Ct., at 2370 (emphasis added and deleted).
The same point was apparent in Heck 's summary of its holding:
"We hold that, in order to recover damages for allegedly unconstitutional conviction or imprisonment, or for other harm caused by actions whose unlawfulness would render a conviction or sentence invalid,6 a § 1983 plaintiff must prove that the conviction or sentence has been [overturned]." Id., at 486-487, 114 S.Ct., at 2372 (emphasis added).
The footnote appended to the above-italicized clause gave a concrete example of "a § 1983 action that does not seek damages directly attributable to conviction or confinement but whose successful prosecution would necessarily imply that the plaintiff's criminal conviction was wrongful." Id., at 486, n. 6, 114 S.Ct., at 2372 n. 6. The Court of Appeals was thus incorrect in asserting that a claim seeking damages only "for using the wrong procedure, not for reaching the wrong result," Gotcher, supra, at 1099, would never be subject to the limitation announced in Heck.

The principal procedural defect complained of by respondent would, if established, necessarily imply the invalidity of the deprivation of his good-time credits. His claim is, first of all, that he was completely denied the opportunity to put on a defense through specifically identified witnesses who possessed exculpatory evidence. It appears that all witness testimony in his defense was excluded. See App. to Pet. for Cert. F-2 (District Court opinion) ("At the infraction hearing ..., [respondent] asked that the witness statements be read into the record. According to [respondent], Edwards replied *647 that no witness statements had been submitted on his behalf"). This is an obvious procedural defect, and state and federal courts have reinstated good-time credits (absent a new hearing) when it is established. See, e.g., Kingsley v. Bureau of Prisons, 937 F.2d 26, 27, 31 (C.A.2 1991); Dumas v. State, 654 So.2d 48, 49 (Ala.Crim.App.1994); Mahers v. State, 437 N.W.2d 565, 568-569 (Iowa 1989); In re Contras, 199 A.D.2d 601, 602, 604 N.Y.S.2d 651, 652 (1993). Cf. In re Reismiller, 101 Wash.2d 291, 293-297, 678 P.2d 323, 325, 326 (1984); In re Burton, 80 Wash.App. 573, 585, 910 P.2d 1295, 1304 (1996). Respondent's claim, however, goes even further, asserting that the cause of the exclusion of the exculpatory evidence was the deceit and bias of the hearing officer himself. He contends that the hearing officer lied about the nonexistence of witness statements, see App. to Pet. for Cert. I-4, I-6, I-7; Brief for Respondent 2-3; App. 4, and thus "intentionally denied" him the right to present the extant exculpatory evidence, Brief for Respondent 3. A criminal defendant tried by a partial judge is entitled to have his conviction set aside, no matter how strong the evidence against him. Tumey v. Ohio, 273 U.S. 510, 535, 47 S.Ct. 437, 445, 71 L.Ed. 749 (1927); Arizona v. Fulminante, 499 U.S. 279, 308, 111 S.Ct. 1246, 1264, 113 L.Ed.2d 302 (1991). The due process requirements for a prison disciplinary hearing are in many respects less demanding than those for criminal prosecution, but they are not so lax as to let stand the decision of a biased hearing officer who dishonestly suppresses evidence of innocence. Cf. Wolff, supra, at 570-571, 94 S.Ct., at 2981-2982.

Respondent contends that a judgment in his favor would not imply the invalidity of the loss of his good-time credits because Washington courts follow a "some or any evidence" standard, under which, "if there is any evidence in the record to support the prison hearing determination, then the court will not undertake an entire review of the record and will uphold prison hearing results." Brief for Respondent 7, citing Superintendent, Mass. Correctional Institution at Walpole v. Hill, 472 U.S. 445, 105 S.Ct. 2768, 86 L.Ed.2d 356 (1985); Brief for Respondent 21 *648 citing Washington state cases). Here, respondent points out, the record contains ample evidence to support the judgment under this standard. That may be true, but when the basis for attacking the judgment is not insufficiency of the evidence, it is irrelevant. As the Washington Supreme Court has explained: "The evidentiary requirements of due process are satisfied if there is 'some evidence' in the record to support a prison disciplinary decision revoking good time **1589 credits." In re Johnston, 109 Wash.2d 493, 497, 745 P.2d 864, 867 (1987) (emphasis added). Similarly, our discussion in Hill in no way abrogated the due process requirements enunciated in Wolff, but simply held that in addition to those requirements, revocation of good-time credits does not comport with " 'the minimum requirements of procedural due process,' " unless the findings are "supported by some evidence in the record." 472 U.S., at 454, 105 S.Ct., at 2773 (quoting Wolff, supra, at 558, 94 S.Ct., at 2975-2976).

We conclude, therefore, that respondent's claim for declaratory relief and money damages, based on allegations of deceit and bias on the part of the decisionmaker that necessarily imply the invalidity of the punishment imposed, is not cognizable under § 1983. Respondent also requests, however, prospective injunctive relief. His amended complaint alleges that prison officials routinely fail to date-stamp witness statements that are made in cases involving "jail house attorney[s]" like himself, in order to weaken any due process challenge for failure to call witnesses. App. to Pet. for Cert. I-4. He requests an injunction requiring prison officials to date-stamp witness statements at the time they are received. Id., at I-10. Ordinarily, a prayer for such prospective relief will not "necessarily imply" the invalidity of a previous loss of good-time credits, and so may properly be brought under § 1983. To prevail, of course, respondent must establish standing, see Lewis v. Casey, 518 U.S. 343, 351-354, 116 S.Ct. 2174, 2189- 2190, 135 L.Ed.2d 606 (1996), and meet the usual requirements for injunctive relief, see, e.g., O'Shea v. Littleton, 414 U.S. 488, 499, 502, 94 S.Ct. 669, 677-678, 679, 38 L.Ed.2d 674 (1974). Neither *649 the Ninth Circuit nor the District Court considered this injunctive claim, and its validity was neither briefed nor argued here. We leave this issue for consideration by the lower courts on remand.

Since we are remanding, we must add a word concerning the District Court's decision to stay this § 1983 action while respondent sought restoration of his good-time credits, rather than dismiss it. The District Court was of the view that once respondent had exhausted his state remedies, the § 1983 action could proceed. App. to Pet. for Cert. F-14. This was error. We reemphasize that § 1983 contains no judicially imposed exhaustion requirement, Heck, 512 U.S., at 481, 483, 114 S.Ct., at 2369, 2370-2371; absent some other bar to the suit, a claim either is cognizable under § 1983 and should immediately go forward, or is not cognizable and should be dismissed.

The judgment of the Ninth Circuit is reversed, and the case is remanded for further proceedings consistent with this opinion.

It is so ordered.

Justice GINSBURG, with whom Justice SOUTER and Justice BREYER join, concurring.

I agree that Balisok's claim is not cognizable under 42 U.S.C. § 1983 to the extent that it is "based on allegations of deceit and bias on the part of the decisionmaker," ante, at 1589; those allegations, as the Court explains, "necessarily imply the invalidity of the punishment imposed," ibid.; see ante, at 1587-1589. Balisok alleged other procedural defects, however, including the failure of prison official Edwards "to specify what facts and evidence supported the finding of guilt." App. to Pet. for Cert. F-3 (District Court order); see Wolff v. McDonnell, 418 U.S. 539, 564-565, 94 S.Ct. 2963, 2978-2979, 41 L.Ed.2d 935 (1974) (inmate subjected to discipline is entitled to a written statement of reasons and evidence relied on). A defect of this order, unlike the principal "deceit and bias" procedural defect Balisok alleged, see ante, at 1588, would not necessarilyimply *650 the invalidity of the deprivation of his good-time credits, and therefore is immediately cognizable under § 1983. On this understanding, I join the Court's opinion.

520 U.S. 641, 117 S.Ct. 1584, 137 L.Ed.2d 906, 65 USLW 4359, 97 Cal. Daily Op. Serv. 3732, 97 Daily Journal D.A.R. 6289, 97 CJ C.A.R. 724, 10 Fla. L. Weekly Fed. S 457

END OF DOCUMENT